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HOUSING AUTHORITY
COMMUNITY REDEVELOPMENT AGENCY STAFF
REPORT
DATE: November 19, 2008 NEW BUSINESS
SUBJECT: APPROVAL OF A MODIFICATION OF REGULATORY AGREEMENT,
ASSIGNMENT AND ASSUMPTION OF LOAN DOCUMENTS, FREDDIE
MAC RIDER TO THE REGULATORY AGREEMENT AND A
SUBORDINATION AGREEMENT BY AND BETWEEN THE COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM SPRINGS AND
CORPORATE FUND FOR HOUSING ("CFH"), d.b.a., LINC HOUSING
CORPORATION OF LONG BEACH, CALIFORNIA TO ASSIGN THE
AGREEMENT TO TAHQUITZ ASSOCIATES, LP, A CALIFORNIA
LIMITED PARTNERSHIP AND BY THE HOUSING AUTHORITY OF THE
CITY OF PALM SPRINGS AND CORPORATE FUND FOR HOUSING
("CFH"), d.b.a., LINC HOUSING CORPORATION OF LONG BEACH,
CALIFORNIA TO ALLOW FOR THE TRANSFER OF THE PROPERTY
TO A PARTNERSHIP THAT IS NOT A 501C(3) ORGANIZATION FOR
THE TAHQUITZ COURT APARTMENTS AT 2800, 2890, 2900 and 2990
EAST TAHQUITZ CANYON WAY
FROM: David H. Ready, Executive Director
BY: Community & Economic Development Department
SUMMARY
The owners of the Tahquitz Court Apartments, Corporate Fund for Housing ("CFH"),
d.b.a., LINC Housing Corporation of Long Beach, CA ("LING") intended to apply for tax-
exempt bonds and California 4% Low Income Housing Tax Credits for the refinancing,
rehabilitation and construction of a new 2,800 s.f. community room at the property. This
financing was intended to update and modernize the apartment complex, as well as
incorporate energy-efficiency improvements, at a hard cost of approximately $50,000
per unit. This project retains and upgrades 107 affordable housing units as rent- and
income-restricted units, plus one unit reserved for the complex's management office.
Based on the request in 2005 from LINC and analysis by Staff, the Agency approved a
resolution committing gap financing that would be paid out by the Agency over 10 years,
ITEM NO.
City Council Staff Report
(November 5, 2008 -- Page 2)
(Downtown Fagade Improvement Program Guidelines)
not to exceed $2,800,000 paid over that period of time. A new Owner Participation
Agreement was to follow once the project had received the commitment of bond- and
tax-credit financing. Since all of the units were and continue to be restricted to low- and
very-low income residents, the Agency per-unit subsidy was proposed to be about
$26,000.
In the end, LINC was unable to obtain State financing for several technical reasons.
One solution was to sell the property to a friendly non-profit and then collaborate on an
application, but negotiations with several affordable non-profits failed. This year, LINC
opted to market the property for sale and is under contract with RM Properties.
Together they would form Tahquitz Associates, LP, with LINC as a managing general
partner and RM as the limited partner and majority owner. There is no financing
request before the Agency or Housing Authority; the only request is to assign the
previous Agreements to the new partnership, which is not a non-profit.
RECOMMENDATION:
COMMUNITY REDEVELOPMENT AGENCY RECOMMENDATION:
1. Adopt Resolution No. , "A RESOLUTION OF THE COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM SPRINGS,
CALIFORNIA, APPROVING 1) A MODIFICATION OF REGULATORY
AGREEMENT; 2) ASSIGNMENT AND ASSUMPTION OF LOAN DOCUMENTS;
3) FREDDIE MAC RIDER TO THE REGULATORY AGREEMENT; AND, 4) A
SUBORDINATION AGREEMENT BY AND BETWEEN THE COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM SPRINGS AND
CORPORATE FUND FOR HOUSING ("CFH"), d.b.a., LINC HOUSING
CORPORATION OF LONG BEACH, CALIFORNIA TO ASSIGN THE
AGREEMENT TO TAHQUITZ ASSOCIATES, LP, A CALIFORNIA LIMITED
PARTNERSHIP FOR THE TAHQUITZ COURT APARTMENTS AT 2800, 2890,
2900 and 2990 EAST TAHQUITZ CANYON WAY;
HOUSING AUTHORITY RECOMMENDATION:
2. Adopt Resolution No. , "A RESOLUTION OF THE HOUSING
AUTHORITY OF THE CITY OF PALM SPRINGS, CALIFORNIA APPROVING
AN AMENDMENT TO A REGULATORY AGREEMENT AND DECLARATION OF
COVENANTS AND RESTRICTIONS BY AND BETWEEN THE HOUSING
AUTHORITY OF THE CITY OF PALM SPRINGS AND CORPORATE FUND
FOR HOUSING ("CFH"), d.b.a., LINC HOUSING CORPORATION OF LONG
BEACH, CALIFORNIA TO ALLOW FOR THE TRANSFER OF THE PROPERTY
TO A PARTNERSHIP THAT IS NOT A 501C(3) ORGANIZATION FOR THE
TAHQUITZ COURT APARTMENTS AT 2800, 2890, 2900 and 2990 EAST
TAHQUITZ CANYON WAY;
City Council Staff Report
(November 5, 2008-- Page 3)
(Downtown Fagade Improvement Program Guidelines)
3. Authorize the Executive Director to execute all the documents related to the
Amendments.
STAFF ANALYSIS:
Tahquitz Court is a 108-unit garden-style family apartment project situated on
approximately 5.4 acres, comprised of a campus of 10 buildings, each a two-story walk-
up of wood frame, slab-on-grade construction. The project is located on Tahquitz
Canyon Way adjacent to City Hall and is a short walking distance to personal services,
public transportation, schools and shopping. It consists of 17 one bedroom/one bath
units of approximately 700 square feet, 37 two bedroom/1.5 bath units of approximately
864 square feet, 38 two bedroom/2 bath units of approximately 1,089 square feet, and
16 three bedroom/2 bath units of approximately 1,390 square feet. The complex
features two swimming pools, two spas, central laundry facilities, and covered parking.
Individual units feature central heat and air conditioning, dishwashers, double sinks with
garbage disposals, breakfast bars, separate linen closets and private balconies or
patios.
In 1993, LINC's predecessor, Corporate Fund for Housing (CFH), a California 501(c)(3)
non-profit public benefit corporation, acquired the property from Redlands Federal Bank
(now CitiBank) which itself acquired the property through foreclosure in 1992. Originally
constructed circa 1963, through the 1980's Tahquitz Court had fallen into disrepair in
the hands of previous owners who operated it as a market-rate project with no
subsidized or designated affordable units.
CFH carried out minor rehab, added affordability restrictions that range from 40% AMI
to 60% AMI, and has owned the property since that time. CFH has determined that the
property needs to be rehabbed and began the process of selling it to a tax credit
partnership with LINC as the general partner.
On February 3, 1993, the Housing Authority of the City of Palm Springs adopted
Inducement Resolution No. 26 expressing its intent to issue tax-exempt bond financing
for the acquisition and rehabilitation of the Tahquitz Court Apartments, formerly the San
Carlos Apartments.
The Housing Authority-backed bonds have been repaid through a refinancing of the
project, in 2005.
In August 1993, the Community Redevelopment Agency of the City of Palm Springs
also approved Resolution 894 and 894A authorizing a $590,000 grant and transferring
Housing Set-Aside funds for the purpose of rehabilitation costs and bond issuance
costs.
In conjunction with CFH's acquisition of Tahquitz Court in September 1993, a
substantial rehabilitation program under Redlands' ownership was completed. CFH
was then able to reposition the property by lowering rents to attract and retain low- and
J3
City Council Staff Report
(November 5, 2008 -- Page 4)
(Downtown Fagade Improvement Program Guidelines)
very low-income families. This project aided the City in meeting its' Regional Housing
Needs Assessment (RHNA) numbers for very low, low and moderate Income housing of
325 units between 1989 and 1994. Fifteen (15) years remain of the initial 30-year
affordability condition as regulated in the August 1993 Regulatory Agreement.
While Tahquitz Court continues to serve the needs of low-to-moderate income
individuals and families in Palm Springs, in 2005 LING saw an opportunity to improve
the project and thus the living standards of its residents. Using a combination of low-
income housing tax credits through the California Tax Credit Allocation Committee
(TCAC) and tax-exempt bond financing through the California Debt Limit Allocation
Committee (CDLAC) LINC Housing proposed to embark on a $16 million refinancing
and rehabilitation program designed to update and modernize the units, as well as
incorporating energy-efficiency improvements, and to ensure affordable housing choice
for the long term.
In 2006, however, as LINC prepared to submit an Multi-family Housing Program (MHP)
funding application to the State of California's Department of Housing and Community
Development (HCD) a fundamental problem arose: HCD would consider the proposed
sale of Tahquitz Court to a tax credit partnership with LINC Housing acting as the
general partner as a "cash out refinancing," of the project, even though CFH would carry
back a $3 million seller's note. HCD determined that Corporate Fund for Housing and
LING share offices and staff and have overlapping Boards of Directors and despite the
fact that there is no legal connection between the two, HCD concluded that they were
related entities and this type of transaction between the two non-profits is prohibited by
HCD regulations, even though the sales price was based upon an appraisal. Without
the MHP funding, neither CFH nor LINC were able to complete the required
rehabilitation of the 40+ year old Tahquitz Court that would include major improvements
throughout the property and cost in excess of$10 million.
LINC attempted for over a year to work with HCD to structure a transaction that would
be eligible for MHP funding. HCD staff rejected the argument that a tax credit
partnership, not LINC, would own Tahquitz Court Apartments after the sale. HCD staff
has also rejected the idea that CFH and LINC could resolve the "related entities" issue
by restructuring the CFH Board of Directors. Their belief is that once "tainted" always
"tainted".
The only sale of Tahquitz Court Apartments from CFH to a LINC partnership that HCD
would approve required that CFH sell the property to a LINC partnership for the lesser
of the original purchase price or the current appraised value. CFH's purchase price in
1993 was approximately $4.1 million. The 2005 appraised value was approximately $8
million. This approach, however, would exclude the difference between the 1993 price
and the 2005 value from the "sources and uses," did not generate sufficient funding to
complete the necessary rehabilitation. Further, this alternative might be in conflict with
federal or state requirements that preclude non-profits from selling property to for-profit
entities at less than market value. (Even though the general partner is a non-profit, a tax
pw
City Council Staff Report
(November 5, 2008-- Page 5)
(Downtown Fagade Improvement Program Guidelines)
credit partnership is considered a for-profit entity because the investor is a for-profit
corporation.)
