HomeMy WebLinkAboutA3715 - FAA TRANSPORTATION HOME INSULATION MO 5779 U.S. Dept of Transportation
* Single Family Home Sound
Insulation Pilot Program
U.S. DEPARTMENT AGREEMENT #3715 AIP-20
OF TRANSPORTATION N105779, 7-17-96
FEDERAL AVIATION
ADMINISTRATION
GRANT AGREEMENT
Part 1 -Offer
Date of Offer: September 19, 1996
Palm Springs Regional Airport/Planning Area
Project No: 3-06-0181-20
Contract No: DTFA08-96-C-20997
TO: City of Palm Springs, California
(herein called the "Sponsor")
FROM: The United States of America (acting through the Federal Aviation Administration, herein called the"FAA")
WHEREAS, the Sponsor has submitted to the FAA a Project Application dated 10126195, for a grant of Federal
funds for a project at or associated with the Palm Springs Regional Airport/Planning Area which Project
Application, as approved by the FAA, is hereby incorporated herein and made a part hereof; and
WHEREAS, the FAA has approved a project for the Airport or Planning Area (herein called the "Project")
consisting of the following:
Conduct study of recently built homes within the 96-70 CNEL contour; single family home sound
insulation pilot program 65 CNEL(approx. 10); acquire parcels within future RW13RI31L RPZ and
within 65 CNEL (approx. 5 parcels north side and 9 parcels south side) phase 1; construct noise berm
along south side of Vista Chino.
all as more particularly described in the Project Application.
Page 1 of 4
NOW THEREFORE, pursuant to and for the purpose of carrying out the provisions of the Airport and Airway
Improvement Act of 1982, as amended by the Airport and Airway Safety and Capacity Expansion Act of 1987,
herein called the "Act," and/or the Aviation Safety and Noise Abatement Act of 1979, and in consideration of (a)
the Sponsor's adoption and ratification of the representations and assurances contained in said Project Application
and its acceptance of this Offer as hereinafter provided, and (b) the benefits to accrue to the United States and the
public from the accomplishment of the Project and compliance with the assurances and conditions as herein
provided, THE FEDERAL AVIATION ADMINISTRATION, FOR AND ON BEHALF OF THE UNITED STATES,
HEREBY OFFERS AND AGREES to pay, as the United States share of the allowable costs incurred in
accomplishing the Project, 90.00 percentum.
The Offer is made on and subject to the following terms and conditions:
Conditions
1. The maximum obligation of the United States payable under this offer shall be $1,256,504.00 For the
purposes of any future grant amendments which may increase the foregoing maximum obligation of the
United States under the provisions of Section 512(b) of the Act, the following amounts are being specified
for this purpose:
$ for planning
$1,256,604.00 for airport development or noise program implementation.
2. The allowable costs of the project shall not include any costs determined by the FAA to be ineligible for
consideration as to allowability under the Act.
3. Payment of the United States share of the allowable project costs will be made pursuant to and in
accordance with the provisions of such regulations and procedures as the Secretary shall prescribe. Final
determination of the United States share will be based upon the final audit of the total amount of allowable
project costs and settlement will be made for any upward or downward adjustments to the Federal share
of costs.
4. The sponsor shall carry out and complete the Project without undue delays and in accordance with the
terms hereof, and such regulations and procedures as the Secretary shall prescribe, and agrees to
comply with the assurances which were made part of the project application.
5. The FAA reserves the right to amend or withdraw this offer at any time prior to its acceptance by the
sponsor.
6. This offer shall expire and the United States shall not be obligated to pay any part of the costs of the
project unless this offer has been accepted by the sponsor on or before 09/30/96 or such subsequent date
as may be prescribed in writing by the FAA.
7. The sponsor shall take all steps, including litigation if necessary, to recover Federal funds spent
fraudulently, wastefully, or in violation of Federal antitrust statutes, or misused in any other manner in any
project upon which Federal funds have been expended. For the purposes of this grant agreement, the
term "Federal funds" means funds however used or disbursed by the sponsor that were originally paid
pursuant to this or any other Federal grant agreement. It shall obtain the approval of the Secretary as to
any determination of the amount of the Federal share of such funds. It shall return the recovered Federal
share, including funds recovered by settlement, order or judgment, to the Secretary. It shall furnish to the
Secretary, upon request, all documents and records pertaining to the determination of the amount of the
Federal share or to any settlement, litigation, negotiation, or other efforts taken to recover such funds. All
settlements or other final positions of the sponsor, in court or otherwise, involving the recovery of such
Federal share shall be approved in advance by the Secretary.
Page 2 of 4
8. The United States shall not be responsible or liable for damage to property or injury to persons which may
arise from, or be incident to, compliance;with this grant agreement.
9. The attached Part V Assurances are hereby substituted in lieu of those in the Sponsor's Project
Application and made a part hereof.
10. Buy American Requirement. Unless otherwise approved by the FAA, it will not acquire or permit any
contractor or subcontractor to acquire any steel or manufactured products produced outside the United
States to be used for any project for airport development or noise compatibility for which funds are
provided under this grant. The sponsor will include in every contract a provision implementing this special
condition.
11. No payment shall be made under the terms of this grant agreement for work accomplished on privately
owned land until the sponsor submits the agreement with the owner of the property required by Assurance
5d of Part V, Assurances and such agreement is determined to be satisfactory. As a minimum, the
agreement with the private owner must contain the following provisions:
1. The property owner shall subject the construction work on the project to such inspection and approval
during the construction or installation of the noise compatibility measures and after completion of the
measures as may reasonably be requested by the Secretary or sponsor.
2. The property owner shall assume, the responsibility for maintenance and operation of the items
installed, purchased, or constructed under this agreement. Neither the Federal Aviation
Administration nor the sponsor bears any responsibility for maintenance and operation of these items.
3. If Federal funds for the noise compatibility measures are transferred by the sponsor to the owner of
the private property, or the owner's agent, the property owner shall agree to maintain and make
available to the Secretary or the sponsor, upon reasonable request, records disclosing the amount of
funds received and the disposition of those funds.
