HomeMy WebLinkAbout11/2/2005 - STAFF REPORTS (12) ..OQ?ALM S..
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q<�FORa` City Council Staff Report
DATE: November 2, 2005 Consent Calendar
>UBJECT: Short-Term Extension of Wastewater Services Agreement with Veolia
FROM: David H. Ready, City Manager
BY: City Manager's Office
SUMMARY
The City has heretofore entered into an agreement with Veolia (formerly US Filter) for
the operations and management of the City's Wastewater Treatment Plant. This
agreement, which was originally for a five year term expiring on June 30, 2005, has
been extended several times over the past several months to facilitate negotiations with
Veolia on a longer term extension. The current extension will expire on November 2nd
While staff and Veolia have made substantial process and nearly finalized a long-term
extension of the agreement, one issue remains unresolved. Staff believes that an
additional short-term extension should be granted to allow the parties to resolve this
issue and to explore the possibility of negotiating an even longer-term agreement.
RECOMMENDATION:
1. Adopt a Minute Order approving the Sixth Amendment to Agreement 4123 with
Veolia Water North America-West, LLC. (formerly US Filter Operating Services
Incorporated) extending the term of the agreement from July 1, 2005 through
June 30, 2006 and making certain other modifications to the original agreement.
2. Authorize the City Manager to execute all documents necessary to effectuate the
agreement.
3. Expand the role of the Wastewater Treatment Plant Subcommittee (Mayor Oden
and Councilmember Pougnet) to work with staff to negotiate a longer term
extension with Veolia.
STAFF ANALYSIS:
In 1999, the City entered into an agreement with US Filter to operate and manage the
City's Wastewater Treatment Plant and sewage collection system. The term of this
agreement was for a five year term expiring on June 30, 2005.
ITEM NO.�1
City Council Staff Report
November 2, 2005 -- Page 2
Extension to Wastewater Services Agreement with Veolia
In light of the pending sale of the Wastewater Treatment Plant to the Desert Water
Agency (DWA), the City has delayed granting a long term extension to the existing
agreement. Unfortunately, the sale of the Wastewater Treatment Plant has not yet
occurred as originally contemplated. In order to maintain current operations at the
Wastewater Treatment Plant, the City Council has approved several amendments
extending the term of the existing agreement to enable staff and Veolia to negotiate an
extension to the existing agreement. The current extension, which was approved on
October 7, 2005, expires on November 2, 2005.
Although staff and Veolia have worked very hard over the past few months and have
nearly finalized a new amendment to extend the agreement, a significant issue arose
just prior to the last City Council meeting that could not be immediately resolved. The
parties have attempted to reach a mutually acceptable resolution to this issue; however,
there is not sufficient time to complete negotiations prior to the expiration of the current
extension.
Staff is confident that an agreement can be reached with Veolia on the unresolved issue
within the next thirty (30) days. However, in light of the Governor's veto of SB 557,
which would have facilitated the sale of the Wastewater Treatment Plant to DWA, staff
now feels that the current agreement should be extended through the end of the fiscal
year to allow the parties to explore and discuss various options, including an even
longer term agreement.
In order to foster further dialog with Veolia, staff is requesting that the role of the
Wastewater Treatment Plant Subcommittee, consisting of Mayor Oden and Council
Member Pougnet, be expanded to allow the Subcommittee to work directly with staff on
these options.
The proposed amendment will extend the O&M agreement with Veolia through June 30,
2006. While the terms and conditions of the existing agreement will remain virtually
intact, staff is recommending the following key changes:
.e� Septage
Upon execution of the amendment, Veolia will equally share with City all gross
revenues that are generated from the delivery of septage to the Wastewater
Treatment Plant.
,6�; Capital Recovery Fee
The current monthly management fee paid to Veolia consists of several components,
including a capital recovery component which is assessed to reimburse Veolia for
their capital investment in the Wastewater Treatment Plant. Since the original
capital investment made by Veolia has been fully amortized, this fee should be
reduced by $5,000 per month. This reduction, which would be retroactive to July Ist
will save the Wastewater Treatment Plant fund approximately $60,000 this fiscal
year.