CFH believed its only alternative was to sell the property either to another nonprofit that
would carry out the same sort of rehab as would LINC or on the open market. However,
a sale to a non-profit doing the same rehab would still require CFH to carry back
approximately $3 million and CFH only willing would do this for a development in which
LINC had an active and ongoing role.
Alternatively, they could choose to sell on the open market, likely to a for-profit owner
who could put down enough equity to eliminate the need for seller carryback. Earlier
this summer, LINC listed the property for sale, and are now under contract with an
apartment owner, Rocky Mountain Properties. The sale to Tahquitz Associates, LP,
with Rocky Mountain Properties of Utah as the majority owner, will not result in
additional affordability. However, the request is only to allow the partnership to purchase
the property and not for any additional Agency funds.
RM Properties is not an affordable housing developer but is willing to purchase this
property subject to the existing covenants. The parties are hoping to close on the sale
in November but need the Regulatory Agreements to be modified to allow the sale to
close.
The CRA Regulatory Agreement is still in place, with 15 years of affordability still left on
it. The original covenants were 30 years.
The buyer has requested the Housing Authority and Community Redevelopment
Agency to take several actions: (1) terminate the Housing Authority Regulatory
Agreement in favor of the Agency Regulatory Agreement, since the City-backed
financing is no longer in place and (2) amend the Agency Regulatory Agreement to
change the name of the other party as well as remove the provision that requires the
owner to be a 501c(3) organization, which LINC is but the new LP or LLC would not be.
Should the Agency enter a new Agreement to provide additional funds on the project,
Redevelopment Law would require that a new 55 year affordability restriction be placed
on the property. However, just changing the name and making a minor modification on
the Regulatory Agreement, the existing commitment would remain for the next 15 years.
FISCAL IMPACT: IFinance Director Review:
There is no fiscal impact from either of these amendments.
n,
City Council Staff Report
(November 5, 2008— Page 6)
(Downtown Fagade Improvement Program Guidelines)
J hn Ray o hector
omm y & Ec nomic Development
David H. Ready, 2�55a-�°ager Tom Wilson, ssistant City Manager
Attachment:
1. Agency Resolution
2. Housing Authority Resolution
3. MODIFICATION OF REGULATORY AGREEMENT
4. ASSIGNMENT AND ASSUMPTION OF LOAN DOCUMENTS
5. FREDDIE MAC RIDER TO THE REGULATORY AGREEMENT
6. SUBORDINATION AGREEMENT
_ r�
RESOLUTION NO.
A RESOLUTION OF THE COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM
SPRINGS, CALIFORNIA, APPROVING A RESOLUTION OF
THE COMMUNITY REDEVELOPMENT AGENCY OF THE
CITY OF PALM SPRINGS, CALIFORNIA, APPROVING A
MODIFICATION OF REGULATORY AGREEMENT,
ASSIGNMENT AND ASSUMPTION OF LOAN
DOCUMENTS, FREDDIE MAC RIDER TO THE
REGULATORY AGREEMENT AND A SUBORDINATION
AGREEMENT BY AND BETWEEN THE COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM
SPRINGS AND CORPORATE FUND FOR HOUSING
("CFH"), d.b.a., LINC HOUSING CORPORATION OF LONG
BEACH, CALIFORNIA TO ASSIGN THE AGREEMENT TO
TAHQUITZ ASSOCIATES, LP, A CALIFORNIA LIMITED
PARTNERSHIP FOR THE TAHQUITZ COURT
APARTMENTS AT 2800, 2890, 2900 and 2990 EAST
TAHQUITZ CANYON WAY A0501C
WHEREAS, the Community Redevelopment Agency of the City of Palm Springs (the
"Agency") has established an affordable housing setaside fund in accordance with
Section 33000 et. seq. of the California Health and Safety Code; and
WHEREAS, the Agency and the Developer entered into that certain Owner Participation
Agreement ("OPA") with Corporate Fund for Housing ("CFH"), d.b.a., LINC Housing
Corporation of Long Beach, California which provided for an Agency loan in
combination with City-backed acquisition bonds for the Tahquitz Court Apartments at
2800, 2890, 2900, and 2990 East Tahquitz Canyon Way; and
WHEREAS, the Agency and the Owner now desire to approve, in accordance with the
terms and conditions set forth in the Agreement, a Modification of Regulatory
Agreement, Assignment and Assumption of Loan Documents, a Freddie Mac Rider to
the Regulatory Agreement, and a Subordination Agreement.
NOW THEREFORE BE IT RESOLVED by the Community Redevelopment Agency of
the City of Palm Springs, as follows!
SECTION 1. The above recitals are true and correct and incorporated herein.
SECTION 2, The Modification of Regulatory Agreement, Assignment and Assumption
of Loan Documents, a Freddie Mac Rider to the Regulatory Agreement, and a
Subordination Agreement are hereby approved and incorporated herein by this
reference.
� 7
1
SECTION 3. The Executive Director, or his designee, is hereby authorized to execute
on behalf of the Agency the documents necessary to the Agreement, and make minor
changes as may be deemed necessary, in a form approved by Agency Counsel.
ADOPTED this day of 2008.
AYES:
NOES:
ABSENT:
COMMUNITY REDEVELOPMENT
AGENCY OF THE CITY OF PALM
SPRINGS, CALIFORNIA
Chairman
ATTEST:
James Thompson, Assistant Secretary
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, JAMES THOMPSON, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. _ is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on
by the following vote:
AYES-
NOES-
ABSENT:
ABSTAIN:
2
RESOLUTION NO.
A RESOLUTION OF THE HOUSING AUTHORITY OF THE
CITY OF PALM SPRINGS, CALIFORNIA APPROVING AN
AMENDMENT TO A REGULATORY AGREEMENT AND
DECLARATION OF COVENANTS AND RESTRICTIONS
BY AND BETWEEN THE HOUSING AUTHORITY OF THE
CITY OF PALM SPRINGS AND CORPORATE FUND FOR
HOUSING ("CFH"), d.b.a., LINC HOUSING CORPORATION
OF LONG BEACH, CALIFORNIA TO ALLOW FOR THE
TRANSFER OF THE PROPERTY TO A PARTNERSHIP
THAT IS NOT A 501C(3) ORGANIZATION FOR THE
TAHQUITZ COURT APARTMENTS AT 2800, 2890, 2900
and 2990 EAST TAHQUITZ CANYON WAY A0501C
WHEREAS, on February 3, 1993, the Housing Authority of the City of Palm Springs
adopted Inducement Resolution No. 26 expressing its intent to issue tax-exempt bond
financing on behalf of Corporate Fund for Housing ("Owner") for the acquisition and
rehabilitation of the Tahquitz Court Apartments, formerly the San Carlos Apartments;
and
WHEREAS, the Housing Authority-backed bonds have been repaid through a
refinancing of the project, in 2005; and
WHEREAS, in conjunction with the Housing Authority action, the Community
Redevelopment Agency and the Owner entered into that certain Owner Participation
Agreement ("OPA") with Corporate Fund for Housing d.b.a., LINC Housing Corporation
of Long Beach, California which provided for an Agency loan in combination with City-
backed acquisition bonds for the Tahquitz Court Apartments at 2800, 2890, 2900, and
2990 East Tahquitz Canyon Way; and
The buyer has requested the Housing Authority and Community Redevelopment
Agency to take several actions: (1) terminate the Housing Authority Regulatory
Agreement in favor of the Agency Regulatory Agreement, since the City-backed
financing is no longer in place and as well as remove the provision that requires the
owner to be a 501c(3) organization, which LINC is but the new LP or LLC would not be
(2) amend the Agency Regulatory Agreement to change the name of the other party;
and
WHEREAS, the Housing Authority and the Owner now desire to approve an
Amendment to the Regulatory Agreement in accordance with the terms and conditions
set forth in the Agreement to change the name of the other party and to remove the
provision that requires the owner to be a 501 c(3) organization.
NOW THEREFORE BE IT RESOLVED by the Housing Authority of the City of Palm
Springs, as follows:
1
SECTION 1. The above recitals are true and correct and incorporated herein.
SECTION 2. The Amendment is hereby approved and incorporated herein by this
reference.
SECTION 3. The Executive Director, or his designee, is hereby authorized to execute
on behalf of the Housing Authority the documents necessary to the Amendment, and
make minor changes as may be deemed necessary, in a form approved by the City
Attorney.
ADOPTED this day of 2008.
AYES:
NOES:
ABSENT:
HOUSING AUTHORITY OF THE CITY
OF PALM SPRINGS, CALIFORNIA
Chairman
ATTEST:
James Thompson, Assistant Secretary
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, JAMES THOMPSON, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. _ is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on
by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
2
SUBORDINATION AGREEMENT
THIS SUBORDINATION AGREEMENT (this "Agreement") is entered into this
day of 2008, by and between (i) CAPIMARK BANK, a
Utah industrial bank (the "Senior Mortgagee"), and (ii) THE COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM SPRINGS
CALIFORNIA, a public body corporate and politic (the"Subordinate Mortgagee").
RECITALS
A. Tahquitz Associates, LP, a California limited partnership (the "Borrower") is the
owner of certain land located in Riverside County, California, described in Exhibit A
hereto (the "Land"). The Land is currently improved with a multifamily housing
project(the "Improvements")-
B. The Senior Mortgagee is making a loan to the Borrower in the original principal
amount of S4,839,000.00. The loan will be secured by a Multifamily Deed of Trust,
Assignment of Rents, Security Agreement and Fixture Filing dated ,
2008 (the "Senior Mortgage") encumbering the Land and Improvements and other
"Mortgaged Property" (as defined in the Senior Mortgage).
C. The Subordinate Mortgagee has made a loan to the Borrower in the original principal
amount of$5907000.00. The loan is secured by a Deed of Trust With Assignment of
Rents, Security Agreement and Fixture Filing dated September 28, 1993 (the
"Subordinate Mortgage") encumbering the Land and Improvements-
D. The Senior Mortgage is recorded in the land records of Riverside County, California
("Recording Office") of even date herewith and prior hereto. The Subordinate
Mortgage is recorded in the Recording Office as Document Number 3 8220 1.
E. The execution and delivery of this Agreement is a condition of Senior Mortgagee's
snaking of the Senior Mortgage loan.