4. The property owner's right to sue the owner of Palm Springs Regional Airport for adverse noise impact
will be abrogated if the property owner deliberately or willfully acts to reduce or destroy the
effectiveness of the noise compatibility measures during the useful life of such measures. This
obligation shall remain in effect throughout the useful life of the noise compatibility measures, but not
to exceed 20 years from the date of the sponsor's acceptance of Federal aid for the project.
12. It is hereby understood and agreed by and between the parties hereto that the United States of America
will not make nor be obligated to make any payments involving said parcels described as Item No. 4 in the
Project Applicaton until the Sponsor has submitted evidence that it has acquired a fee title or such lesser
property interest as may be found satisfactory to the FAA in and to said parcels or any portion thereof for
which grant payment is sought subject to no liens, encumbrances, reservations or exceptions which in the
opinion of the FAA would create an undue risk of interference with accomplishment of the project or the
use and operation of the airport.
Page 3 of 4
The Sponsor's acceptance of this Offer and ratification and adoption of the Project Application incorporated herein
shall be evidenced by execution of this instrument by the Sponsor, as hereinafter provided, and this Offer and
Acceptance shall comprise a Grant Agreement, as provided by the Act, constituting the contractual obligations and
rights of the United States and the Sponsor with respect to the accomplishment of the Project and compliance with
the assurances and conditions as provided herein. Such Grant Agreement shall become effective upon the
Sponsor's acceptance of this Offer.
UNITED STATES OF AMERICA
FEDERAL AVIATION ADMINISTRATION
John )Milligan
Supe isor, Standards Section
Part 11 -Acceptance
The Sponsor does hereby ratify and adopt all assurances, statements, representations, warranties, covenants,
and agreements contained in the Project Application and incorporated materials referred to in the foregoing Offer
and does hereby accept this Offer and by such acceptance agrees to comply with all of the terms and conditions in
this Offer and in the Project Application.
Executed this day of September, 1996
Cit aim Springs, C I rn a
(SEAL) B_ ly
(Sponsor's Designated Official Representative)
ROB
Attes _ Title ClyP?.:,.,,
.IUDrrH SUMICFI "= " ,. fNCIL
Title: 6 & pa..r4d2� 9 '+t.�. �w,9 B +, ° 9
CERTIFICATE OF SPONSOR'S ATTORNEY f13�/S
I, _)(AJ,A P)�,. �',rc_ acting as Attorney for the Sponsor do hereby certify:
That in my opinion the Sponsor is empowered to enter into the foregoing Grant Agreement under the laws of the
State of California. Further, I have examined the foregoing Grant Agreement and the actions taken by said
Sponsor and Sponsor's official representative has been duly authorized and that the execution thereof is in all
respects due and proper and in accordance with the laws of the said State and the Act. In addition, for grants
involving projects to be carried out on property riot owned by the Sponsor, there are no legal impediments that will
prevent full performance by the Sponsor. Further, it is my opinion that the said Grant Agreement constitutes a
legal and binding obligation of the Sponsor in accordance with the terms thereof.
Dated at this
fl?1'day of Y„ I: �_ 1996
;mow �Y�rt a
Signature of Sponsor's Attorney
Page 4 of 4
ASSURANCES
Airport Sponsors
A. General.
1. These assurances shall be complied with in the performance of grant agreements for airport
development, airport planning, and noise compatibility program grants for airport sponsors.
2. These assurances are required to be submitted as part of the project application by
sponsors requesting funds under the provisions of Title 49, U.S.C., subtitle VII, as
amended. As used herein, the term "public agency sponsor" means a public agency with
control of a public-use airport; the term "private sponsor" means a private owner of a public-
use airport; and the term "sponsor" includes both public agency sponsors and private
sponsors.
3. Upon acceptance of the grant offer by the sponsor, these assurances are incorporated in
and become part of the grant agreement.
B. Duration and Applicability.
1. Airport development or Noise Compatibility Program Projects Undertaken by a
Public Agency Sponsor. The terms, conditions and assurances of the grant agreement
shall remain in full force and effect throughout the useful life of the facilities developed or
equipment acquired for an airport development or noise compatibility program project, or
throughout the useful life of the project items installed within a facility under a noise
compatibility program project, but in any event not to exceed twenty (20) years from the
date of acceptance of a grant offer of Federal funds for the project. However, there shall be
no limit on the duration of the assurance against exclusive rights or the terms, conditions
and assurances with respect to real property acquired with Federal funds. Furthermore, the
duration of the Civil Rights assuirance shall be specified in the assurances.
2. Airport Development or Noise: Compatibility Projects Undertaken by a Private
Sponsor. The preceding paragraph 1 also applies to a private sponsor except that the
useful life of project items installed within a facility or the useful life of the facilities
developed or equipment acquired under an airport development or noise compatibility
program project shall be no less than ten (10) years from the date of acceptance of Federal
aid for the project.
3. Airport Planning Undertaken by a Sponsor. Unless otherwise specified in the grant
agreement, only Assurances 1, 2, 3, 5, 6, 13, 18, 30, 32, 33, and 34 in section C apply to
planning projects. The terms, conditions, and assurances of the grant agreement shall
remain in full force and effect during the life of the project.
C. Sponsor Certification. The sponsor hereby assures and certifies, with respect to this grant that:
Airport Assurances (1-95) Page 1 of 16
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�. General Federal Requirements. It will comply with all applicable Federal laws,
regulations, executive orders, policies, guidelines, and requirements as they relate to the
application, acceptance and use of Federal funds for this project including but not limited to
the following:
Federal Legislation
a. Title 49, U.S.C., subtitle VII, as amended.
b. Davis-Bacon Act- 40 U.S.C. 276(a), et seq.i
C. Federal Fair Labor Standards Act - 29 U.S.C. 201, et sea.
d. Hatch .Act- 5 U.S.C. 1501, et se .2
e. Uniform Relocation Assistance and Real Property Acquisition Policies Act of
1970 - 42 U.S.C. 4601, et sea.1 2
f. National Historic Preservation Act of 1966 - Section 106 - 16 U.S.C. 470(f).l
g. Archeological and Historic Preservation Act of 1974 - 16 U.S.C. 469 through
469c.1
h. Flood Disaster Protection Act of 1973 - Section 102(a) 42 U.S.C. 4012a.1
i. Rehabilitation Act of 1973 - 29 U.S.C. 794.
j. Civil Rights Act of 1964 -Title VI - 42 U.S.C. 2000d through d-4.
k. Age Discrimination Act of 1975 -42 U.S.C. 6101, et seq.
