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HOUSING AUTHORITY/
CITY COUNCIL STAFF REPORT
DATE: February 15, 2012 NEW BUSINESS
SUBJECT: CONSENT TO A CHANGE IN OWNERSHIP AND APPROVAL OF AN
ESTOPPEL CERTIFICATEBY AND BETWEEN TAHQUITZ
ASSOCIATES, LP, A CALIFORNIA LIMITED PARTNERSHIP; AND A
SUBORDINATION AGREEMENT BY AND BETWEEN THE CITY OF
PALM SPRINGS AS SUCCESSOR HOUSING AGENCY AND
BERKADIA COMMERCIAL MORTGAGE LLC, A DELAWARE LIMITED
LIABILITY COMPANY; AND, APPROVAL OF A FREDDIE MAC RIDER
TO THE REGULATORY AGREEMENT BY AND BETWEEN THE
HOUSING AUTHORITY OF THE CITY OF PALM SPRINGS AND
TAHQUITZ ASSOCIATES, LP, A CALIFORNIA LIMITED
PARTNERSHIP, FOR THE TAHQUITZ COURT APARTMENTS AT
2800, 2890, 2900 and 2990 EAST TAHQUITZ CANYON WAY
FROM: David H. Ready, City Manager/Executive Director
BY: Community& Economic Development Department
SUMMARY
This action is a relatively simple refinance of the Tahquitz Court Apartments, against
which the prior Community Redevelopment Agency and the City's Housing Authority
have recorded Affordability Covenants. These actions would allow Tahquitz
Associates, LP, ("Tahquitz") to add a new Limited Partner, Rocky Mountain
Engineering, to the partnership. This party has had a financial interest in the project
since Tahquitz acquired the project from the prior owners in 2008, but were not part
of the ownership of the property. Rocky Mountain Engineering has managed this
project since 2008, has undertaken extensive renovations, and has filed appropriate
low income reports, keeping occupancy rates close to 100%. Over the past 10 years,
ITEM, NO.�-
Housing Authority/Community Redevelopment Agency Staff Report
(February 15, 2012 -- Page 2)
(Tahquitz Court Apartments)
Rocky Mountain Engineering has managed hundreds of units in several multi-family
projects, including other affordable housing projects. In addition, the owners wish to
refinance the project in order to take advantage of historic low interest rates, which
would require a new Subordination Agreement with the City (acting in its new role as
Successor Housing Agency of the former Community Redevelopment Agency). In
addition, the Lender has asked for an Estoppel Certificate, confirming that there are
no known defaults in the agreements. Finally, there remains a Housing Authority
Regulatory Agreement recorded against the property, even though the Housing
Authority bonds were repaid several years ago. The Regulatory Agreement was
amended at the time of the previous sale, in 2008, in part to allow the sale of the
property to a limited partnership which was not itself a 501(c)(3) non-profit, but had a
501(c)(3) qualified general partner. Freddie Mac, which is the purchaser of the loan,
has asked for an Amendment to the Freddie Mac Rider to be approved, to conform
the changes in the loan to its own legal provisions.
Since the previous transaction in 2008, the State of Califomia has now eliminated
redevelopment agencies statewide. On December 29, 2011, the Califomia Supreme
Court upheld AB 1X 26, which dissolves all of the redevelopment agencies in the
State of California.
On January 4, 2012, the City Council approved a resolution authorizing the City to
become the Successor Agency and the Successor Housing Agency. The City
Council elected to retain the responsibility for performing housing functions previously
performed by the Palm Springs Community Redevelopment Agency and assume all
rights, powers, assets, liabilities, duties, and obligations associated with the housing
activities of in accordance with Cal. Health and Safety Code §34176.