NOW, THEREFORE, for valuable consideration, the receipt and sufficiency of
which are hereby acknowledged, the parties hereto agree as follows:
1. DEFINITIONS. The following terms, when used in this Agreement (including, as
appropriate, when used in the above recitals), shall have the following meanings.
(a) The teens "Condemnation", "Impositions", "Leases", "Rents",
"Restoration" and "Transfer", as well as any term used in this
Agreement and not otherwise defined in this Agreement, shall have the
meanings given to those terms in the Senior Mortgage.
(b) "Bankruptcy ProceedingI' means any bankruptcy, reorganization,
insolvency, composition, restructuring, dissolution, liquidation,
receivership, assignment for the benefit of creditors, or custodianship
action or proceeding under any federal or state law with respect to the
Borrower, any guarantor of any of the Senior indebtedness, any of their
respective properties, or any of their respective partners, members,
officers, directors, or shareholders.
Municipal Subordination Agreement(11-03)
(c) "Borrower" means all persons or entities identified as "Borrower" in the
first paragraph of this Agreement, together with their successors and
assigns, and any other person or entity who acquires title to the Land and
Improvements after the date of this Agreement; provided that the term
"Borrower" shall not include the Senior Mortgagee in the event that the
Senior Mortgagee may acquire title to the Land and Improvements.
(d) "Casualty" means the occurrence of damage to or loss of any of the
Mortgaged Property by fire or other casualty-
(e) "Enforcement Action" means the acceleration of all or any part of the
Subordinate Indebtedness, the advertising of or commencement of any
foreclosure or trustee's sale proceedings, the exercise of any power of sale,
the acceptance of a dccd or assignment in lieu of foreclosure or sale, the
collecting of Rents, the obtaining of or seeking of the appointment of a
receiver, the seeking of default interest, the taking of possession or control
of any of the Mortgaged Property, the commencement of any suit or other
legal, administrative, or arbitration proceeding based upon the Subordinate
Note or any other of the Subordinate Loan Documents, the exercising of
any banker's lien or rights of set-off or recoupment, or the taking of any
other enforcement action against the Borrower, any other party liable for
any of the Subordinate Indebtedness or obligated under any of the
Subordinate Loan Documents, or the Mortgaged Property.
(f) "Enforcement Action Notice" means a written notice from the
Subordinate Mortgagee to the Senior Mortgagee, given following a
Subordinate Mortgage Default and the expiration of any notice or cure
periods provided for such Subordinate Mortgage Default in the
Subordinate Loan Documents, setting forth in reasonable detail the
Enforcement Action proposed to be taken by the Subordinate Mortgagee.
(g) "Loss Proceeds" means all monies received or to be received under any
insurance policy, from any condemning authority, or front any other
source, as a result or any Condemnation or Casualty.
(h) "Senior indebtedness" means the "Indebtedness" as defined in the Senior
Mortgage-
_(i) "Senior Loan Documents" means the "Loan Documents" as defined in
the Senior Mortgage._
(j) "Senior Mortgage Default" means any act, failure to act, event,
condition, or occurrence which constitutes, or which with the giving of
notice or the passage of time, or both, would constitute, an "Event of
Default" as defined in the Senior Mortgage.
(k) "Senior Mortgagee" means the `"Lender" as defined in the Senior
Mortgage. When any other person or entity becomes the legal holder of the
"Note" (as defined in the Senior Mortgage), such other person or entity
automatically shall become the Senior Mortgagee.
Municipal Subordination Agreement (11-03) Page 2
NI :�
(1) "Subordinate Indebtedness" means all sums evidenced or secured or
guaranteed by, or otherwise due and payable to the Subordinate Mortgagee
pursuant to, the Subordinate Loan Documents.
(m) "Subordinate Loan Documents" rneans the Subordinate Mortgage, the
promissory note or other evidence of the Subordinate Indebtedness
referred to in the Subordinate Mortgage and any replacement thereof(the
"Subordinate Note"), the Regulatory Agreement and Declaration of
Covenants and Restrictions dated September 28, 1993 and recorded
September 30, 1993 as Document Number 382201 in the Recording Office
(the "Regulatory Agreement") and all other documents at any time
evidencing, securing, guaranteeing, or otherwise delivered in connection
with the Subordinate indebtedness, as the same may be amended from
time to time.
(n) "Subordinate Mortgage Default" means any act, failure to act, event,
condition, or occurrence which allows (but for any contrary provision of
this Agreement), or which with the giving of notice or the passage of time,
or both, would allow (but for any contrary provision of this Agreement),
the Subordinate Mortgagee to take an Enforcement Action.
(o) "Subordinate Mortgagee" means the person or entity named as such in
the first paragraph of this Agreement and any other person or entity who
becomes the legal holder of the Subordinate Note after the date of this
Agreement.
2. SUBORDINATION OF SUBORDINATE INDEBTEDNESS.
(a) The Subordinate Indebtedness is and shall at all times continue to be
subject and subordinate in right ol'payment to the prior payment in full of
the Senior Indebtedness-
(b) Until the occurrence of a Senior Mortgage Default, the Subordinate
Mortgagee shall be entitled to retain for its own account all payments
made on account of the principal of and interest on the Subordinate
Indebtedness in accordance with the requirements of the Subordinate Loan
Documents; provided no such payment is made more than ten (10) days in
advance of the due date thereof: However, immediately upon the
Subordinate Mortgagee's receipt of notice or actual knowledge of a Senior
Mortgage Default, the Subordinate Mortgagee will not accept any
payments on account of the Subordinate Indebtedness, and the provisions
of Section 2(c) of this Agreement shall apply. The Subordinate Mortgagee
acknowledges that a Subordinate Mortgage Default constitutes a Senior
Mortgage Default. Accordingly, upon the occurrence of a Subordinate
Mortgage Default, the Subordinate Mortgagee shall be deemed to have
actual knowledge of a Senior Mortgage Default.
(c) If(i) the Subordinate Mortgagee receives any payment, property, or asset
of any kind or in any form on account of the Subordinate Indebtedness
(including, without limitation, any proceeds from any Enforcement
Action) after a Senior Mortgage Dei'ault of which the Subordinate
Mortgagee has actual knowledge or has been given notice, or (ii) the
Subordinate Mortgagee receives, voluntarily or involuntarily, by operation
Municipal Subordination Agreement(11-03) Page 3
of law or otherwise, any payment, property, or asset in or in connection
with any Bankruptcy Proceeding, such payment, property, or asset will be
received and held in trust for the Senior Mortgagee. The Subordinate
Mortgagee will promptly remit, in kind and properly endorsed as
necessary, all such payments, properties, and assets to the Senior
Mortgagee. The Senior Mortgagee shall apply any payment, asset, or
property so received from the Subordinate Mortgagee to the Senior
Indebtedness in such order, amount (with respect to any asset or property
other than immediately available funds), and manner as the Senior
Mortgagee shall determine in its sole and absolute discretion. The
Subordinate Mortgagee hereby designates and appoints, irrevocably and
coupled with an interest, the Senior Mortgagee (and all persons and
entities designated by the Senior Mortgagee) as the Subordinate
Mortgagee's true and lawful attorney-in-fact with power to endorse the
name of the Subordinate Mortgagee upon any check or other instrument
and to take any action necessary to collect any payment, property, or asset
referred to in, or otherwise to effectuate the provisions of, this Section
'-(c)-
(d) Without limiting the complete subordination of the Subordinate
Indebtedness to the payment in full of the Senior Indebtedness, in any
Bankruptcy Proceeding, upon any payment or distribution (whether in
cash, property, securities, or otherwise) to creditors (i) the Senior
Indebtedness shall first be paid in full in cash before the Subordinate
Mortgagee shall be entitled to receive any payment or other distribution on
account of or in respect of the Subordinate Indebtedness, and (ii) until all
of the Senior Indebtedness is paid in full in cash, any payment or
distribution to which the Subordinate Mortgagee would be entitled but for
this Agreement (whether in cash, property, or other assets) shall be made
to the Senior Mortgagee-
(e) The subordination of the Subordinate Indebtedness shall continue in the
event that any payment under the Senior Loan Documents (whether by or
on behalf of the Borrower, as proceeds of security or enforcement of any
right of set-off or otherwise) is for any reason repaid or returned to the
Borrower or its insolvent estate, or avoided, set aside or required to be
paid to the Borrower, a trustee, receiver or other similar- party under any
bankruptcy, insolvency, receivership or similar law. In such event, the
Senior Indebtedness or part thereof originally intended to be satisfied shall
be deemed to be reinstated and outstanding to the extent of any repayment,
return, or other action, as if such payment on account of the Senior
Indebtedness had not been made.
3. SUBORDINATION OF SUBORDINATE LOAN DOCUMENTS.
(a) The Subordinate Mortgage and each of the other Subordinate Loan
Documents are, and shall at all times remain, subject and subordinate in all
respects to the liens, terms, covenants, conditions, operations, and effects
o f the Senior Mortgage and each of the other Senior Loan Documents.
(b) The subordination of the Subordinate Loan Documents and of the
Subordinate Indebtedness shall apply and continue notwithstanding (i) the
actual date and time of execution, delivery, recording, filing or perfection
Municipal Subordination Agreement(11-03) Page 4
of the Senior Mortgage and other Senior Loan Documents and of the
Subordinate Mortgage and other Subordinate Loan Documents, and (ii) the
availability of any collateral to the Senior Mortgagee, including the
availability of any collateral other than the Mortgaged Property-
(c) By reason of, and without in any way limiting, the full subordination of the
Subordinate Indebtedness and the Subordinate Loan Documents provided
for in this Agreement, all rights and claims of the Subordinate Mortgagee
under the Subordinate Mortgage or under the Subordinate Loan
Documents in or to the Mortgaged Property or any portion thereof, the
proceeds thereof, the Leases thereof, the Rents, issues and profits
therefrom, and the Loss Proceeds payable with respect thereto, are
expressly subject and subordinate in all respects to the rights and claims of
the Senior Mortgagee under the Senior Loan Documents in and to the
Mortgaged Property or any portion thereof, the proceeds thereof, the
Leases thereof, the Rents, issues and profits therefrom, and the Loss
Proceeds payable with respect thereto.
(d) If the Subordinate Mortgagee, by indemnification, subrogation or
otherwise, shall acquire any lien, estate, right or other interest in any of the
Mortgaged Property, that lien, estate, right or other interest shall be fully
subject and subordinate to the receipt by the Senior Mortgagee of payment
in full of the Senior Indebtedness, and to the Senior Loan Documents, to
the same extent as the Subordinate Indebtedness and the Subordinate Loan
Documents are subordinate pursuant to this Agreement.