City Council Staff Report
November 2, 2005 -- Page 3
Extension to Wastewater Services Agreement with Veolia
Finally, staff recommends certain modifications to various definitions (e.g., Septage)
and the deletion of unnecessary provisions in the existing agreement that no longer
have any force or effect. Staff has discussed these changes with Veolia. However, as
of the publication date of this report, Veolia has not accepted staff's recommended
changes to the amendment. Staff will continue to work with Veolia over the next few
days and advise the City Council at the meeting whether these changes have been
accepted by Veolia or not.
FISCAL IMPACT:
Under the proposed amendment, the operator's monthly management fee will be
reduced by approximately $5,000 per month. Although the actual amount of revenue
from the receipt of septage at the Wastewater Treatment Plant is not entirely known at
this time, based on information obtained from Veolia, the amount could range from
$5,000 to $50,000 per month depending on volume.
ALTERNATIVES:
IF desired, the City Council could approve a shorter extension (e.g., 30, 60, 90 days) of
time to the existing O&M Agreement. If the City Council elects a shorter term, it is
recommended that the City Attorney be directed to make the necessary modifications to
the amendment.
Troy L. Butzlaff, Asystan i u Jvlanager David H. Ready,Cii , Sager
Attachments:
1. Minute Order
2. Sixth Amendment to O&M Agreement (under separate cover)
MINUTE ORDER NO.
APPROVING THE SIXTH AMENDMENT TO
AGREEMENT 4123 WITH VEOLIA WATER
NORTH AMERICA-WEST, LLC. (FORMERLY
US FILTER OPERATING SERVICES
INCOPORATED) EXTENDING THE TERM OF
THE AGREEMENT FROM JULY 1, 2005
THROUGH JUNE 30, 2006 AND MAKING
CERTAIN OTHER MODIFICATIONS TO THE
ORIGINAL AGREEMENT.
I HEREBY CERTIFY that this Minute Order, approving the Sixth Amendment to
Agreement 4123 with Veolia Water North America-West, LLC. (formerly US Filter
Operating Services Incorporated) extending the term of the agreement from July
1, 2005 through June 30, 2006 and making certain other modifications to the
original agreement, was adopted by the City Council of the City of Palm Springs,
California, in a meeting thereof held on the 2"d day of November, 2005.
James Thompson, City Clerk
SIXTH AMENDMENT TO
WASTEWATER SERVICES AGREEMENT (O&M)
THIS SIXTH AMENDMENT TO WASTEWATER SERVICES
AGREEMENT (O&M) ("Amendment') is made and entered into as of this 2nd day
of November, 2005, by and between the CITY OF PALM SPRINGS, a California
municipal corporation ("City") and VEOLIA WATER NORTH AMERICA-WEST,
LLC., a Delaware limited liability company ("Veolia").
RECITALS
A. Pursuant to a request for proposal issued by the City in November 1998
pursuant to California Government Code Section 5956.1 et. seq. and
Chapter 3.12 of the Palm Springs Municipal Code, the City and Filter
entered into that certain Wastewater Services Agreement No. 4123, dated
as of July 30, 1999 (the "Agreement'), for the provision by Filter to City of
certain operations and maintenance services related to the Treatment
Facility, Sewage Collection System and Down and Under System, as
those terms are defined in, and pursuant to the terms of, the Agreement.
Initially capitalized terms not otherwise defined herein shall have the
meanings set forth in the Agreement.
B. On or about May 16, 2001, City and Filter entered into that certain
Amendment No. 1 to Agreement No. 4123 (herein "First Amendment), for
the provision of certain capital project administration parameters all related
to the improvement of the Treatment Facility.
