HomeMy WebLinkAbout4/2/2003 - STAFF REPORTS (15) DATE: April 2, 2003
TO: Honorable Mayor and City Council
FROM: Director of Human Resources
Assistant City Manager
APPROVE AWARD OF CONTRACT TO COLEN AND LEE FOR THIRD PARTY
ADMINISTRATION OF THE CITY'S WORKERS' COMPENSATION PROGRAM
RECOMMENDATION:
It is recommended that City Council approve and authorize staff to negotiate a contract with
Colen and Lee for Third Party Administration (TPA) of the City's workers' compensation
program.
SUMMARY:
California's worker's compensation system has become progressively more complex
resulting in increased cost, litigation and fraud.Average employers with good claims history
are seeing 40 to 60 percent increases in their premiums. Current estimates project that
California's businesses will pay $20 billion'for workers' compensation insurance in 2003.
In fact, system costs and accompanying premiums are up significantly from 2002, and are
projected to continue escalating.
The City has self-administered its workers' compensation program for the past 26 years.
Although the City has experienced relatively few problems over the years, the complexity
and escalating costs of workers' compensation claims have caused staff to evaluate its
program and to consider the use of a Third Party Administrator(TPA)to provide for a more
effective and aggressive review and handling of claims.
BACKGROUND:
The City of Palm Springs has been permissibly self-insured for workers' compensation
since October 5,1975. When the City first moved into self-insurance, the claims
administration was placed with a TPA. In 1977, the claims administration was brought in-
house. Sue Mills has been the claims administrator for the City of Palm Springs since
1977, and is certified by the State of California, Department of Industrial Relations, Self-
Insurance Plans. In 1995, Ms. Mills was promoted from Workers' Compensation Specialist
to the Director of Human Resources, while remaining the City's workers' compensation
claims administrator.
Because of the escalating cost of benefits and the increasing complexity of claim
administration requirements, staff believes that it would be prudent for the City to re-
evaluate the value of remaining self-administered. Also, litigiousness of the workers'
compensation system makes it imperative that those responsible for delivering benefits and
defending claims keep up with and understand current case law. Because of this, many
excess workers' compensation insurance carriers are declining to write self-administered
employers.
Today,California's workers'compensation system continues to struggle under inefficiencies
and skyrocketing costs, despite intense negotiations for the last four years. California's
cost-drivers—the highest frequency of permanent partial disability in the country,excessive
medical treatment utilization,excessive dispute, and litigation—arejeopardizing the stability
/AC.
Re: Contract to Colen and Lee
April 2, 2003
Page 2
of the state's workers' compensation system. Although Governor Gray Davis and state
legislators have negotiated legislation to give injured workers a benefit increase and enact
other cost-saving reforms, California's maximum benefit levels are among the lowest in the
nation, but the overall benefit costs—what it costs to pay claims—are, and continue to be,
among the highest in the nation. A recent study released by a nonprofit, nonpartisan public
policy research organization took a closer look at why California's workers' compensation
benefit delivery system is so much more expensive than other states. The Workers'
Compensation Research Institute (WCRI) found that California and Florida have higher
benefit delivery costs compared to other states' systems, even among states that are
generally considered to be higher-cost states. Medical management costs, litigation and
claims adjusting expenses are the reasons that California and Florida's system costs are
three times higher than Connecticut and Wisconsin, two states not otherwise considered
to be lower-benefit cost jurisdictions.
Like many public agencies throughout the State, the City has experienced an increase in
costs associated with its workers'compensation program. Last fiscal year,the City had 96
workers'compensation claims totalling$121,669 in benefits paid. This is a slight decrease
from Fiscal Year 2000-01, where the City paid $197,336 in benefits for 110 claims. Since
1999, the City has paid more than $5,577,000 in workers' compensation claims.
In order to better control cost, as well as to provide more effective and aggressive review
and handling of claims, staff believes it would be in the City's best interest to outsource the
administration of the workers' compensation program to a third party administer. Third
party administration of claims provides multiple layers of management and supervision,
built-in redundancy of claim staff and support for increased caseload, ease in change of
claim adjuster if conflict arises, greater flexibility in approach, economies of scale with
vendor contracts, and greater funds available to invest in state-of-the-art workers'
compensation claims software systems.