RECOMMENDATION:
COMMUNITY REDEVELOPMENT AGENCY RECOMMENDATION:
1. Adopt Resolution No. , "A RESOLUTION OF THE CITY OF PALM
SPRINGS, CALIFORNIA, IN ITS CAPACITY AS THE SUCCESSOR
HOUSING AGENCY OF THE COMMUNITY REDEVELOPMENT AGENCY
OF THE CITY OF PALM SPRINGS, CONSENTING TO A CHANGE IN
OWNERSHIP AND APPROVING 1) AN ESTOPPEL CERTIFICATE BY
AND BETWEEN THE CITY OF PALM SPRINGS AND TAHQUITZ
ASSOCIATES, LP, A CALIFORNIA LIMITED PARTNERSHIP; AND, 2) A
SUBORDINATION AGREEMENT BY AND BETWEEN THE CITY OF
PALM SPRINGS AND BERKADIA COMMERCIAL MORTGAGE LLC, A
02
Housing Authority/Community Redevelopment Agency Staff Report
(February 15, 2012 -- Page 3)
(Tahquitz Court Apartments)
DELAWARE LIMITED LIABILITY COMPANY, FOR THE TAHQUITZ
COURT APARTMENTS AT 2800, 2890, 2900 and 2990 EAST TAHQUITZ
CANYON WAY;
HOUSING AUTHORITY RECOMMENDATION:
2. Adopt Resolution No. , "A RESOLUTION OF THE HOUSING
AUTHORITY OF THE CITY OF PALM SPRINGS, CALIFORNIA
APPROVING A SECOND AMENDMENT TO A REGULATORY
AGREEMENT AND DECLARATION OF COVENANTS AND
RESTRICTIONS BY AND BETWEEN THE HOUSING AUTHORITY OF
THE CITY OF PALM SPRINGS AND TAHQUITZ ASSOCIATES, LP, A
CALIFORNIA LIMITED PARTNERSHIP BY ADDING A FREDDIE MAC
RIDER;
3. Authorize the City Manager/Executive Director to execute all the
documents related to the Agreements and Amendment.
STAFF ANALYSIS:
Tahquitz Court is a 108-unit garden-style family apartment project situated on
approximately 5.4 acres, comprised of a campus of 10 buildings, each a two-story
walk-up of wood frame, slab-on-grade construction. The project is located on
Tahquitz Canyon Way adjacent to City Hall and is a short walking distance to
personal services, public transportation, schools and shopping. It consists of 17 one
bedroom/one bath units of approximately 700 square feet, 37 two bedroom/1.5 bath
units of approximately 864 square feet, 38 two bedroom/2 bath units of approximately
1,089 square feet, and 16 three bedroom/2 bath units of approximately 1,390 square
feet. The complex features two swimming pools, one spa, central laundry facilities,
and covered parking. Individual units feature central heat and air conditioning,
dishwashers, double sinks with garbage disposals, breakfast bars, separate linen
closets and private balconies or patios.
In 1993, Corporate Fund for Housing (CFH), a California 501(c)(3) non-profit public
benefit corporation, acquired the property from Redlands Federal Bank (now
CitiBank) which itself acquired the property through foreclosure in 1992. Originally
constructed in 1963, through the 1980's the apartments, formerly the San Carlos
Apartments, had fallen into disrepair in the hands of previous owners who operated it
as a market-rate project with no subsidized or designated affordable units.
03
Housing Authority/Community Redevelopment Agency Staff Report
(February 15, 2012—Page 4)
(Tahquitz Court Apartments)
CFH carried out minor rehab and added affordability restrictions that range from 40%
AMI to 60% AMI. In conjunction with CFH's acquisition of Tahquitz Court in
September 1993, a substantial rehabilitation program under Redlands' ownership
was completed. CFH was then able to reposition the property by lowering rents to
attract and retain low- and very low-income families. This project aided the City in
meeting its Regional Housing Needs Assessment (RHNA) numbers for very low, low
and moderate income housing. A 30-year affordability covenant was included in the
August 1993 Regulatory Agreement.
In February, 1993, the Housing Authority of the City of Palm Springs approved the
issuance of tax-exempt bond financing for the acquisition and rehabilitation of the
apartments. The Housing Authority-backed bonds were repaid through a refinancing
of the project, in 2005. In August 1993, the Community Redevelopment Agency
also approved a $590,000 forgivable grant, using Low- and Moderate Income
Housing funds for the purpose of rehabilitation costs and bond issuance costs.
The successor to CFH, LINC Housing Corporation of Long Beach, CA ("LINC")
always intended to apply for tax-exempt bonds and California 4% Low Income
Housing Tax Credits for the refinancing, rehabilitation and construction of a new
2,800 s.f. community room at the property. Under tax credit rules they needed to
own the property for 10 years before becoming eligible.