I. Architectural Barriers Act of 1968 -42 U.S.C. 4151, et se .1
M. Powerplant and Industrial Fuel Use Act of 1978 - Section 403- 2 U.S.C.
8373.1
n. Contract Work Hours and Safety Standards Act - 40 U.S.C. 327, etetsea.l
o. Copeland Antikickback Act- 18 U.S.C. 874.1
P. National Environmental Policy Act of 1969 - 42 U.S.C. 4321, et sea.1
q. Endangered Species Act- 16 U.S.C. 668(a), et sea.1
r. Single Audit Act of 1984 - 31', U.S.C. 7501, et seq,2
S. Drug-Free Workplace Act of!1988 - 41 U.S.C. 702 through 706.
Executive Orders
Executive Order 12372 - Intergovernmental Review of Federal Programs.
Executive Order 11246 - Equal Employment Opportunityl
Executive Order 12699 - Seismic Safety of Federal and Federally Assisted New Building
Constructionl
Federal Regulations
a. 49 CFR Part 18 - Uniform administrative requirements for grants and
cooperative agreements to state and local governments.3
b. 49 CFR Part 21 - Nondiscrimination in federally-assisted programs of the
Department of Transportation - effectuation of Title VI of the Civil Rights Act
of 1964.
Airport Assurances (1-95) Page 2 of 16
C. 49 CFR Part 23 - Participation by minority business enterprise in Department
of Transportation programs.
d. 49 CFR Part 24 - Uniform relocation assistance and real property acquisition
for Federal and federally assisted programs.1 2
e. 49 CFR Part 27 - Nondiscrimination on the basis of handicap in programs and
activities receiving or benefitting from Federal financial assistance.1
f. 49 CFR Part 29 - Governmentwide debarment and suspension (non-
procurement) and governmentwide requirements for drug-free workplace
(grants).
g. 49 CFR Part 30 - Denial of public works contracts to suppliers of goods and
services of countries that deny procurement market access to U.S.
contractors.
h. 29 CFR Part 1 - Procedures for predetermination of wage rates.1
i. 29 CFR Part 3 - Contractors and subcontractors on public building or public
work financed in whole or part by loans or grants from the United States.1
j. 29 CFR Part 5 - Labor standards provisions applicable to contracts covering
federally financed and assisted construction (also labor standards provisions
applicable to nonconstruction contracts subject to the Contract Work Hours
and Safety Standards Act).1
k. 41 CFR Part 60 - Office of Federal Contract Compliance Programs, Equal
Employment Opportunity, Department of Labor (Federal and federally
assisted contracting requirements).1
I. 14 CFR Part 150 - Airport noise compatibility planning.
M. 49 CFR Part 41 - Seismic safety of Federal and federally assisted or
regulated new building construction.1
n. 49 CFR Part 20 - New restrictions on lobbying.
Office of Management and Budget Circulars
a. A-87 - Cost Principles Applicable to Grants and Contracts with State and
Local Governments.
b A-128 - Audits of State and Local Governments.
1 These laws do not apply to airport planning sponsors.
2 These laws do not apply to private sponsors.
3 49 CFR Part 18 and OMB Circular A-87 contain requirements for State and
Local Governments receiving Federal assistance. Any requirement levied
upon State and Local Governments by this regulation and circular shall also
be applicable to private sponsors receiving Federal assistance under the
Airport and Airway Improvement Act of 1982, as amended.
Specific assurances required to be included in grant agreements by any of the above laws,
regulations or circulars are incorporated by reference in the grant agreement.
Airport Assurances (1-95) Page 3 of 16
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2. Responsibility and Authority of the Sponsor.
a. Public Agency Sponsor: It has legal authority to apply for the grant, and to
finance and carry out the proposed project; that a resolution, motion or similar
action has been duly adopted or passed as an official act of the applicant's
governing body authorizing the filing of the application, including all
understandings and assurances contained therein, and directing and
authorizing the person identified as the official representative of the applicant
to act in connection with the application and to provide such additional
information as may be required.
b. Private Sponsor: It has legal authority to apply for the grant and to finance
and carry out the proposed project and comply with all terms, conditions, and
assurances of this grant agreement. It shall designate an official
representative and shall in writing direct and authorize that person to file this
application, including all understandings and assurances contained therein; to
act in connection with this application; and to provide such additional
information as may be required.
3. Sponsor Fund Availability. It has sufficient funds available for that portion of the project
costs which are not to be paid by the United States. It has sufficient funds available to
assure operation and maintenance of items funded under the grant agreement which it will
own or control.
4. Good Title.
a. It holds good title, satisfactory to the Secretary, to the landing area of the
airport. or site thereof, or will give assurance satisfactory to the Secretary that
good title will be acquired.
b. For noise compatibility program projects to be carried out on the property of
the sponsor, it holds good title satisfactory to the Secretary to that portion of
the property upon which Federal funds will be expended or will give
assurance to the Secretary that good title will be obtained.
5. Preserving Rights and Powers.
a. It will not take or permit any action which would operate to deprive it of any of
the rights and powers necessary to perform any or all of the terms,
conditions, and assurances in the grant agreement without the written
approval of the Secretary, and will act promptly to acquire, extinguish or
modify any outstanding rights or claims of right of others which would
interfere with such performance by the sponsor. This shall be done in a
manner acceptable to the Secretary.
Airport Assurances (1-95) Page 4 of 16!,
b. It will not sell, lease, encumber, or otherwise transfer or dispose of any part of
its title or other interests in the property shown on Exhibit A to this application
or, for a noise compatibility program project, that portion of the property upon
which Federal funds have been expended, for the duration of the terms,
conditions, and assurances in the grant agreement without approval by the
Secretary. If the transferee is found by the Secretary to be eligible under the
Airport and Airway Improvement Act of 1982 to assume the obligations of the
grant agreement and to have the power, authority, and financial resources to
carry out all such obligations, the sponsor shall insert in the contract or
document transferring or disposing of the sponsor's interest, and make
binding upon the transferee all of the terms, conditions, and assurances
contained in this grant agreement.