(e) In confirmation, and not as a condition, of the subordination of the
Subordinate Indebtedness and the Subordinate Loan Documents provided
for in this Agreement, the Subordinate Lender shall place on or attach to
the Subordinate Note the following notice, and shall provide the Senior
Mortgagee with a copy of the Subordinate Note showing such notice:
"The right of the holder of this promissory note to payment of any of the
indebtedness evidenced by this promissory note is and shall at all times be
subordinate to the right of the holder of that certain Multifamily Note
dated 2008 from the maker of this promissory note to the
order of Capmark Bank (the "Senior Note"), to payment in full of the
indebtedness evidenced by the Senior Note. The foregoing subordination
is pursuant to a Subordination Agreement dated 2008,
between Capmark Bank and the holder on the date of the Subordination
Agreement of this promissory note."
(f) Notwithstanding any provisions of the Regulatory Agreement to the
contrary, all provisions which require the consent of Subordinate
Mortgagee to the sale or transfer of the Land or compliance with certain
transfer criteria and requirements, assumption or transfer fees shall not
apply to any transfer of the Land to Senior Mortgagee and/or a nominee
thereof by foreclosure or deed in lieu of foreclosure, or to any third party
purchaser from Senior Mortgagee and/or a nominee thereof at or
subsequent to foreclosure or a deed in lieu of foreclosure.
Municipal Subordination Agreement (11-03) Page 5
4. ADDITIONAL REPRESENTATIONS AND COVENANTS.
(a) The Subordinate Mortgagee represents and warrants that (i) the
Subordinate Mortgagee is now the owner and holder of the Subordinate
Loan Documents; (ii) the Subordinate Loan Documents are now in full
force and effect; (c) the Subordinate Loan Documents have not been
modified or amended; (iv) no Subordinate Mortgage Default has occurred,
(v) the current principal balance of the Subordinate Indebtedness is
$ ; (vi) no scheduled monthly payments under the Subordinate
Note have been or will be prepaid; and (vii) none of the rights of the
Subordinate Mortgagee under any of the Subordinate Loan Documents are
subject to the rights of any third parties, by way of subrogation,
indemnification or otherwise-
(b) Without the prior written consent of the Senior Mortgagee in each
instance, the Subordinate Mortgagee shall not (i) amend, modify, waive,
extend, renew or replace any provision of any of the Subordinate Loan
Documents, or (ii) pledge, assign, transfer, convey, or sell any interest in
the Subordinate Indebtedness or any of the Subordinate Loan Documents;
or (iii) accept any payment on account of the Subordinate Indebtedness
other than a regularly scheduled payment of interest or principal and
interest made not earlier than ten (10) days prior to the due date thereof, or
as expressly authorized in Section 4(i); or (iv) take any action which has
the effect of increasing the Subordinate Indebtedness, or (v) appear in,
defend or bring any action to protect the Subordinate Lender's interest in
the Mortgaged Property, or (vi) take any action concerning environmental
matters affecting the Mortgaged Property.
(c) The Subordinate Mortgagee shall deliver to the Senior Mortgagee a copy
of each notice received or delivered by the Subordinate Mortgagee
pursuant to the Subordinate Loan Documents or in connection with the
Subordinate Indebtedness, simultaneously with the Subordinate
Mortgagee's delivery or receipt of such notice. The Senior Mortbabce
shall deliver to the Subordinate Mortgagee a copy of each notice of a
Senior Mortgage Default delivered by the Senior Mortgagee,
simultaneously with the Senior Mortgagee's delivery of such notice.
Neither giving nor failing to give a notice to the Senior Mortgagee or
Subordinate Mortgagee pursuant to this Section 4(c) shall affect the
validity of any notice given by the Senior Mortgagee or Subordinate
Mortgagee to the Borrower, as between the Borrower and such of the
Senior Mortgagee or the Subordinate Mortgagee as provided the notice to
the Borrower.
(d) Without the prior written consent of the Senior Mortgagee in each
instance, the Subordinate Mortgagee will not commence, or join with any
other creditor in commencing, any Bankruptcy Proceeding. In the event of
a Bankruptcy Proceeding, the Subordinate Mortgagee shall not vote
affirmatively in favor of any plan of reorganization or liquidation unless
the Senior Mortgagee has also voted affirmatively in favor of such plan. In
the event of any Bankruptcy Proceeding, the Subordinate Mortgagee shall
not contest the continued accrual of interest on the Senior Indebtedness, in
accordance with and at the rates specified in the Senior Loan Documents,
Municipal Subordination Agreement (1 1-03) Page 6
both for periods before and for periods after the commencement of such
Bankruptcy Proceedings.
(e) Whenever the Subordinate Loan Documents give the Subordinate
Mortgagee approval or consent rights with respect to any matter, and a
Tight of approval or consent with regard to the same or substantially the
same matter is also granted to the Senior Mortgagee pursuant to the Senior
Loan Documents or otherwise, the Senior Mortgagee's approval or
consent or failure to approve or consent, as the case may be, shall be
binding on the Subordinate Mortgagee. None of the other provisions of
this Section 4 are intended to be in any way in limitation of the provisions
of this Section 4(c).
(i) All requirements pertaining to insurance under the Subordinate Loan
Documents (including requirements relating to arnounts and types of
coverages, deductibles and special endorsements) shall be deemed
satisfied if the Borrower complies with the insurance requirements under
the Senior Loan Documents. All original policies of insurance required
pursuant to the Senior Loan Documents shall be held by the Senior
Mortgagee. Nothing in this Section 4(t) shall preclude the Subordinate
Mortgagee from requiring that it be named as a mortgagee and loss payee,
as its interest may appear, under all policies of property damage insurance
maintained by the Borrower with respect to the Mortgaged Property,
provided such action does not affect the priority of payment of Proceeds,
or that the Subordinate Mortgagee be named as an additional insured
under all policies of liability insurance maintained by the Borrower with
respect to the Mortgaged Property.
(g) In the event of a Condemnation or a Casualty, the following provisions
shall apply:
(i) the rights of the Subordinate Mortgagee (under the Subordinate
Loan Documents or otherwise) to participate in any proceeding or
action relating to a Condemnation or a Casualty, or to participate or
join in any settlement of, or to adjust, any claims resulting from a
Condemnation or a Casualty, shall be and remain subordinate in all
respects to the Senior Mortgagee's rights under the Senior Loan
Documents with respect thereto, and the Subordinate Mortgagee
shall be bound by any settlement or adjustment of a claim resulting
from a Condemnation or a Casualty made by the Senior
Mortgagee;
(ii) all Loss Proceeds shall be applied either to payment of the costs
and expenses of Restoration or to payment on account of the
Senior Indebtedness, as and in the manner detennined by the
Senior Mortgagee in its sole discretion;
(iii) in the event the Senior Mortgagee applies or releases Loss
Proceeds for the purposes of Restoration of the Mortgaged
Property, the Subordinate Mortgagee shall release for such purpose
all of its tight, title and interest, if any, in and to such Loss
Proceeds. If the Senior Mortgagee holds Loss Proceeds, or
monitors the disbursement thereof, the Subordinate Mortgagee
Municipal Subordination Agreement (11-03) Page 7
� 7
shall not do so. Nothing contained in this Agreement shall be
deemed to require the Senior Mortgagee to act for or on behalf of
the Subordinate Mortgagee in connection with any Restoration or
to hold or monitor any Loss Proceeds in trust for or otherwise on
behalf of the Subordinate Mortgagee, and all or any Loss Proceeds
may be commingled with any funds of the Senior Mortgagee; and
(iv) if the Senior Mortgagee elects to apply Loss Proceeds to payment
on account of the Senior Indebtedness, and if the application of
such Loss Proceeds results in the payment in full of the entire
Senior Indebtedness, any remaining Loss Proceeds held by the
Senior- Mortgagee shall be paid to the Subordinate Mortgagee
unless another party has asserted a claim to the remaining Loss
Proceeds.
(h) The Subordinate Mortgagee shall enter into recognition and non-
disturbance agreements with any tenants under commercial or retail Leases
to whom the Senior Mortgagee has granted recognition and non-
disturbance, on the same terms and conditions given by the Senior
Mortgagee.
(i) Except as provided in this Section 4(i), and regardless of any contrary
provision in the Subordinate Loan Documents, the Subordinate Mortgagee
shall not collect payments for the purpose of escrowing for any cost or
expense related to the Mortgaged Property or for any portion of the
Subordinate Indebtedness. However, if the Senior Mortgagee is not
collecting escrow payments for one or more Impositions (as defined in the
Senior Mortgage), the Subordinate Mortgagee may collect escrow
payments for such Impositions; provided that all payments so collected by
the Subordinate Mortgagee shall be held in trust by the Subordinate
Mortgagee to be applied only to the payment of such Impositions-
Within ten (10) days after request by the Senior Mortgagee, the
Subordinate Mortgagee shall furnish the Senior Mortgagee with a
statement, duly acknowledged and certified setting forth the then-current
amount and terns of the Subordinate Indebtedness, that there exists no
default under the Subordinate Loan Documents (or describing any default
that does exist), and such other information with respect to the
Subordinate indebtedness as the Senior Mortgagee may request.
(k) The Senior Mortgagee may waive, postpone, extend, reduce or otherwise
modify any provisions of the Senior Loan Documents without the
necessity of obtaining the consent of or providing notice to the
Subordinate Mortgagee, and without affecting any of the provisions of this
Agreement. Notwithstanding the forgoing, Senior Mortgagee may not
modify any provisions of the Senior Loan Documents that increases the
Senior Indebtedness, except for increases in the Senior Indebtedness that
results from advances made by Senior Mortgagee to protect the security or
lien priority of Senior Mortgagee under the Senior Loan Documents or to
cure defaults under the Subordinate Loan Documents.