LINC proposed a $16 million refinancing and rehabilitation program designed to
update and modernize the units, as well as incorporating energy-efficiency
improvements, and to ensure affordable housing choice for the long term, using a
combination of low-income housing tax credits through the California Tax Credit
Allocation Committee (TCAC) and tax-exempt bond financing through the California
Debt Limit Allocation Committee (CDLAC).
In 2005 the Agency approved a resolution committing gap financing at that time, with
a new Owner Participation Agreement to follow once the project had received the
commitment of bond- and tax-credit financing. All of the units were and continue to
be restricted to low- and very-low income residents.
In 2006, however, as LINC prepared to submit an Multi-family Housing Program
(MHP) funding application to the State of California's Department of Housing and
Community Development (HCD) a fundamental problem arose: HCD rules required
HCD to consider the proposed sale of Tahquitz Court to a tax credit partnership, with
LINC acting as the general partner, as a "cash out refinancing," of the project, even
though CFH would carry back a $3 million seller's note. HCD determined that
Corporate Fund for Housing and LINC share offices and staff and have overlapping
04
Housing Authority/Community Redevelopment Agency Staff Report
(February 15, 2012--Page 5)
(Tahquitz Court Apartments)
Boards of Directors, and despite the fact that there is no legal connection between
the two, HCD concluded that they were related entities and this type of transaction
between the two non-profits is prohibited by HCD regulations, even though the sales
price was based upon an appraisal. Without the MHP funding, neither CFH nor
LINC were able to complete the required rehabilitation of the property.
In the end, LINC was unable to obtain State financing. One solution was to sell the
property to a friendly non-profit and then collaborate on an application, but
negotiations with several affordable non-profits failed. Instead, in early 2008 LINC
listed the property for sale, and in November, 2008 the Agency approved the sale of
the project to Tahquitz Associates, LP, with apartment owner Dalton Hydro of Utah
as the majority owner (limited partner) and LINC as the 501(c)(3) minority general
partner. The Agency was only asked to allow the partnership to purchase the
property, and not for any additional Agency funds. Tahquitz Associates, LP,
purchased this property subject to the existing covenants.
The Agency's Regulatory Agreement is still in place, with about 12 years of
affordability still left on it. The original covenants were 30 years. On December 29,
2011, the California Supreme Court upheld AB 1X 26, which dissolves all of the
redevelopment agencies in the State of California. The City of Palm Springs is now
the successor to the Agency's interest in the Regulatory Agreement.
On January 4, 2012, the City Council approved a resolution authorizing the City to
become the Successor Agency and the Successor Housing Agency. The City
Council elected to retain the responsibility for performing housing functions previously
performed by the Palm Springs Community Redevelopment Agency and assume all
rights, powers, assets, liabilities, duties, and obligations associated with the housing
activities of in accordance with Cal. Health and Safety Code §34176.
In general, all the assets, properties, contracts, leases, and records of the Palm
Springs Community Redevelopment Agency, including those related to this project,
were transferred to the City as Successor Agency. In carrying out this obligation, AB
1X 26 limits the liability of the Successor Agency to: "the extent of the total sum of
property tax revenues it receives pursuant to this part [Part 1.85] and the value of the
assets transferred to it as the successor agency for a dissolved redevelopment
agency."
Additionally, Tahquitz is refinancing the project and admitting another partner to the
Partnership. The Regulatory Agreement gives the City (formerly the Agency) the
power to consent on changes in ownership; such consent is included in the
Resolution for action.
05
Housing Authority/Community Redevelopment Agency Staff Report
(February 15, 2012 -- Page 6)
(Tahquitz Court Apartments)
The Housing Authority of the City of Palm Springs also approved the Prior Loan,
shown in the Modification of Regulatory Agreement dated December 15, 2008 and
recorded in the Official Records of Riverside County as Document 2008-0663040
("First Modification"). The First Modification included a Freddie Mac Rider, which is
now being amended through the Second Amendment.
Berkadia Commercial Mortgage LLC ("Lender"), successor to the prior lender
Capmark, is refinancing the Prior Loan with a loan of approximately $5,625,000 (the
"Refinance Loan"). Lender is unable to make the Refinance Loan without the
Authority's consent to a second modification of the Regulatory Agreement to
incorporate the terms of the Revised Freddie Mac Rider attached.