C. For all noise compatibility program projects which are to be carried out by
another unit of local government or are on property owned by a unit of local
government other than the sponsor, it will enter into an agreement with that
government. Except as otherwise specified by the Secretary, that agreement
shall obligate that government to the same terms, conditions, and assurances
that would be applicable to it if it applied directly to the FAA for a grant to
undertake the noise compatibility program project. That agreement and
changes thereto must be satisfactory to the Secretary. It will take steps to
enforce this agreement against the local government if there is substantial
non-compliance with the terms of the agreement.
d. For noise compatibility program projects to be carried out on privately owned
property, it will enter into an agreement with the owner of that property which
includes provisions specified by the Secretary. It will take steps to enforce
this agreement against the property owner whenever there is substantial non-
compliance with the terms of the agreement.
e. If the sponsor is a private sponsor, it will take steps satisfactory to the
Secretary to ensure that the airport will continue to function as a public-use
airport in accordance with these assurances for the duration of these
assurances.
f. If an arrangement is made for management and operation of the airport by
any agency or person other than the sponsor or an employee of the sponsor,
the sponsor will reserve sufficient rights and authority to insure that the airport
will be operated and maintained in accordance with the Airport and Airway
Improvement Act of 1982, the regulations and the terms, conditions and
assurances in the grant agreement and shall insure that such arrangement
also requires compliance therewith.
Airport Assurances (1-95) Page 5 of 16
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6. Consistency with Local Plans. The project is reasonably consistent with plans (existing
at the time of submission of this application) of public agencies that are authorized by the
State in which the project is located to plan for the development of the area surrounding the
airport. For noise compatibility program projects, other than land acquisition, to be carried
out on property not owned by the airport and over which property another agency has land
use control or authority, the sponsor shall obtain from each such agency a written
declaration that such agency supports that project and the project is reasonably consistent
with the agency's plans regarding the property.
7. Consideration of Local Interest. It has given fair consideration to the interest of
communities in or near where the project may be located.
8. Consultation with Users. In making a decision to undertake any airport development
project under the Airport and Airway Improvement Act of 1982, it has undertaken
reasonable consultations with affected parties using the airport at which project is proposed.
S. Public Hearings. In projects involving the location of an airport, an airport runway, or a
major runway extension, it has afforded the opportunity for public hearings for the purpose
of considering the economic, social, and environmental effects of the airport or runway
location and its consistency with goals and objectives of such planning as has been carried
out by the community and it shall, when requested by the Secretary, submit a copy of the
transcript of such hearings to the Secretary. Further, for such projects, it has on its
management board either voting representation from the communities where the project is
located or has advised the communities that they have the right to petition the Secretary
concerning a proposed project.
10. Air and Water Quality Standards. In projects involving airport location, a major runway
extension, or runway location it will provide for the Governor of the state in which the project
is located to certify in writing to the Secretary that the project will be located, designed,
constructed, and operated so as to comply,with applicable air and water quality standards.
In any case where such standards have not been approved and where applicable air and
water quality standards have been promulgated by the Administrator of the Environmental
Protection Agency, certification shall be obtained from such Administrator. Notice of
certification or refusal to certify shall be provided within sixty days after the project
application has been received by the Secretary.
11. Pavement Preventive Maintenance. With respect to a project approved after January 1,
1995, for the replacement or reconstruction of pavement at the airport, it assures or certifies
that it has implemented an effective airport pavement maintenance-management program
and it assures that it will use such program for the useful life of any pavement constructed,
reconstructed or repaired with Federal financial assistance at the airport. It will provide
such reports on pavement condition and pavement management programs as the Secretary
determines may be useful.
Airport Assurances (1-95) Page 6 of 16
12. Terminal Development Prerequisites. For projects which include terminal development
at a public airport, it has, on the elate of submittal of the project grant application, all the
safety equipment required for certification of such airport under section 612 of the Federal
Aviation Act of 1958 and all the security equipment required by rule or regulation, and has
provided for access to the passenger enplaning and deplaning area of such airport to
passengers enplaning and deplaning from aircraft other than air carrier aircraft.
13. Accounting System, Audit, and Recordkeeping Requirements.
a. It shall keep all project accounts and records which fully disclose the amount
and disposition by the recipient of the proceeds of the grant, the total cost of
the project in connection with which the grant is given or used, and the
amount or nature of that portion of the cost of the project supplied by other
sources, and such other financial records pertinent to the project. The
accounts and records shall be kept in accordance with an accounting system
that will facilitate an effective audit in accordance with the Single Audit Act of
1984.
b. It shall make available to the Secretary and the Comptroller General of the
United States, or any of their duly authorized representatives, for the purpose
of audit and examination, any books, documents, papers, and records of the
recipient that are pertinent to the grant. The Secretary may require that an
appropriate audit tie conducted by a recipient. In any case in which an
independent audit is made of the accounts of a sponsor relating to the
disposition of the proceeds of a grant or relating to the project in connection
with which the grant was given or used, it shall file a certified copy of such
audit with the Comptroller General of the United States not later than six (6)
months following the close of the fiscal year for which the audit was made.
14. Minimum Wage Rates. It shall include, in all contracts in excess of$2,000 for work on any
projects funded under the grant agreement which involve labor, provisions establishing
minimum rates of wages, to be predetermined by the Secretary of Labor, in accordance
with the Davis-Bacon Act, as amended (40 U.S.C. 276a-276a-5), which contractors shall
pay to skilled and unskilled labor, and such minimum rates shall be stated in the invitation
for bids and shall be included in 1proposals or bids for the work.
15. Veteran's Preference. It shall include in all contracts for work on any project funded under
the grant agreement which involve labor, such provisions as are necessary to insure that, in
the employment of labor (except in executive, administrative, and supervisory positions),
preference shall be given to Veterans of the Vietnam era and disabled veterans as defined
in Section 515(c)(1) and (2) of the Airport and Airway Improvement Act of 1982. However,
this preference shall apply only where the individuals are available and qualified to perform
the work to which the employment relates.