Municipal Subordination Agreement (11-03) Page 8
5. DEFAULT UNDER LOAN DOCUMENTS.
(a) For a period of ninety (90) days following delivery of an Enforcement
Action Notice given by the Subordinate Mortgagee as a consequence of
the Subordinate Mortgage Default, the Senior Mortgagee shall have the
right to cure any Subordinate Mortgage Default, provided if such
Subordinate Mortgage Default is not capable of being cured within such
ninety (90) days period and Senior Mortgagee has commenced and is
diligently pursuing such cure to completion, such additional period of time
as may be required to cure such Subordinate Mortgage Default or until
such time, if ever, as the Senior Mortgagee's delivery to the Subordinate
Mortgagee of written consent to an Enforcement Action described in an
Enforcement Action Notice given by the Subordinate Mortgagee as a
consequence of the Subordinate Mortgage Default. The Senior Mortgagee
shall not have any obligation whatsoever to cure any Subordinate
Mortgage Default. The Senior Mortgagee shall not be subrogated to the
tights of the Subordinate Mortgagee under the Subordinate Loan
Documents by reason of the Senior Mortgagee having cured any
Subordinate Mortgage Default. However, the Subordinate Mortgagee
acknowledges that all amounts advanced or expended by the Senior
Mortgagee in accordance with the Senior Loan Documents to cure a
Subordinate Mortgage Default shall be added to and become a part of the
Senior Indebtedness under Section 12 of the Senior Mortgage and shall be
secured by the lien of, the Senior Mortgage.
(b) The Senior Mortgagee shall deliver to the Subordinate Mortgagee a notice
within five business days in each case where the Senior Mortgagee has given
notice to the Borrower of a Senior Mortgage Default. Failure of the Senior
Mortgagee to send notice to the Subordinate Mortgagee shall not prevent the
exercise of the Senior Mortgagee's rights and remedies under the Senior
Mortgage Documents, subject to the provisions of this Agreement_ The
Subordinate Mortgagee shall have the right, but not the obligation, to cure
any such Senior Mortgage Default within 30 days following the date of such
notice; provided,however,that the Senior Mortgagee shall be entitled during
such 30-day period to continue to pursue its remedies under the Senior
Mortgage Documents. Subordinate Mortgagee may have up to 90 days from
the date of the notice to cure a non-monetary default if during such 90-day
period Subordinate Mortgagee keeps current all payrnents required by the
Senior Mortgage Documents. In the event that such a non-monetary default
creates an unacceptable level of risk relative to the Mortgaged Property, or
Senior Mortgagee's secured position relative to the Mortgaged Property, as
determined by Senior Mortgagee in its sole discretion, then Senior
Mortgagee may exercise during such 90-day period all available rights and
remedies to protect and preserve the Mortgaged Property and the rents,
revenues and other proceeds from the Mortgaged Property. All amounts
paid by the Subordinate Mortgagee to the Senior Mortgagee to cure a Senior
Mortgage Default shall be deemed to have been advanced by the
Subordinate Mortgagee pursuant to, and shall be secured by the lien of, the
Subordinate Mortgage.
(c) In the event of a Subordinate Mortgage Default, the Subordinate
Mortgagee will not commence any Enforcement Action until after the
expiration of a period of ninety (90) days after the Subordinate Mortgagee
Municipal Subordination Agreement(1 1-03) Page 9
has given the Senior Mortgagee an Enforcement Action Notice with
respect to such Enforcement Action, provided that during such 90 day
period, the Subordinate Mortgagee shall be entitled to seek specific
performance to enforce covenants and agreements of the Borrower relating
to income, rent, or affordability restrictions contained in the Regulatory
Agreement subject to Senior Mortgagee's right to cure a Subordinate
Mortgage ]Default set forth in Section 5(a). The Subordinate Mortgagee
may not commence any other Enforcement Action, including but not
limited to any foreclosure action under the Subordinate Loan Documents,
until the earlier of (A) the expiration of such ninety (90) day period or;
(B) the delivery by Senior Mortgagee to the Subordinate Mortgagee of the
Senior Mortgagee's written consent to such Enforcement Action by the
Subordinate Mortgagee. The Subordinate Mortgagee acknowledges that
the Senior Mortgagee may grant or refuse consent to the Subordinate
Mortgagee's Enforcement Action in the Senior Mortgagee's sole and
absolute discretion, and that such discretion may be exercised in an
arbitrary manner. At the expiration of such ninety (90) day period, subject
to Senior Mortgagee's right to cure set forth in Section 5(a), Subordinate
Mortgagee may commence any Enforcement Action. Any Enforcement
Action on the part of the Subordinate Mortgagee shall be subject to the
provisions of this Agreement. The Subordinate Mortgagee acknowledges
that the provisions of this Section 5(c) are fair and reasonable under the
circumstances, that the Subordinate Mortgagee has received a substantial
benefit from the Senior Mortgagee having granted its consent to the
Subordinate Mortgage, and that the Senior Mortgagee would not have
granted such consent without the inclusion of these provisions in this
Agreement.
(d) The Senior Mortgagee may pursue all rights and remedies available to it
under the Senior Loan Documents, at law, or in equity, regardless of any
Enforcement Action Notice or Enforcement Action by the Subordinate
Mortgagee. No action or failure to act on the part of the Senior Mortgagee
in the event of a Subordinate Mortgage Default or commencement of an
Enforcement Action shall constitute a waiver on the part of the Senior
Mortgagee of any provision of the Senior Loan Documents or this
Agreement.
(e) hi the event that the Enforcement Action taken by the Subordinate
Mortgagee is the appointment of a receiver for any of the Mortgaged
Property, all of the rents, issues, profits and proceeds collected by the
receiver shall be paid and applied by the receiver solely to and for the
benefit of the Senior Mortgagee until the Senior Indebtedness shall have
been paid in full.
(f) The Subordinate Mortgagee hereby expressly consents to and authorizes
the release by the Senior Mortgagee of all or any portion of the Mortgaged
Property from the lien, operation, and effect of the Senior Loan
Documents. The Subordinate Mortgagee hereby expressly consents to and
authorizes the release by the Senior Mortgagee of all or any portion of the
Mortgaged Property from the lien, operation, and effect of the Senior Loan
Documents. The Subordinate Mortgagee hereby waives to the fullest
extent permitted by law, all equitable or other tights it may have (i) in
connection with any release of any portion of the Mortgaged Property, (ii)
Municipal Subordination Agreement (11-03) Page 10
to require the separate sales of any portion of the Mortgaged Property or to
require the Senior Mortgagee to exhaust its remedies against any portion
of the Mortgaged Property or any combination of portions of the
Mortgaged Property or any other collateral for the Senior Indebtedness, or
(iii) to require the Senior Mortgagee to proceed against the Borrower, any
other party that may be liable for any of the Senior Indebtedness (including
any general partner of the Borrower if the Borrower is a partnership), any
portion of the Mortgaged Property or combination of portions of the
Mortgaged Property or any other collateral, before proceeding against all
or such portions or combination of portions of the Mortgaged Property as
the Senior Mortgagee determines. The Subordinate Mortgagee waives to
the fullest extent permitted by law any and all benefits under California
Civil Code Sections 2845, 2849 and 2850. The Subordinate Mortgagee
hereby expressly consents to and authorizes, at the option of the Senior
Mortgagee, the sale, either separately or together, of all or any portion of
the Mortgaged Property. The Subordinate Mortgagee acknowledges that
without notice to the Subordinate Mortgagee and without affecting any of
the provisions of this Agreement, the Senior Mortgagee may(i) extend the
time for or waive any payment or performance under the Senior Loan
Documents; (ii) modify or amend in any respect any provision of the
Senior Loan Documents; and (iii) modify, exchange, surrender, release and
otherwise deal with any additional collateral for the Senior Indebtedness.
(g) If any party other than the Borrower (including the Senior Mortgagee)
acquires title to any of the Mortgaged Property pursuant to a foreclosure
of, or trustee's sale or other exercise of any power of sale under, the Senior
Mortgage conducted in accordance with applicable law, the lien,
operation, and effect of the Subordinate Mortgage and other Subordinate
Loan Documents automatically shall terminate witb respect to such
Mortgaged Property.
6. MISCELLANEOUS PROVISIONS
(a) In the event of any conflict or inconsistency between the terms of the
Subordinate Loan Documents and the terms of this Agreement, the terms
of this Agreement shall control.
(b) This Agreement shall be binding upon and shall inure to the benefit of the
respective legal successors and assigns of the parties hereto.
(c) This Agreement does not constitute an approval by the Senior Mortgagee
of the terms of the Subordinate Loan Documents.
(d) Each notice, request, demand, consent, approval or other communication
(collectively, "notices", and singly, a "notice") which is required or
permitted to be given pursuant to this Agreement shall be in writing and
shall be deemed to have been duly and sufficiently given if(i) personally
delivered with proof of delivery thereof(any notice so delivered shall be
deemed to have been received at the time so delivered), or (ii) sent by a
national ovemight courier service (such as PedEx) designating earliest
available delivery (any notice so delivered shall be deemed to have been
received on the next business day following receipt by the courier), or (c)
sent by United States registered or certified mail, return receipt requested,
Municipal Subordination Agreement (11-03) Page 11
postage prepaid, at a post office regularly maintained by the United States
Postal Service (any notice so sent shall be deemed to have been received
on the date of delivery as confinned by the return receipt), addressed to the
respective parties as follows:
(i) Notices intended for the Senior Mortgagee shall be addressed to
the address set forth in the Senior Mortgage for notices to the
Senior Mortgagee.
(ii) Notices intended for the Subordinate Mortgagee shall be addressed
to:
The Community Redevelopment Agency of the
City of Palm Springs
Attention: City Clerk
3200 i . Tahquitz Canyon Way
Palm Springs, California 92262
T: (760) 121-8204
F: (760) 322-8332
Any party, by notice given pursuant to this Section, may change the person
or persons and/or address or addresses, or designate an additional person
or persons or an additional address or addresses, for its notices, but notice
of a change of address shall only be effective upon receipt. Neither party
shall refuse or reject delivery of any notice given in accordance with this
Section.
(c) Nothing herein or in any of the Senior Loan Documents or Subordinate
Loan Documents shall be deemed to constitute the Senior Mortgagee as a
joint venturer or partner of the Subordinate Mortgagee.
(f) Upon notice from the Senior Mortgagee from time to time, the
Subordinate Mortgagee shall execute and deliver such additional
Instruments and documents, and shall take such actions, as are required by
the Senior Mortgagee in order to lvrther evidence or effectuate the
provisions and intent oCthis Agreement.
(g) This Agreement shall be govemed by the laws of the State in which the
Land is located.
(h) If any one or more of the provisions contained in this Agreement, or any
application thereof, shall be invalid, illegal or unenforceable in any
respect, the validity, legality and enforceability of the remaining provisions
contained herein, and any other application thereof, shall not in any way be
affected or impaired thereby.