C. On February 2, 2004, Filter officially became known as Veolia Water North
America Operating Services, Inc. ("Veolia Water NA"). Through an inter-
company reorganization and set of inter-company assignments, Veolia
has acquired and succeeded to the right, title and interest in and to the
Agreement. Veolia is the wholly owned-subsidiary and West Coast
operating arm of Veolia Water North America Operating Services, LLC
("Veolia Water NA LLC"), which was formerly known as Veolia Water NA.
D. The original term of the Agreement was for five (5) years, such that the
original Agreement would have expired on June 30, 2005.
E. City continues to require the services of Veolia to operate and maintain
the Wastewater Treatment Facility and Sewage Collection System and
has been actively negotiating with Veolia to extend the term of the
Agreement.
F. On June 29, 2005, City and Veolia entered into the "Second Amendment
to the Agreement for Wastewater Services Agreement (O&M)" ("Second
Amendment'), which extended the term of the Agreement an additional
11/2/2005 1 Final Document
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thirty (30) days, to allow the parties to continue their negotiations on a new
agreement.
G. On July 20, 2005, City and Veolia entered into the "Third Amendment to
the Agreement for Wastewater Services Agreement (O&M)" ("Third
Amendment") which extended the term of the agreement through
September 7, 2005 to allow the Desert Water Agency an opportunity to
review and comment upon the draft agreement.
H. On September 7, 2005, City and Veolia entered into the "Fourth
Amendment to the Agreement for Wastewater Services Agreement
(O&M)" ("Fourth Amendment") which extended the term of the agreement
for an additional thirty (30) days to enable the parties to properly draft and
finalize a new agreement.
I. On October 5, 2005, City and Veolia entered into the "Fifth Amendment to
the Agreement for Wastewater Services Agreement (O&M)" ("Fifth
Amendment') which extended the term of the agreement for an additional
thirty (30) days to facilitate continued negotiations between the parties.
J. The Fifth Amendment will expire on November 5, 2005.
K. The City and Veolia have attempted in good faith to complete their
negotiations prior to the expiration of the current amendment.
L. Due to a number of extenuating circumstances including the Governor's
veto of Senate Bill 557, the City and Veolia now agree that the existing
O&M Agreement should be extended through the end of the fiscal year to
allow the parties to explore and discuss a long term extension to the
Agreement.
M. This Amendment is entered into pursuant to both of California
Government Code Section 5956.1 et. sea. and Chapter 3.12 of the Palm
Springs Municipal Code. Each of the foregoing statutes constitutes an
independent authority for the City to enter into this Amendment and
procure the services with respect to the Treatment Facility, the Sewage
Collection System, and the Down and Under System as described herein
and in the Agreement.
NOW THEREFORE, in consideration for promises and covenants
contained herein, the above recitals, and other good and valuable
considerations, the receipt and sufficiency of which are hereby acknowledged,
the parties hereto agree as follows:
1. "Veolia" and "Filter". All references in the Agreement to Filter shall be
replaced with Veolia.
11/2/2005 2 Final Document
2. Assignment to Veolia. The City acknowledges the assignment of the
Agreement to Veolia and Veolia's assumption of all obligations under the
Agreement. The City agrees that Veolia Water NA and Veolia Water NA LLC
shall have no further obligations, responsibilities or liabilities under the
Agreement and is hereby released, discharged and acquitted therefrom.
3. Effectiveness of Amendment. This Amendment shall be effective upon
the approval by the City of this Amendment, pursuant to a Palm Springs City
Council resolution, and the execution hereof by the City and Veolia. The City
shall deliver to Veolia a certified record of the public proceedings of the Palm
Springs City Council approving the execution and delivery of this Amendment.