Airport Assurances (1-95) Page 7 of 16
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16. Conformity to Plans and Specifications. It will execute the project subject to plans,
specifications, and schedules approved by the Secretary. Such plans, specifications, and
schedules shall be submitted to the Secretary prior to commencement of site preparation,
construction, or other performance under this grant agreement, and, upon approval of the
Secretary, shall be incorporated into this grant agreement. Any modification to the
approved plans, specifications, and schedules shall also be subject to approval of the
Secretary, and incorporated into the grant agreement.
17. Construction Inspection and Approval. 'It will provide and maintain competent technical
supervision at the construction site throughout the project to assure that the work conforms
to the plans, specifications, and schedules ;approved by the Secretary for the project. It
shall subject the construction work on any project contained in an approved project
application to inspection and approval by the Secretary and such work shall be in
accordance with regulations and procedures prescribed by the Secretary. Such regulations
and procedures shall require such cost and progress reporting by the sponsor or sponsors
of such project as the Secretary shall deem necessary.
18. Planning Projects. In carrying out planning projects:
a. It will execute the project in accordance with the approved program narrative
contained in the project application or with the modifications similarly
approved.
b. It will furnish the Secretary with such periodic reports as required pertaining to
the planning project and planning work activities.
C. It will include in all published material prepared in connection with the
planning project a notice that the material was prepared under a grant
provided by the United States.
d. It will make such material available for examination by the public, and agrees
that no material prepared with funds under this project shall be subject to
copyright in the United States or any other country.
e. It will give the Secretary unrestricted authority to publish, disclose, distribute,
and otherwise use any of the material prepared in connection with this grant.
f. It will grant the Secretary the right to disapprove the sponsor's employment of
specific consultants and their subcontractors to do all or any part of this
project as well as the right to disapprove the proposed scope and cost of
professional services.
g. It will grant the Secretary the right to disapprove the use of the sponsor's
employees to do all or any part of the project.
Airport Assurances (1-95) Page 8 of 16
h. It understands and agrees that the Secretary's approval of this project grant
or the Secretary's approval of any planning material developed as part of this
grant does not constitute or imply any assurance or commitment on the part
of the Secretary to approve any pending or future application for a Federal
airport grant.
19. Operation and Maintenance.
a. It will suitably operate and maintain the airport and all facilities thereon or
connected therewith, with due regard to climatic and flood conditions. Any
proposal to temporarily close the airport for nonaeronautical purposes must
first be approved by the Secretary. The airport and all facilities which are
necessary to serve the aeronautical users of the airport, other than facilities
owned or controlled by the United States, shall be operated at all times in a
safe and serviceable condition and in accordance with the minimum
standards as may be required or prescribed by applicable Federal, state and
local agencies for maintenance and operation. It will not cause or permit any
activity or action thereon which would interfere with its use for airport
purposes.
In furtherance of this assurance, the sponsor will have in effect at all times
arrangements for-
(1) Operating the airport's aeronautical facilities whenever required;
(2) Promptly marking and lighting hazards resulting from airport
conditions, including temporary conditions; and
(3) Promptly notifying airmen of any condition affecting aeronautical
use of the airport.
Nothing contained herein shall be construed to require that the airport be
operated for aeronautical use during temporary periods when snow, flood or
other climatic conditions interfere with such operation and maintenance.
Further, nothing herein shall be construed as requiring the maintenance,
repair, restoration, or replacement of any structure or facility which is
substantially damaged or destroyed due to an act of God or other condition or
circumstance beyond the control of the sponsor.
b. It will suitably operate and maintain noise compatibility program items that it
owns or controls upon which Federal funds have been expended.
20. Hazard Removal and Mitigation. It will take appropriate action to assure that such
terminal airspace as is required to protect instrument and visual operations to the airport
(including established minimum flight altitudes) will be adequately cleared and protected by
removing, lowering, relocating, marking, or lighting or otherwise mitigating existing airport
hazards and by preventing the establishment or creation of future airport hazards.
Airport Assurances (1-95) Page 9 of 16
21. Compatible Land Use. It will take appropriate action, including the adoption of zoning
laws, to the extent reasonable, to restrict the use of land adjacent to or in the immediate
vicinity of the airport to activities and purposes compatible with normal airport operations,
including landing and takeoff of aircraft. In addition, if the project is for noise compatibility
program implementation, it will not cause or permit any change in land use, within its
jurisdiction, that will reduce its compatibility,'!with respect to the airport, of the noise
compatibility program measures upon which Federal funds have been expended.
22. Economic Nondiscrimination.
a. It will make its airport available as an airport for public use on fair and
reasonable terms and without unjust discrimination, to all types, kinds and
classes of aeronautical use.
b. In any agreement,,contract, lease, or other arrangement under which a right
or privilege at the airport is granted to any person, firm, or corporation to
conduct or engage in any aeronautical activity for furnishing services to the
public at the airport, the sponsor will insert and enforce provisions requiring
the contractor to-
(1) furnish said services on a fair, reasonable, and not unjustly discriminatory
basis to all users thereof, and
(2) charge fair, reasonable, and not unjustly discriminatory prices for each
unit or service, provided that1he contractor may be allowed to make
reasonable and nondiscriminatory discounts, rebates, or other similar types of
price reductions to volume purchasers.