Last December, the City issued a Request for Proposal (RFP 03-03) for Third Party
Administration of the City's Workers' Compensation Program. This RFP was distributed
to 23 firms specializing in workers'compensation programs. Six proposals were received
by the due date and time of January 17, 2003. An initial evaluation of the proposals
resulted in the short-listing of four firms. These firms were: JT2 Integrated Resources,
Colen and Lee Risk Management Services, Hazelrigg Risk Management Services and
Tristar Risk Management. The four short-listed firms were invited to make presentations
to and respond to questions from the evaluation committee consisting of the Deputy City
Attorney for Labor and Employment, Assistant City Manager, Director of Procurement and
Contracting, and the Director of Human Resources.
Based on the information provided in the RFP, interviews conducted with the four firms and
reference checks, the evaluation committee has determined that the firm of Colen and Lee
is best suited to provide TPA services for workers' compensation.
Colen and Lee has been administering self-insurance programs for almost 20 years. The
firm, which is based in Diamond Bar, offers a full-range of services including benefit
delivery,coordination of benefits, medical management,disability management,vocational
rehabilitation, litigation management, and subrogation. They currently handle 25 public
agencies throughout Southern California,including our neighboring cities of Cathedral City,
Rancho Mirage and Desert Hot Springs. A brief prospectus on the company is attached.
106 ::L
Re: Contract to Colen and Lee
April 2, 2003
Page 3
The estimated program cost for the first year of the TPA services is $117,970, which
includes a one-time data conversion fee of$7,000. Funds are available in the current year
budget and will be appropriated for the first year's estimated cost. TPA costs will be offset
by the prior use of medical case management and attorney services for complex claim
management. For example, in Fiscal Year 2000-01,the City paid approximately$222,000
for medical case management and attorney services. Over the past three years the
average cost for these services has totaled more than $115,000 a year. In addition to the
cost savings that will be derived from the TPA's handling of complex claims, it is anticipated
that a TPA will lower claims costs to the City by reducing the number of incurred and
pending claims through more aggressive claims management. The TPA will also work
closely with staff in the implementation of a comprehensive injury prevention program, as
well as the development and implementation of a PPO bill review program. It is anticipated
that both programs will provide additional cost savings to the City.
Although Colen and Lee has requested a five-year commitment,staff is only recommending
an initial one-year agreement with an option to extend annually. This will enable staff to not
only evaluate their overall performance in handling our workers' compensation claims, but
we can review claim cost to ascertain the effectiveness of the entire workers'compensation
program.
Staff believes Colen and Lee has the necessary experience to effect a smooth transition
from self-administration to third party administration.Therefore,it is staff's recommendation
that the City Council approve the attached Minute Order awarding a contract to Colen and
Lee for Third Party Administration of the City's workers' compensation program.
DAVID H. READY
City Manager
Attachments:
1. Prospectus on Colen and Lee
2. Minute Order
l�C �
C OLEN AND LEE
RISK MANAGEMENT SERVICES
INTRODUCTION
Since 1982, we have provided high quality claims administration, consulting
and management information services in the areas of.,
n Liability and
❑ Workers' Compensation
to self insured private corporations, public entities and non-profit organizations in
Southern California.
OUR APPROACH
As administrators of Liability and Workers' Compensation self-insurance
programs, we take a straight-forward, no-nonsense approach to providing excellent
service at a fair price.
When you place your self insured Liability or Workers' Compensation program
with us, you work with a learn of Colen and Lee specialists who are pernnariently
assigned to your account. They get to know your preferences and the special
requirements of your program.
Furthermore, you are as involved with (or removed from) your program as you
wish. You may retain almost total control or simply set guidelines and attend to other
matters while we take cure of the details.
Strong lines of coin municatiou ensure that there are no surprises. Your Coleu and
Lee representative periodically meets with you to discuss individual cases,general
procedures and trends in your program.
Carefully designed systems provide the support our people need to do the_job
properly and efficiently. 'these systems, refined by years of experience, include
quality control measures that ensure a consistently high level of service -- day after
day, year after year.