4. Repair and Modification of Down and Under Facilities. Subject to
Section 11 of this Amendment below, in addition to Veolia's obligations under
Section 5.4(f) of the Agreement, Veolia shall, at its cost, repair and perform
mutually agreed upon modifications to Down and Unders that are mutually
designated by the City and Veolia, up to a maximum amount equal to $80,000 for
fiscal year 2005-06 (July 1, 2005 through June 30, 2006). Unused amounts of
the $80,000 annual budget shall be rolled over and available for use under this
Section in ensuing years of the Term of the Agreement. If the Agreement is
terminated for a reason other than City default prior to the expenditure of the
unused portion, such unused funds shall be paid to the City for the purposes
provided in this Section. The foregoing amounts and obligations are in addition
to Veolia's obligations under Section 5.4(f).
5. Definitions. Section 1.1 of the Agreement shall be revised as follows:
The definition of "Septage" is amended and restated in its
entirety as follows:
"'Septage' means liquid or solid material removed from a septic
tank, cesspool, portable toilet, Type III marine sanitation device, or
similar treatment works that receives only Domestic Sewage or
other waste fully compatible with the treatment processes and
receiving facilities at the Treatment Facility. Septage does not
include commercial or industrial wastewater incompatible with the
treatment processes or receiving facilities at the Treatment Facility."
6. Term. Section 4.1 of the Agreement, entitled "Term", shall be
amended in its entirety to read as follows:
"Section 4.1 Term. The term of this Agreement shall be extended
to June 30, 2006, unless earlier terminated in accordance with
Section 12.10 of this Agreement, or until this Agreement has been
superseded by an amended and restated agreement. Subject to
the other provisions of this Agreement, the City, in its discretion
and, upon mutual agreement by Veolia, in its discretion, may enter
11/2/2005 3 Final Document
into additional extensions of the Term of this Agreement beyond
June 30, 2006."
7. Section 4.2. Section 4.2 of the Agreement is hereby deleted and shall
be of no further force and effect.
8. Septage. Section 5.7(c) of the Agreement is hereby amended and
restated in its entirety as follows:
"(c) Septage. Veolia and the City agree to allow licensed septic
tank pumping contractors to deliver Septage to the Treatment
Facility at delivery points approved by Veolia, provided that (1) the
Septage is free from Regulated Substances or other Abnormal
Substances that cannot be treated or removed by current
Treatment Facility processes; and (2) the total quantity of septage
does not exceed an amount determined by Veolia that may be
treated within the design capacity of the Treatment Facility. Veolia
shall charge such contractors fees that are no greater than those
fees specified in Schedule R, which fees have been directed,
approved and authorized by the City. Veolia shall have no
ratemaking authority with respect to Septage fees. Prior to October
1, 2005, Veolia shall be entitled to retain all revenues arising out of
the Septage fees. Commencing on October 1, 2005 and continuing
through the expiration of the Term, as the same may be extended,
all gross revenues shall be shared equally by the City and Veolia.
Veolia shall reflect the City's share of any gross revenues under
this Section as a one-time credit on its Billing Statement for each
month in which the City is entitled to any gross revenues. Veolia
shall, on a monthly basis commencing November 1, 2005 (with
respect to the month of October 2005), provide City with a
statement of(x) month to date and year to date gallons of Septage
treated, (y) the monthly and annual gross revenues generated by
Septage fees; and (z) the monthly and annual gross revenues, if
any, available and payable to the City under this Section."
9. Service Fee — O&M Annual Capital Recovery Component and O&M
Fixed Component. Sections 7.1(b)(i) and 7.1 b ii of the Agreement are hereby
amended and restated in their entirety as follows:
(i) "O&M Annual Capital Recovery. The annual capital
recovery charge (the "O&M Annual Capital Recovery") equal to
$41,502 per year ($3,458 per month) plus the amortized cost over
the term of this Agreement of any Capital Projects that Veolia
finances as set forth in Section 7.4(a). The O&M Annual Capital
Recovery may be increased as provided in Section 7.4.