C. Each fixed-based operator at any airport owned by the sponsor shall be
subject to the same rates, fees, rentals, and other charges as are uniformly
applicable to all other fixed-based operators making the same or similar uses
of such airport and utilizing the same or similar facilities.
d. Each air carrier using such airport shall have the right to service itself or to
use any fixed-based operator that is authorized or permitted by the airport to
serve any air carrier at such airport.
e. Each air carrier using such airport (whether as a tenant, nontenant, or
subtenant of another air carrier tenant) shall be subject to such
nondiscriminatory and substantially comparable rules, regulations, conditions,
rates, fees, rentals, and other charges with respect to facilities directly and
substantially related to providing air transportation as are applicable to all
such air carriers which make similar use of such airport and utilize similar
facilities, subject to reasonable classifications such as tenants or nontenants
and signatory carriers and
1-95 Pa a 10 of 16
Airport Assurances ( ) g
nonsignatory carriers. Classification or status as tenant or signatory shall not
be unreasonably withheld by any airport provided an air carrier assumes
obligations substantially similar to those already imposed on air carriers in
such classification or status.
f. It will not exercise or grant any right or privilege which operates to prevent
any person, firm, or corporation operating aircraft on the airport; from
performing any services on its own aircraft with its own employees (including,
but not limited to maintenance, repair, and fueling) that it may choose to
perform.
g. In the event the sponsor itself exercises any of the rights and privileges
referred to in this assurance, the services involved will be provided on the
same conditions as would apply to the furnishing of such services by
contractors or concessionaires of the sponsor under these provisions.
h. The sponsor may establish such fair, equal, and not unjustly discriminatory
conditions to be met by all users of the airport as may be necessary for the
safe and efficient operation of the airport.
i. The sponsor may prohibit or limit any given type, kind or class of aeronautical
use of the airport if such action is necessary for the safe operation of the
airport or necessary to serve the civil aviation needs of the public.
23. Exclusive Rights. It will permit no exclusive right for the use of the airport by any person
providing, or intending to provide, aeronautical services to the public. For purposes of this
paragraph, the providing of the services at an airport by a single fixed-based operator shall
not be construed as an exclusive right if both of the following apply:
a. It would be unreasonably costly, burdensome, or impractical for more than
one fixed-based operator to provide such services, and
b. If allowing more than one fixed-based operator to provide such services
would require the reduction of space leased pursuant to an existing
agreement between such single fixed-based operator and such airport.
It further agrees that it will not, either directly or indirectly, grant or permit any person, firm,
or corporation, the exclusive right at the airport to conduct any aeronautical activities,
including, but not limited to charter flights, pilot training, aircraft rental and sightseeing,
aerial photography, crop dusting, aerial advertising and surveying, air carrier operations,
aircraft sales and services, sale of aviation petroleum products whether or not conducted in
conjunction with other aeronautical activity, repair and maintenance of aircraft, sale of
aircraft parts, and any other activities which because of their direct relationship to the
operation of aircraft can be regarded as an aeronautical activity, and that it will terminate
any exclusive right to conduct an aeronautical activity now existing at such an airport before
the grant of any assistance under the Airport and
Airport Assurances (1-95) Page 11 of 16
Airway Improvement Act of 1982.
24_ Fee and Rental Structure. It will maintain a fee and rental structure consistent with
Assurance 22 and 23 for the facilities and services being provided the airport users which
will make the airport as self-sustaining as possible under the circumstances existing at the
particular airport, taking into account such factors as the volume of traffic and economy of
collection. No part of the Federal share of an airport development, airport planning or noise
compatibility project for which a grant is made under the Airport and Airway Improvement
Act of 1982, the Federal Airport Act or the Airport and Airway Development Act of 1970
shall be included in the rate basis in establishing fees, rates, and charges for users of that
airport.
25. Airport Revenues. If the airport is under the control of a public agency, all revenues
generated by the airport and any local taxes on aviation fuel established after December 30,
1987, will be expended by it for the capital or operating costs of the airport; the local airport
system; or other local facilities which are owned or operated by the owner or operator of the
airport and directly and substantially related to the actual air transportation of passengers or
property; or for noise mitigation purposes on or off the airport. Provided, however, that if
covenants or assurances in debt obligations issued before September 3, 1982, by the
owner or operator of the airport, or provisions enacted before September 3, 1982, in
governing statutes controlling the owner or operator's financing, provide for the use of the
revenues from any of the airport owner or operator's facilities, including the airport, to
support not only the airport but also the airport owner or operator's general debt obligations
or other facilities, then this limitation on the,use of all revenues generated by the airport
(and, in the case of a public airport, local taxes on aviation fuel) shall not apply.
26. Reports and Inspections. It will:
(a) submit to the Secretary such annual or special financial and operations reports as the
Secretary may reasonably request and make such reports available to the public;
(b) make available to the public at reasonable times and places a report of the airport
budget in a format prescribed by the Secretary;
(c) for airport development projects, make the airport and all airport records and documents
affecting the airport, including deeds, leases, operation and use agreements, regulations
and other instruments, available for inspection by any duly authorized agent of the
Secretary upon reasonable request;
(d) for noise compatibility program projects, make records and documents relating to the
project and continued compliance with the'iterms, conditions, and assurances of the grant
agreement including deeds, leases, agreements, regulations, and other instruments,
available for inspection by any duly authorized agent of the Secretary upon reasonable
request; and
Airport Assurances (1-95) Page 12 of 16
(e) in a format prescribed by the Secretary, provide to the Secretary and make available to
the public, not later than 60 days following each of its fiscal years, ending after March 1,
1995, an annual report listing in detail :
(i) all amounts paid by the airport to any other unit of government and the purposes
for which each such payment was made; and
(ii) all services and property provided by the airport to other units of government and
the amount of compensation received for provision of each such service and property.
27. Use by Government Aircraft. It will make available all of the facilities of the airport
developed with Federal financial assistance and all those usable for landing and takeoff of
aircraft to the United States for use by Government aircraft in common with other aircraft at
all times without charge, except, if the use by Government aircraft is substantial, charge
may be made for a reasonable :hare, proportional to such use, for the cost of operating and
maintaining the facilities used. Unless otherwise determined by the Secretary, or otherwise
agreed to by the sponsor and the using agency, substantial use of an airport by
Government aircraft will be considered to exist when operations of such aircraft are in
excess of those which, in the opinion of the Secretary, would unduly interfere with use of
the landing areas by other authorized aircraft, or during any calendar month that-
a. Five (5) or more Government aircraft are regularly based at the airport or on land
adjacent thereto; or
b. The total number of movements (counting each landing as a movement) of
Government aircraft is 300 or more, or the gross accumulative weight of
Government aircraft using the airport (the total movement of Government aircraft
multiplied by gross weights of such aircraft) is in excess of five million pounds.