OUR PEOPLE
Our people possess a combination of education, training and experience that
nralccs them well-qualified to administer sell'-insurance programs. Key staff members
arc properly licensed or State certified in accordance with State regulations.
They are afforded every opportunity, through continuing education and training, to
sharpen their skills and upgrade their knowledge. This is important in a field such as
ours where change is rapid.
Moreover, realizing that your public and employee relations can be enhanced or
harmed by our conduct, we instill in our people a service-oriented attitude which
manifests itself in a courteous and responsive demeanor.
ADC
OUR TECHNOLOGY
We provide our people with the tools they need to do the job property and
efficiently. Our facilities are equipped with modern communication, document
processing and in formation technology.
Every Colen and Lee employee, from the CEO to the receptionist, has a computer
workstation that is tied to a high performance network that, in turn, has a high speed
connection to the tnternet.
At the heart of our systems are application and database servers running web-
enabled, client-server, database management software that has been custom-designed
by our software engineers to provide fast,reliable claim processing, on-line
transaction processing (OLTP) and on-line client access.
CLAIMS ADMINISTRATION
This is one o f the most important aspects of a self-insurance program. After all,
clai in costs usually account for the single largest portion of a program's budget.
In administering Workers' Compensation claims, we provide services relating to:
❑ AO> /COLT Determination
n Benefit Delivery
❑ Coordination of Benefits
rn Medical Management
❑ Disability Management
❑ Vocational Rehabilitation
❑ Litigation Management
u Cost Containment
❑ Subrogation
In administering Liability claims, we provide services in the
areas of.
❑ Liability Investigation
❑ Damage Verification
❑ Evaluation
Negotiation
❑ Loss Adjustment
❑ Litigation Management
All of our activities are conducted with a clear purpose in mind: to see that claims
are handled properly, quickly and economically.
In Workers' Compensation, the fundamental goal is to dchverbenclus with
accuracy and timeliness, as prescribed by State law. But there is more to it than that.
For example. we take the time to talk to your nnjured employees, to explain benefits to
them and to answer any questions they may have. In this way, we avoid the kind or
misunderstanding that often leads to costly litigation. At the same time, we fight
abuse of the system. Not only exaggerated or fraudulent claims, but also overcharging
by medical care providers and other vendors.
In Liability, we act as a buffer between you and the claimant while gathering the
in fotrnation we need to determine how the claim should be resolved. The goal here is
to minimize loss, promptly paying claims that are owed, rejecting claims that are
without merit and compromising claims that fall into the gray area.
MANAGEMENT RLPORTS
Accountability and feedback. 'These are the reasons why management reports are
necessary.
As an integral part of our progruns, we offer a variety of management reports that
are designed to serve these needs. These reports depict current activity as well as
historical data. They include such information as:
u Management Summary
❑ Monthly Transactions
n Claim Detail
❑ Loss Analysis
We take care to ensure that these reports are accurate, timely, easy-to-read and
i2fonnative.
OTHER SERVICES
In addition to claims administration and martagemem reports, we provide services
in the areas of:
ORIENTATION &TRAINING for management groups and/or other employees.
REGULATORY REPORTING —we do the paperwork and electronic reporting
required by various regulatory agencies.
ACCOUNTING—we provide your accounting department with the information they
need to monitor expenditures.
CONSULTING --we can conduct special research projects or provide you with
custom management reports.
MINUTE ORDER NO.
APPROVING THE AWARD OF CONTRACT
AND AUTHORIZING STAFF TO
NEGOTIATE AN AGREEMENT IN A FORM
ACCEPTABLE TO THE CITY ATTORNEY
WITH COLEN AND LEE FOR THIRD
PARTY ADMINISTRATION OF THE CITY'S
WORKERS' COMPENSATION PROGRAM
--------------
I HEREBY CERTIFY that this Minute Order, approving the award of contract and
authorizing staff to negotiate an agreement in a form acceptable to the City Attorney with
Colen and Lee for third party administration of the City's Workers' Compensation
Program, was adopted by the City Council of the City of Palm Springs, California, in a
meeting thereof held on the 2nd day of April 2003.
PATRICIA A. SANDERS
City Clerk