11/2/2005 4 Final Document
(ii) O&M Fixed Component. The fixed component of the O&M
Fee (the "O&M Fixed Component") (which includes the coverage
of fixed operation and maintenance expenses and other fixed
costs) shall be $2,270,608 for the period of July 1, 2005 until June
30, 2006 ($189,217 per month). The O&M Fixed Component may
be increased as provided in Section 7.4.
(iii) Operator Credit. Not withstanding the City's obiligation to
pay the service fees identified in paragraphs (i) and (ii) above,
Veolia shall deduct monthly the amount of$12,051 from the
monthly statement remitted to City for each month beginning
December 1, 2005 through June 30, 2006.
10.Down and Unders. If, at any time during the Term of the Agreement,
as the same may be extended, the City assigns the Agreement in accordance
with the terms thereof, from and after the effective date of the assignment, (i)
Veolia shall have no further obligations or responsibilities under the Agreement
with respect to the Down and Unders and (ii) the assignee shall have no
obligations to operate the Down and Unders or make payments to Veolia with
respect to the Down and Unders for the period after the effective date of the
assignment.
11.Schedule A. Schedule A is hereby amended and restated in its
entirety by the attached Schedule A.
12.Schedule D. Schedule D is hereby amended and restated in its
entirety by the attached Schedule D.
13.Schedule N. Schedule N is hereby amended and restated in its
entirety by the attached Schedule N.
14,Schedule U. Schedule U is hereby amended and restated in its
entirety by the attached Schedule U.
15.Amendment Costs. Within sixty (60) days after the execution date of
this Amendment, Veolia shall pay to City a non-refundable amount equal to
$20,000, representing reimbursement of the City's incurred legal and
administrative costs for negotiating and entering into this Amendment.
16.Full Force and Effect. The parties agree that, except as specifically
provided in this Amendment, the terms of the Agreement shall remain unchanged
and in full force and effect.
17.Counterparts. This Amendment may be executed in counterparts each
of which shall be considered an original.
18.Advice of Counsel. Each of the parties has received the advice of
legal counsel prior to signing this Amendment. Each party acknowledges no
11/2/2005 5 Final Document
other party or agent or attorney has made a promise, representation, or warranty
whatsoever, express or implied, not contained herein concerning the subject
matter herein to induce another party to execute this Amendment. The Parties
agree no provision or provisions may be subject to any rules of construction
based upon any party being considered the party "drafting" this Amendment.
19.Governing Law. The validity, interpretation and effect of this
Amendment are governed by and shall be construed in accordance with the laws
of the State of California.
20.Severability. If any provision hereof is held invalid or unenforceable for
any reason, this holding or action shall be strictly construed and shall not affect
the validity or effect of any other provision hereof. To the extent permitted by
law, the parties waive, to the maximum extent permissible, any provision of law
that renders any provision hereof prohibited or unenforceable in any respect.
21.Entire Agreement. This Amendment and the Agreement represent the
full and entire agreement between the parties with respect to the matters covered
herein.
22.Authorization. The person(s) executing this Amendment on behalf of
the parties hereto warrant that (i) such party is duly organized and existing, (ii)
they are dully authorized to execute and deliver this Amendment on behalf of
said party, (iii) by so executing this Amendment, such party is formally bound to
the provisions of this Amendment, and (iv) the entering into this Amendment
does not violate any provision of any other agreement to which said party is
bound.
23.Except as modified by this Fifth Amendment, all other terms and
conditions of the Agreement are hereby ratified and confirmed by the parties.
[signatures on next page]
11/2/2005 6 Final Document
IN WITNESS WHEREOF, the parties hereto executed this Sixth Amendment to
be effective as of the date first written above.
,,City"
ATTEST: CITY OF PALM SPRINGS, a California
municipal corporation
By
City Clerk City Manager
APPROVED AS TO FORM:
City Attorney
"Veolia"
VEOLIA WATER NORTH AMERICA -
WEST, LLC
a Delaware limited liability company
By
Signature
Name
Title
End of Signatures
11/2/2005 7 Final Document