28_ Land for Federal Facilities. It will furnish without cost to the Federal Government for use
in connection with any air traffic control or air navigation activities, or weather-reporting and
communication activities related to air traffic control, any areas of land or water, or estate
therein, or rights in buildings of the sponsor as the Secretary considers necessary or
desirable for construction, operation, and maintenance at Federal expense of space or
facilities for such purposes. Such areas or any portion thereof will be made available as
provided herein within four months after receipt of a written request from the Secretary.
Airport Assurances (1-95) Page 13 of 16
29. Airport Layout Plan.
a. It will keep up to date at all times an airport layout plan of the airport showing
(1) boundaries of the airport and all proposed additions thereto, together with
the boundaries of all offsite areas owned or controlled by the sponsor for
airport purposes and proposed additions thereto; (2) the location and nature
of all existing and proposed airport facilities and structures (such as runways,
taxiways, aprons, terminal buildings, hangars and roads), including all
proposed extensions and reductions of existing airport facilities; and (3) the
location of all existing and proposed nonaviation areas and of all existing
improvements thereon. Such ;airport layout plans and each amendment,
revision, or modification thereof, shall be subject to the approval of the
Secretary which approval shall be evidenced by the signature of a duly
authorized representative of the Secretary on the face of the airport layout
plan. The sponsor will not make or permit any changes or alterations in the
airport or any of its facilities which are not in conformity with the airport layout
plan as approved by the Secretary and which might, in the opinion of the
Secretary, adversely affect the safety, utility or efficiency of the airport.
b. If a change or alteration in the airport or the facilities is made which the
Secretary determines adversely affects the safety, utility, or efficiency of any
federally owned, leased, or funded property on or off the airport and which is
not in conformity with the airport layout plan as approved by the Secretary,
the owner or operator will, if requested, by the Secretary (1) eliminate such
adverse effect in a manner approved by the Secretary; or (2) bear all costs of
relocating such property (or replacement thereof) to a site acceptable to the
Secretary and all costs of restoring such property (or replacement thereof) to
the level of safety, utility, efficiency, and cost of operation existing before the
unapproved change in the airport or its facilities.
3D. Civil Rights. It will comply with such rules as are promulgated to assure that no person
shall, on the grounds of race, creed, color, national origin, sex, age, or
handicap be excluded from participating in any activity conducted with or
benefitting from funds received from this grant. This assurance obligates the
sponsor for the period during which Federal financial assistance is extended to
the program, except where Federal financial assistance is to provide, or is in
the form of personal property or real property or interest therein or structures or
improvements thereon in which case the assurance obligates the sponsor or
any transferee for the longer of the following periods: (a) the period during
which the property is used for a purpose for which Federal financial assistance
is extended, or for another purpose involving the provision of similar services or
benefits, or (b) the period during which the sponsor retains ownership or
possession of the property.
Airport Assurances (1-95) Page 14 of 16
I
31. Disposal of Land.
a. For land purchased under a grant for airport noise compatibility purposes, it
will dispose of the land, when the land is no longer needed for such purposes,
at fair market value, at the earliest practicable time. That portion of the
proceeds of such disposition which is proportionate to the United States'
share of acquisition of such land will, at the discretion of the Secretary, 1) be
paid to the Secretary for deposit in the Trust Fund, or 2) be reinvested in an
approved noise compatibility project as prescribed by the Secretary.
b. (1) For land purchased under a grant for airport development purposes (other
than noise compatibility), it will, when the land is no longer needed for airport
purposes, dispose of such land at fair market value or make available to the
Secretary an amount equal to the United States' proportionate share of the
fair market value of the land. That portion of the proceeds of such disposition
which is proportionate to the United States' share of the cost of acquisition of
such land will, (a) upon application to the Secretary, be reinvested in another
eligible airport improvement project or projects approved by the Secretary at
that airport or within the national airport system, or (b) be paid to the
Secretary for deposit in the Trust Fund if no eligible project exists.
(2) Land shall be considered to be needed for airport purposes under this
assurance if(a) it may be needed for aeronautical purposes (including
runway protection zones) or serve as noise buffer land, and (b) the revenue
from interim uses of such land contributes to the financial self-sufficiency of
the airport. Further, land purchased with a grant received by an airport
operator or owner before December 31, 1987, will be considered to be
needed for airport purposes if the Secretary or Federal agency making such
grant before December 31, 1987, was notified by the operator or owner of the
uses of such land, did not object to such use, and the land continues to be
used for that purpose, such use having commenced no later than December_
15, 1989.
C. Disposition of such land under (a) or (b) will be subject to the retention or
reservation of any interest or right therein necessary to ensure that such land
will only be used for purposes which are compatible with noise levels
associated with operation of the airport.
32. Engineering and Design Services. It will award each contract, or sub-contract for
program management, construction management, planning studies, feasibility studies,
architectural services, preliminary engineering, design, engineering, surveying, mapping or
related services with respect to the project in the same manner as a contract for
architectural and engineering services is negotiated under Title IX of the Federal Property
and Administrative Services Act of 1949 or an equivalent qualifications-based requirement
prescribed for or by the sponsor of the airport.
Airport Assurances (1-95) Pagle 15 of 16
33. Foreign Market Restrictions. It will not allow funds provided under this grant to be used to
fund any project which uses any product or service of a foreign country during the period in
which such foreign country is listed by the United States Trade Representative as denying
fair and equitable market opportunities for products and suppliers of the United States in
procurement and construction.
34. Policies, Standards, and Specifications. 'It will carry out the project in accordance with
policies, standards, and specifications approved by the Secretary including but not limited to
the advisory circulars listed in the Current FAA Advisory Circulars for AIP projects, dated
May 1 1995 and included in this grant, and ',in accordance with applicable state policies,
standards, and specifications approved by the Secretary.
35. Relocation and Real Property Acquisition. (1) It will be guided in acquiring real property,
to the greatest extent practicable under State law, by the land acquisition policies in Subpart
B of 49 CFR Part 24 and will pay or reimburse property owners for necessary expenses as
specified in Subpart B. (2) It will provide a relocation assistance program offering the
services described in Subpart C and fair and reasonable relocation payments and
assistance to displaced persons as required in Subpart D and E of 49 CFR Part 24. (3) It
will make available within a reasonable period of time prior to displacement, comparable
replacement dwellings to displaced persons in accordance with Subpart E of 49 CFR Part
24.