(i) The term of this Agreement shall commence on the date hereof and shall
continue until the earliest to occur of the following events: (i) the payment
of all of the Senior lndebtedness; provided that this Agreement shall be
reinstated in the event any payment on account of the Senior Indebtedness
is avoided, set aside, rescinded or repaid by the Senior Mortgagee as
described in Section 2(e) hereof, (ii) the payment of all of the Subordinate
Indebtedness other than by reason of payments which the Subordinate
Municipal Subordination Agreement (11-03) Page 12
2Z
Mortgagee is obligated to remit to the Senior Mortgagee pursuant to this
Agreement, (iii) the acquisition by the Senior Mortgagee or by a third
party purchaser, of title to the Land and Improvements pursuant to a
foreclosure of, or trustee's sale or other exercise of a power of sale under,
the Senior Mortgage; or (iv) without limiting the provisions of Section
5(d), the acquisition by the Subordinate Mortgagee, with the prior written
consent of the Senior Mortgagee, of title to the Land and Improvements
subject to the Senior Mortgage pursuant to a foreclosure, or a deed in lieu
of foreclosure, of' (or the exercise of a power of sale contained in) the
Subordinate Mortgage.
(j) No failure or delay on the part of any party hereto in exercising any right,
power or remedy hereunder shall operate as a waiver thereof, nor shall any
single or partial exercise of any such right, power or remedy preclude any
other or further exercise thereof or the exercise of any other right, power or
remedy hereunder.
(k) Each party hereto acknowledges that in the event any party fails to comply
with its obligations hereunder, the other parties shall have all rights
available at law and in equity, including the right to obtain specific
performance of the obligations of such defaulting party and injunctive
relief.
(1) No party other than the Senior Mortgagee and the Subordinate Mortgagee
shall have any rights under, or be deemed a beneficiary of any of the
provisions of, this Agreement.
(in) No amendment, supplement, modification, waiver or termination of this
Agreement shall be effective against any parry unless such amendment,
supplement, modification, waiver or termination is contained in a writing
signed by such party.
(n) This Agreement may be executed in two or more counterparts, each of
which shall be deemed an original but all of which together shall constitute
one and the same instrument.
[signature and acknowledgment pages follow]
Municipal Subordination Agreement (11-03) Page 13
IN WITNESS WHEREOF, the parties have duly executed this Agreement as of
the day and year first above written.
SENIOR MORTGAGEE:
CAPMARK BANK, a Utah industrial bank
By:
Name:
Title:
Municipal Subordination Aa eenxent (11-03) Page 14
24
SUBORDINATE MORTGAGEE:
THE COMMUNITY REDEVELOPMENT
AGENCY OF THE CITY OF PALM
SPRINGS CALIFORNIA, a public body
corporate and politic
By:
Name:
Title:
APPROVEDASTO FORM:
sr
r
Title: -
Municipal Subordination Agreement (11-03) Page 15
• J V
CONSENT OF BORROWER
Borrower hereby acknowledges receipt of a copy of this Subordination Agreement, dated
2008, by and between Capmark Bank and The Community
Redevelopment Agency of the City of Palm Springs, California and consents to the
agreement of the parties set forth herein.
BORROWER:
TAHQUITZ ASSOCIATES, LP, a California
limited partnership
By: _
Name:
Title:
Municipal Subordination Ad eemem (11-03) Page 16
2S
EXHIBIT A
DESCRIPTION OF THE PROPERTY
LOT 15 IN SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4 EAST, SAN BERNARDINO
MERIDIAN, AS PER MAP OF PALM VALLEY COLONY LANDS, IN THE CITY OF PALM
SPRINGS, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, RECORDED IN
BOOK 14, PAGE 652 OF MAPS, SAN DIEGO COUNTY RECORDS.
EXCEPT THE PORTION LYING NORTH OF THE SOUTH LINE OF ENCHANTED
HOMES UNIT NO. 1, RECORDED IN BOOK 34. PAGE 17 OF MAPS, RIVERSIDE
COUNTY RECORDS.
SAID PROPERTY IS SHOWN ON RECORD OF SURVEY ENTITLED "RECORD OF
SURVEY OF A PORTION OF LOT 1 OF SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4
EAST, SAN BERNARDINO MERIDIAN, AS SHOWN BY MAP OF PALM VALLEY
COLONY LANDS, AS RECORDED IN BOOK 14, PAGE 652 OF MAPS. SAN DIEGO
COUNTY RECORDS" ON FILE IN BOOK 33 PAGE 77 RECORDS OF SURVEY
RIVERSIDE COUNTY RECORDS.
APN: 502-143-004-5
9 '7
Assignment and Assumption(Forgivablc Loan)(00183262) ``' 0
CMPR COMMENTS 11/12/08
FREE RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
City Clerk
City of Palm Springs
Box 2743
Palm Springs, CA 92263
MODIFICATION OF REGULATORY AGREEMENT
THIS MODIFICATION OF REGULATORY AGREEMENT ("Modification") is made
this day of November, 2008 by and among THE HOUSING AUTHORITY OF THE CITY
OF PALM SPRINGS, a housing authority of the State of California duly organized and existing
under the laws thereof ("Authority"), CORPORATE FUND FOR HOUSING, a California
nonprofit public benefit corporation ("Owner"), and TAHQUITZ ASSOCIATES, LP, a
California limited partnership ("Buyer").
RECITALS
A. Authority, Owner and Seattle-First National Bank, as trustee, are parties to that
certain Regulatory Agreement and Declaration of Restrictive Covenants ("Regulatory
Agreement") dated September 1, 1993, recorded September 30, 1993, in the Official Records of
Riverside County, California as Instrument No. 382200, affecting certain real property of Owner
located in the City of Palm Springs, County of Riverside, State or California more particularly
described in Exhibit A attached bereto and incorporated herein by reference ("Property"). The
Regulatory Agreement was executed in connection with the issuance of$3,380,000.00 Housing
Authority of the City of Palm Springs Multifamily Housing Mortgage Revenue Bonds (TahglAtz
Court Apartments) ("Bonds"), and provides for certain terms, conditions, covenants and
restrictions relating to a low income multi-family housing project located on the Property.
B. The Bonds have been redeemed and paid in full, and as of the date hereof no
Bonds are outstanding.
C. Owner desires to transfer the Project (as defined in the Regulatory Agreement) to
Buyer and obtain financing fiom Capmark Bank ("Lender") in the amount of $4,839,000.00
("Loan"). The Lender would not make the Loan without the Authority's consent to the transfer
and modification of the Regulatory Agreement to incorporate the terms of the Freddie Mac Rider
attached hereto.
D_ Owner is a Qualifying Section 501(c)(3) Organization (as defined in the
Regulatory Agreement), and Buyer's managing general partner is a Qualifying Section 501(c)(3)
Organization.
28
E- The Authority has approved (i) the transfer of the Project to Buyer, (ii)
modification of the Regulatory Agreement to permit ownership by a limited partnership with a
managing general partner that is a Qualifying Section 501(c)(3) Organization and (iii)
modification of the Regulatory Agreement to incorporate the terms of the Freddie Mac Rider
attached hereto.
NOW, THEREFORE, Authority, Owner and Buyer declare, covenant and agree, in
consideration of the mutual promises contained herein, and for other good and valuable
consideration, as follows.
1. Pursuant to Section 15 of the Regulatory Agreement, the Authority has
determined that the Owner is not in default under the Regulatory Agreement and that the
continued operation of the Project by Buyer will comply with the provisions of the Regulatory
Agreement. The Authority hereby consents to the transfer of Project from Owner to Buyer.
Concurrently with the execution of this Modification, Owner and Buyer shall execute an
assigrunent and assumption agreement in a form approved by the City Attorney and record it in
the Official Records of Riverside County, Califomia-
2. Section 15(iii) of the Regulatory Agreement shall be deleted in its entirety and
replaced with the following:
"(iii) the purchaser or its assignee is a Qualifying Section 501(c)(3) Organization,
or a limited partnership with a managing general partner that is a Qualifying
Section 501(c)(3) Organization, and is willing and capable of complying with the
terms and conditions of this Regulatory Agreement,"
3. Section 15(iv) of the Regulatory Agreement shall be amended by deleting
"purchaser or assignee is a Qualified Section 501(c)(3) Organization" and replacing such text
with "purchaser or assignee or its managing general partner is a Qualified Section 501(c)(3)
Organization".
4- The Regulatory Agreement is amended to incorporate the terms and conditions of
the Freddie Mac Rider attached hereto.
5. Except as otherwise provided herein, the Regulatory Agreement shall be and
remain unmodified and in full force and effect-
6. This Modification may be executed in any number of counterparts each of which
shall be an original but all of which shall constitute one and the same document.
[SIGNATURES FOLLOW]
a�
Modification of RepWatpry Ao eement—I°Ipuvina Authority � -2-
IN WITNESS WHEREOF, the parties have executed this Modification of Regulatory
Agreement as of the date first above written_
AUTHORITY:
ATTEST: HOUSING AUTHORITY OF THE CITY
OF PALM SPRINGS
By: By:
Its:
OWNER:
CORPORATE FUND FOR HOUSING, a APPROVEI)AS TO FORM:
California nonprofit public benefit corporation
�l
By: ay. p t
Its: Title:
BUYER:
TAHQUITZ ASSOCIATES, LP, a
California limited partnership
By: LINC Housing Corporation, a California
nonprofit public benefit corporation, its
managing general partner
By:
Its:
By: Tahquitz Associates, LLC, a Cali fornia
limited liability company, its co-general
partner
By: Dalton Hydro, LLC, a Vermont limited
liability company, its manager
By SRC Corp., a
corporation, its manager
By:
Its:
Modification of Regulatory Agcczncnt—Housing Authonty
-' u 4
ACKNOWLEDGMENT
State of California )
)ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared
who proved to me on the basis of satisfactory evidence to be the person(s)whose name($) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
State of California )
)ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared
who proved to me on the basis of satisfactory evidence to be the person(s)whose name($) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
State of California )
Modification of Reeulalory Agreement—Housing Audioriry -5-
c� �
)ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared 1.
who proved to me on the basis of satisfactory evidence to be the person(s)whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct
WITNESS my hand and official seal.