Airport Assurances (1-95) Page 16 of 161i
k
CURRENT FAA ADVISORY CIRCULARS FOR AIP PROJECTS
Updated on: 511/95
NUMBER SUBJECT
70/7460-1H Obstruction Marking and Lighting
CHG 1 &2
150/5000-13 Announcement of Availability--RTCA Inc., Document RTCA-221,
Guidance and Recommended Requirements for Airport Surface
Movement Sensors
1 5 0151 0 0-1 4C Architectural, Engineering, and Planning Consultant Services for Airport
Grant Projects
150/5210-56 Painting, Marking and Lighting of Vehicles Used on an Airport
150/5210-7B Aircraft Fire and Rescue Communications
15015210-14 Airport Fire and Rescue Personnel Protective Clothing
150/5210-15 Airport Rescue & Firefighting Station Building Design
15D/5210-18 Systems for Interactive Training of Airport Personnel
150/5220-413 Water Supply Systems for Aircraft Fire and Rescue Protection
15D/5220-10A Guide Specification for Water/Foam Type Aircraft Rescue and
Firefighting Vehicles
15015220-13B Runway Surface Condition Sensor Specification Guide
15015220-14A Airport Fire and Rescue Vehicle Specification Guide
150/5220-16A Automated Weather Observing Systems for NonFederal Applications
15015220-17A Design Standards for Aircraft Rescue Firefighting Training Facilities
150/5220-18 Buildings for Storage and Maintenance of Airport Snow and Ice Control
Equipment and Materials
150/5220-19 Guide Specification for Small, Dual-Agent Aircraft Rescue and
Firefighting Vehicles
1 5 015 22 0-2 0 Airport Snow and Ice Control Equipment
CHG 1
15015220-21 Guide Specification for Lifts Used to Board Airline Passengers With
CHG 1 Mobility Impairments
150/5300-13 Airport Design
CHG 1, 2, 3, 4
15015300-14 Design of Aircraft Deicing Facilities
15015300-15 Use of Value Engineering for Engineering Design of Airport Grant
Projects
150/5320-56 Airport Drainage
150/5320-6C Airport Pavement Design and Evaluation
CHG 1 &2
15015320-12B Measurement, Construction, and Maintenance of Skid Resistant Airport
Pavement Surfaces
15015320-14 Airport Landscaping for Noise Control Purposes
150/5325-4A Runway Length Requirements for Airport Design
CHG 1
150/5340-1 G Standards for Airport Markings
150/5340-4C Installation Details for Runway Centerline Touchdown Zone Lighting
CHG 1 &2 Systems
150/5340-5B Segmented Circle Airport Marker System
CHG 1
150/5340-14B Economy Approach Lighting Aids
CHG 1 &2
150/5340-17B Standby Power for NonFAA Airport Lighting Systems
150/5340-18C Standards for Airport Sign Systems
CHG 1
Page 1 of 2 Pages
CURRENT FAA ADVISORY CIRCULARS FOR AIP PROJECTS
Updated on. 5/1/95
NUMBER SUBJECT
1 5 015 3 4 0-1 9 Taxiway Centerline Lighting System
150/5340-21 Airport Miscellaneous Lighting Visual Aids
15015340-23B Supplemental Wind Cones
150/5340-24 Runway and Taxiway Edge Lighting System
CHG 1
150/534D-27A Air-to-Ground Radio Control of Airport Lighting Systems
150/5345-3D Specification for L821 Panels for Remote Control of Airport Lighting
150/5345-5A Circuit Selector Switch
150/5345-7D Specification for L824 Underground Electrical Cable for Airport Lighting
CHG 1 Circuits
150/5345-10E Specification for Constant Current Regulators Regulator Monitors
150/5345-12C Specification for Airport and Heliport Beacon
1 5 015 345-1 3A Specification for L841 Auxiliary Relay Cabinet Assembly for Pilot Control
of Airport Lighting Circuits
1 5 015 34 5-2 6B Specification for L823 Plug and Receptacle, Cable Connectors
CHG 1 &2
15015345-27C Specification for Wind Cone Assemblies
15015345-28D Precision Approach Path Indicator(PAP]) Systems
CHG 1
1 5 015 3 4 5-3 9B FAA Specification 1-853, Runway and Taxiway Centerline Retroreflective
CHG 1 Markers
150/5345-42C Specification for Airport Light Bases, Transformer Housings, Junction
CHG 1 Boxes and Accessories
150/5345-43D Specification for Obstruction Lighting Equipment
150/5345-44F Specification for Taxiway and Runway Signs
CHG 1
15015345-45A Lightweight Approach Light Structure
15015345-46A Specification for Runway and Taxiway Light Fixtures
15D/5345-47A Isolation Transformers for Airport Lighting Systems
15015345-49A Specification L854, Radio Control Equipment
150/5345-5D Specification for Portable Runway Lights
CHG 1
15015345-51 Specification for Discharge-Type Flasher Equipment
CHG 1
150/5345-52 Generic Visual Glideslope Indicators (GVGI)
15015345-53 Airport Lighting Equipment Certification Program
150/5360-9 Planning and Design of AirportlTerminal Facilities at NonHub Locations
15015360-12A Airport Signing &Graphics
15015360-13 Planning and Design Guidance for Airport Terminal Facilities
CHG 1
150/5370-2C Operational Safety on AirportsjDudng Construction
15015370-613 Construction Progress and Inspection Report-Airport Grant Program
15015370-1OA Standards for Specifying Construction of Airports
CHG 1, 2, 3,4, 5,
s 7 8
150/5370-11 Use of Nondestructive Testing Devices in the Evaluation of Airport
CHG 1 Pavements
15015370-12 Quality Control of Construction for Airport Grant Projects
150/5390-2A Heliport Design
1 5 0153 9 0-3 Vertiport Design
Pages
Page 2 of 2 Pa
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