Signature
(Seal)
State of California )
)ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared
who proved to me on the basis of satisfactory evidence to be the person(s)whose name($) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same in
his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the
person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal
Signature
(Seal)
Modification of Regulatory Agreement—Housing Authority
�v
EXHIBIT A
LEGAL DESCRIPTION
Modification of Reeulalory Agruemenl—Housin,n Authority _7_
FREDDIE MAC RIDER TO REGULATORY AGREEMENT
[to be attached]
Modification of Rcgulatory Agrccmcnt—Housing Authority _$_
FREDDIE MAC RIDER
REGULATORY AGREEMENT AND
DECLARATION OF RESTRICTIVE COVENANTS
THIS FREDDIE MAC RIDER TO REGULATORY AGREEMENT AND
DECLARATION OF RESTRICTIVE COVENANTS ("Rider"), executed as of
2008 is deemed attached to and to form a part of the Regulatory Agreement and Declaration of
Restrictive Covenants (the "Regulatory Agreement"), dated as of September 1, 1994, as
amended], by and between TAHQUITZ ASSOCIATES, LP, a California limited partnership,
as successor to Corporate Fund For Housing, a California nonprofit public benefit corporation
("Owner"), its successors and assigns, and THE HOUSING AUTHORITY OF THE CITY
OF PALM SPRINGS, a housing authority of the State of California("Autbority").
1. Definitions. All capitalized terms used in this Rider have the meanings given to
those terms in the Regulatory Agreement.
2. Applicability. This Rider shall amend and supplement the Regulatory
Agreement. In the event any provision of this Rider conflicts with the Regulatory
Agreement, the Rider shall supersede the conflicting provision of the Regulatory
Agreement. This Rider shall apply in spite of the fact that the covenants,
reservations and restrictions of the Regulatory Agreement run with the land and
shall be deemed applicable to any successor in interest to the Owner.
3. Obligations Not Secured by the Project. The payment and performance
obligations of the Owner and any subsequent owner of the Project under the
Regulatory Agreement shall not be secured by or constitute a security interest in
the Project. The occurrence of an event of default under the Regulatory
Agreement shall not defeat or render invalid the lien of the Multifamily Deed of
Trust, Assignnnent of Rents, Security Agreement and Fixture Filing executed by
the Owner for the benefit of Capmark Bank ('`Capmark"), dated as of
, 2008 ("Security Instrument"), as assigned of even date therewith
from Capmark to the Federal Home Loan Mortgage Corporation ("Freddie
Mad')_ For purposes of this Rider, Capmark and Freddie Mac, individually and
together, are"bender".
4. Obligations Personal.. The Authority agrees that no owner of the Project
(including Lender) subsequent to the Owner will be liable for, assume or take title
to the Project subject to:
(a) any failure of any prior owner of the Project to perform or observe any
representation or warranty, affirmative or negative covenant or other
agreement or undertaking under the Regulatory Agreement; and
(b) the payment of any compensation or any accrued unpaid fees, costs,
expenses or penalties otherwise owed by any prior owner of the Project
under the Regulatory Agreement.
The Owner and each subsequent owner of the Project shall be responsible under
the Regulatory Agreement only for its own acts and omissions occurring during
the period of its ownership of the Project. All such liability and obligations shall
be and remain personal to such person even after such person ceases to be the
owner of the Project.
��c
5. Foreclosure/Deed in Lieu of foreclosure- All provisions of Section 15 of the
Regulatory Agreement related to the sale or transfer of the Project which require
the consent of the Authority or transfer agreements, compliance with Authority
transferee criteria and requirements, opinion requirements, assumption fees,
transfer fees, shall not apply to any transfer of title to the Project to Lender and/or
a nominee thereof by foreclosure or deed in lieu of foreclosure or to any third
party purchaser from Lender and/or a nominee thereof at or subsequent to
foreclosure or deed in lieu of foreclosure, and there shall be no reversion of title to
Owner by reason of any such transfer. Nothing contained in the Regulatory
Agreement shall affect any provision of the Security Instrument or any of the
other Loan Documents (as defined in Security instrument) which requires the
Owner to obtain the consent of Lender as a precondition to sale, transfer or other
disposition of, or any direct or indirect interest in, the Project or of any direct or
indirect interest in the Owner. No covenant obligating the Owner to obtain an
agreement from any transferee to abide by all requirements and restrictions of the
Regulatory Agreement shall apply to a transfer to Lender and/or a nominee
thereof upon foreclosure or deed in lieu of foreclosure.
For purposes of Section 16 of the Regulatory Agreement, a foreclosure or
delivery of a deed in lieu of foreclosure under the Security Instrument shall be
deemed a foreclosure of the lien of the "Credit Bank" and "Project Mortgage"
such that the teens of the Regulatory Agreement shall terminate and be of no
further force and effect.
6. Damage, Destruction or Condemnation of the Project. In the event that the
Project is damaged or destroyed or title to the Project, or any part thereof, is taken
through the exercise or the threat of the exercise of the power of eminent domain,
the Owner shall comply with all applicable requirements of the Security
Instrument and the applicable requirements of the Security Instrument shall
control over any conflicting provision of the Regulatory Agreement. In
furtherance, and not in limitation of the foregoing, Lender shall have the sole right
to determine, in accordance with the standards set forth in the Security
Instrument, whether insurance or condemnation proceeds are to be applied to
restore the Project (and to approve the plans and specifications in connection with
any such restoration) or to prepay indebtedness.
7. Regulatory Agreement Default. Notwithstanding anything contained in the
Regulatory Agreement to the contrary:
a. The occurrence of an Event of Default under the Regulatory Agreement
shall not defeat or render invalid the lien of the Security Instrument.
b. The occurrence of an Event of Default under the Regulatory Agreement
shall not be or be deemed to be a default under the Loan Documents,
except as may be otherwise specified in the Loan Documents.
8. Rider Provisions Control. The provisions of this Rider shall govern and control
with respect to the matters set forth herein, regardless of whether, pursuant to
Section 29 of the Regulatory Agreement, the rent and income restrictions of the
"Agency Regulatory Agreement" defined in Section 29 control due to an
inconsistency between the two Agreements.
IN WITNESS WHEREOF, this Rider has been duly executed and delivered by the
Owner and the Authority as ol'the date first set forth above.
2 - .7
OWNER:
TAIIQUITZ ASSOCIATES, LP, a California
limited parwership
By:
Name:
Title:
3
AUTHORITY:
THE HOUSING AUTHORITY OF THE CITY
OF PALM SPRING, a housing authority of the
State of California
By-.--- -.. —
Namc:
Title:
APPROVEDAS TO FORM:
y1wexll-k
4
EXHIBIT A
DESCRIPTION OF THE PROPERTY
LOT 15 IN SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4 EAST, SAN BERNARDINO
MERIDIAN,AS PER MAP OF PALM VALLEY COLONY LANDS, IN THE CITY OF PALM
SPRINGS, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, RECORDED IN
BOOK 14. PAGE 652 OF MAPS, SAN DIEGO COUNTY RECORDS.
EXCEPT THE PORTION LYING NORTH OF THE SOUTH LINE OF ENCHANTED
HOMES UNIT NO. 1, RECORDED IN BOOK 34. PAGE ]7 OF MAPS RIVERSIDE
COUNTY RECORDS.
SAID PROPERTY IS SHOWN ON RECORD OF SURVEY ENTITLED "RECORD OF
SURVEY OF A PORTION OF LOT 1 OF SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4
EAST, SAN BERNARDINO MERIDIAN, AS SHOWN BY MAP OF PALM VALLEY
COLONY LANDS, AS RECORDED IN BOOK 14. PAGE 652 OF MAPS. SAN DIEGO
COUNTY RECORDS" ON FILE IN BOOK 33 PAGE 77. RECORDS OF SURVEY,
RIVERSIDE COUNTY RECORDS.
APN: 502-143-004-5
Assignment and Assumption(Forgivable Lawn)(00183262) 40
FREE RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
City Clerk
City of Palm Springs
PO Box 2743
Palm Springs, CA 92263
ASSIGNMENT AND ASSUMPTION OF REGULATORY AGREEMENT
This ASSIGNMENT AND ASSUMPTION OF REGULATORY AGREEMENT (this
"Aueement") is dated as of , 2008 ("Effective Date") between CORPORATE
FUND FOR HOUSING, a California nonprofit public benefit corporation ("Assignor") and
TAHQUITZ ASSOCIATES, L.P., a California limited partnership ("Assignee").
RECITALS
A. Assignor is the owner of certain real property located in the City of Palm Springs,
County of Riverside, State of California, more particularly described in Exhibit A attached
hereto and incorporated herein ("Property").
B. Assignor and the Housing Authority of the City of Palnn Springs ("Authority")
entered into a Regulatory Agreement and Declaration of Restrictive Covenants dated September
1, 1993, recorded September 30, 1993, in the Official Records of Riverside County, California as
Instrument No. 382200 (`"Original Regulatory Agreement"), which provides for certain tenns,
conditions, covenants and restrictions relating to a low income multi-family housing project
located on the Property.
C. Assignor desires to transfer the Project (as defined in the Original Regulatory
Agreement) to Assignee.
D. Concurrently with the execution of this Agreement, Assignor, Assignee and
Authority are entering into a Modification of Regulatory Agreement dated as of the Effective
Date ("Modification") to be recorded in the Official Records of Riverside County, California,
which includes the consent of the Authority to the transfer the Project to Assignee. The Original
Regulatory Agreement together with the Modification are referred to herein as the "Regulatory
Agreement
E. Assignor desires to assign the Regulatory Agreement to Assignee, and Assignee
desires to accept such assigrurrent and assurne the obligations of Assignor wider the Regulatory
Agreement.
F. The Modification requires that the City Attorney of the City of Palm Springs
approve the form of this Agreement.
C.u
Assiggnmcnt and Assumption(Bond Reeulatory)(00I932(l)I (2)DOC f
AGREEMENT
NOW, THEREFORE, the parties mutually agree as follows:
1. Assigmnent of Assigned Assets. Assignor hereby assigns to Assignee all of
Assignor's right, title and interest in and obligations under all the Regulatory Agreement as of
the Effective Date.
2. Acceptance of Assiarrmcnt: Assumption of Oblisations. Assignee hereby accepts
the assignments set forth in Section l and hereby assumes, agrees and undertakes to perform all
of the obligations, covenants and agreements of Assignor pursuant to the Regulatory Agreement
arising from and after the Effective Date.
3. Representations. Assignor represents and warrants that it has not previously
assigned, pledged, hypothecated or otherwise transferred any of its rights under the Regulatory
Agreement.
4. Subsequent Agreements. Assignor and Assignee agree to enter into all additional
documentation necessary to reflect or memorialize the assignments and assumptions described in
this Agreement.
5. City Approval. Pursuant to Section 1 of the Modification, the City Attorney of
the City of Palm Springs has approved the form of this Agreement.
6. Countcrparts. This Agreement may be executed in counterparts, each of which
shall be an original and all of which shall constitute the same instrument.
[SIGNATURES ON FOLLOWING PAGE]
�.
hssigiwnent and Psswnpuou(Bond Regulatory)(00183361)1 (2).DOC 2 "
IN WITNESS WHEREOF, the parties have executed this Assigmnent and Assumption of
Regulatory Agreement as of the date first written above.
ASSIGNOR:
CORPORATE FUND FOR HOUSING, a
California nonprofit public benefit corporation
By:
Its:
ASSIGNEE:
TAHQUITZ ASSOCIATES, L.P., a
California limited partnership
By: LINC Housing Corporation, a California nonprofit
public benefit corporation, its managing general
partner
By:
Its:
By: Tahquitz Associates, LLC, a California limited
liability company, its co-general partner
By: Dalton Hydro, LLC, a Vermont limited liability
company, its manager
By: SRC Corp., a
corporation, its manager
By:
Its:
Approved as to Form:
By:
City Attorney, City of Palm Springs
Assignment and Assumption(Qnnd Regulatory)(001 R3261)1 (2)DOC
ACKNOWLEDGMENT
State of California )
)tit.
County of )
On before rite,
(insert name and title of the officer)
personally appeared . ^,
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are subscribed to the
within instrument and acknowledged to me that lie/she/they executed the same in his/her/their authorized
capacity(ics),and that by his/her/their signature(s)on the instrument the person(s),or the entity upon behalf of
which the person(s)acted,executed the instrument.
I certify under PENALTY OF PER]URY under the laws of the State of California that the foregoing paragraph is
true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
State of California )
)ss.
County of _ )
On before me,
(insert name and title of the officer)
personally appeared
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/arc subscribed to the
within instrument and acknowledged to rite that he/she/they executed the same in his/licr/thcir authorized
capacity(ies),and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of
which the person(s) acted,executed the instrument.
1 certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is
true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
4.<.
A4sienmunt and Nsumptiun(Bond Ruvuhtury)(OOIS326I)I (2)DOC —
State of California )
)ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/arc subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized
capacity(ies), and that by his/herkheir signature(s)on the instrument the person(s),or the entity upon behalf of
which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing paragraph is
true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
Assignment and Assumption(Bond Regulatory)(00183261)1 (2).DOC
EXHIBIT A
DESCRIPTION OF THE PROPERTY
LOT 15 IN SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4 EAST, SAN BERNARDINO
MERIDIAN, AS PER MAP OF PALM VALLEY COLONY LANDS, IN THE CITY OF PALM
SPRINGS, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, RECORDED IN
BOOK 14 PAGE 652 OF MAPS SAN DIEGO COUNTY RECORDS.
EXCEPT THE PORTION LYING NORTH OF THE SOUTH LINE OF ENCHANTED
HOMES UNIT NO. 1, RECORDED IN BOOK 34, PAGE 17 OF MAPS RIVERSIDE
COUNTY RECORDS.
SAID PROPERTY IS SHOWN ON RECORD OF SURVEY ENTITLED "RECORD OF
SURVEY OF A PORTION OF LOT 1 OF SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4
EAST, SAN BERNARDINO MERIDIAN, AS SHOWN BY MAP OF PALM VALLEY
COLONY LANDS, AS RECORDED IN BOOK 14, PAGE 652 OF MAPS, SAN DIEGO
COUNTY RECORDS" ON FILE IN BOOK 33 PAGE 77 RECORDS OF SURVEY
RIVERSIDE COUNTY RECORDS.
APN: 502-I 43-004-5
Assignment and Assumption(Forgivable Loan)(00183262) w
FREE RECORDING REQUESTED BY
AND WHEN RECORDED MAIL,TO:
City Clerk
City of Palm Springs
PO Box 2743
Palm Springs, CA 92263
ASSIGNMENT AND ASSUMPTION OF LOAN DOCUMENTS
This ASSIGNMENT AND ASSUMPTION OF LOAN DOCUMENTS (this
"Agreement") is effective as of 12008 ("Effective Date") among CORPORATE
FUND FOR HOUSING, a California nonprofit public benefit corporation ("Assignor"),
TAHQUITZ ASSOCIATES, L.P., a California limited partnership ("Assignee"), and THE
COMMUNITY REDEVELOPMENT AGENCY OF THE CITY OF PALM SPRINGS,
CALIFORNIA, a public body corporate and politic ("Agency")_
RECITALS
A. Assignor is the owner of certain real property located in the City of Palm Springs,
County of Riverside, State of Califonia, more particularly described in Exhibit A attached
hereto and incorporated herein ("Property").
B. Agency made a $590,000 loan to Assignor (the "Loan"), as evidenced by a
Promissory Note Secured by Deed of Trust dated September 28, 1993 ("Note").
C. Assignor and Agency entered into a Regulatory Agreement and Declaration of
Restrictive Covenants dated September 28, 1993, recorded September 30, 1993, in the Official
Records of Riverside County, California as Instrument No. 382201 ("Regulatory Agreement'),
which provides for certain terms, conditions, covenants and restrictions relating to a low income
multi-family housing project located on the Property.
D. The Loan is secured by a Deed of Trust with Assigrinent of Rents, Security
Agreement and Fixture Filing dated September 28, 1993, recorded September 30, 1993, in the
Official Records of Riverside County, California as Instrument No. 382205 ("Deed of Trust").
The Note, Regulatory Agreement Deed of Trust and all other documents evidencing or securing
the Loan are referred to herein as the "Loan Documents".
E. Assignor desires to transfer the Project (as defined in the Loan Documents) to
Assignee with the consent of Agency-
F. Assignor desires to assign the Loan Documents to Assignee, and Assignee desires
to accept such assignment and assume the obligations of Assignor under the Loan DocLunents.
AGREEMENT
ASSn[nincnL and Awsumpliun(Forgivable Loan)(00183262)(2)AOc 1
NOW, THEREFORE, the parties mutually agree as follows:
1. Assignment of Loan Documents. Assignor hereby assigns to Assignee all of
Assignor's right, title and interest in and obligations under all the Loan Documents as of the
Effective Date.
2. Acceptance of Assignment; Assumption of Obligations.ions. Assignee hereby accepts
the assignments set forth in Section 1 and hereby assumes, agrees and undertakes to perform all
of the obligations, covenants and agreements of Assignor pursuant to the Loan Documents
arising from and after the Effective Date.
3. Agency Consent. Pursuant to Section 8 of the Note, Section 5.11(b) of the Deed
of Trust and Section 6.2 of the Regulatory Agreement, Agency consents to the transfer of the
Project and assignment of the Loan Documents to Assignee. Agency hereby releases Assignor
from all obligations under the Loan Documents arising on or after the Effective Date.
4. Representations. Assignor hereby represents and warrants that it has not
previously assigned, pledged, hypothecated or otherwise transferred any of its rights under the
Loan Documents-
5- Subsequent Agreements. Assignor and Assignee agree to enter into all additional
documentation necessary to reflect or memorialize the assignments and assumptions described in
this Agreement.
6. Counterparts. This Agreement may be executed in counterparts, each of which
shall be an original and all of which shall constitute the same instrument.
[SIGNATURES ON FOLLOWING PAGE
Assignment and Assumption(Forgrvahlc Loan)(00183262)(2)Doc 2 [n o
u
IN WITNESS WHEREOF, the parties have executed this Assignment and Assumption of
Loan Documents as of the date first written above.
ASSIGNOR:
CORPORATE FUND FOR HOUSING, a
California nonprofit public benefit corporation
By:
Its:
ASSIGNEE:
TAHQUITZ ASSOCIATES, L.P., a
California limited partnership
By: L1NC Housing Corporation, a California nonprofit
public benefit corporation, its managing general
partner
By:
Its_
By: Tahquitz Associates, LLC, a California limited
liability company, its co-general partner
By: Dalton Hydro, LLC, a Vermont limited liability
company, its manager
By: SRC Corp., a
corporation, its manager
By:
Its:
AGENCY:
ATTEST: THE COMMUNITY REDEVELOPMENT
AGENCY OF THE CITY OF PALM SPRINGS,
CALIFORNIA
By: By:
Its: APPROVEWO FORM:
Assignment and Assumption(Forgivable Loan)(00183262)(1).l]OC Sy: 4 r
Title: �'
State of California )
)Ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared _
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument
the person(s), or the entity upon behal f ofwhich the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
Assignnxnt mid Assumption(FuFgivable Lunn)(00183262)(2)DOC
Fry
State of California )
)ss.
County of )
On before me,
(insert name and title of the officer)
personally appeared
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
Assignment and Assumption(roigivable Wan)(00183262)(2)❑OC M"'
State of California )
)ss.
County of )
On before ane,
(insert name and title of the officer)
personally appeared ,
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/arc
subscribed to the within instrument and acknowledged to me that he/slre/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
Assignment and Assumpeion(Foigivablc Loan)(0018 6? )(?)OOC �,
State of California )
)SS.
County of )
On before me,
(insert name and title of the officer)
personally appeared ,
who proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) Ware
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
A ignmenl and Assumption(Forgivable Loan)(00183262)(2)DOC
EXHIBIT A
DESCRIPTION OF THE PROPERTY
LOT 15 IN SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4 EAST, SAN BERNARDINO
MERIDIAN, AS PER MAP OF PALM VALLEY COLONY LANDS, IN THE CITY OF PALM
SPRINGS, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, RECORDED IN
BOOK 14, PAGE 652 OF MAPS, SAN DIEGO COUNTY RECORDS.
EXCEPT THE PORTION LYING NORTH OF THE SOUTH LINE OF ENCHANTED
HOMES UNIT NO. 1, RECORDED IN BOOK 34. PAGE 17 OF MAPS, RIVERSIDE
COUNTY RECORDS.
SAID PROPERTY IS SI-10WN ON RECORD OF SURVEY ENTITLED "RECORD OF
SURVEY OF A PORTION OF LOT I OF SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4
EAST, SAN BERNARDINO MERIDIAN, AS SHOWN BY MAP OF PALM VALLEY
COLONY LANDS, AS RECORDED IN BOOK 14 PAGE 652 OF MAPS SAN DIEGO
COUNTY RECORDS" ON FTLE IN BOOK 33, PAGE 77. RECORDS OF SURVEY,
RIVERSIDE COUNTY RECORDS.
APN: 502-143-004-5
Assignment and Assumpnon(Porgivuble Chan)(00183262) /