FISCAL IMPACT:
None of the actions described above create any financial impact to the City (as
Successor Housing Agency) or the Housing Authority.
ion RoymtN, Director Tom Wilson, sistant City Manager
m nity 4jconomic Development
�l
David H. Ready, Ci Hager
Attachments:
1. City (as Successor Agency) Resolution
2. Housing Authority Resolution
3. (CITY) ESTOPPEL CERTIFICATE
4. (CITY) SUBORDINATION AGREEMENT
5. (HOUSING AUTHORITY) SECOND AMENDMENT TO THE REGULATORY
AGREEMENT (REVISED FREDDIE MAC RIDER)
06
Resolution No.
OF THE CITY COUNCIL OF THE CITY OF PALM
SPRINGS, CALIFORNIA, CONSENTING TO A CHANGE IN
OWNERSHIP AND APPROVAL OF AN ESTOPPEL
CERTIFICATE WITH TAHQUITZ ASSOCIATES, LP, A
CALIFORNIA LIMITED PARTNERSHIP AND A
SUBORDINATION AGREEMENT BY AND BETWEEN THE
CITY OF PALM SPRINGS AS SUCCESSOR HOUSING
AGENCY AND BERKADIA COMMERCIAL MORTGAGE
LLC, A DELAWARE LIMITED LIABILITY COMPANY FOR
THE REFINANCING OF THE 108-UNIT TAHQUITZ COURT
APARTMENTS AT 2800, 2890, 2900 and 2990 EAST
TAHQUITZ CANYON WAY
WHEREAS, the Community Redevelopment Agency of the City of Palm Springs
(the "Agency') has established an affordable housing setaside fund in accordance with
Section 33000 at. seq. of the California Health and Safety Code; and
WHEREAS, AB 1X 26 was signed by the Governor of California on June 29,
2011, making certain changes to the Redevelopment Law, including adding Part 1.8
(commencing with Section 34161) and Part 1.85 (commencing with Section 34170) to
Division 24 of the California Health and Safety Code, suspending most redevelopment
agency activities and, among other things, prohibiting redevelopment agencies from
incurring indebtedness or entering into or modifying contracts; and
WHEREAS, effective February 1, 2012, all existing redevelopment agencies and
redevelopment agency components of community development agencies were
dissolved; however, except for those provisions of the Redevelopment Law that are
repealed, restricted, or revised pursuant to AB XI 26, all authority, rights, powers, duties
and obligations previously vested with the former redevelopment agencies under the
Redevelopment Law, are vested in the successor agencies;
WHEREAS, at a meeting of January 4, 2012, the City of Palm Springs took
action to designate itself as the Successor Agency and the Housing Successor Agency
to the Community Redevelopment Agency, as provided in California Health and Safety
Code §§ 34173 and 34176; and
WHEREAS, pursuant to Cal. Health & Safety Code §34176, the City expressed
its intention to retain the housing assets and functions previously performed by the Palm
Springs Community Redevelopment Agency and assume all rights, powers, assets,
liabilities, duties, and obligations associated with the housing activities of the Palm
Springs Community Redevelopment Agency; and
07
WHEREAS, in November, 2008, the Agency approved the sale of the project to
Tahquitz Associates, LP ("Tahquitz"), with apartment owner Dalton Hydro of Utah as the
majority owner (limited partner) and LINC Housing, the seller, as the 501(c)(3) minority
general partner; subject to the existing covenants
WHEREAS, Tahquitz has requested City consent to the addition of a new Limited
Partner, Rocky Mountain Engineering, to the Partnership; the party has had a financial
interest in the project since Tahquitz acquired the project from the prior owners in 2008,
but were not part of the ownership of the property; and
WHEREAS, the City has reviewed the qualifications of Rocky Mountain
Engineering and determined them to be qualified to be admitted to the Partnership as a
Limited Partner; and
WHEREAS, Berkadia Commercial Mortgage, LLC, the project lender, has
requested a new Subordination Agreement with the City, and an Estoppel Agreement
between the City and Tahquitz; and
WHEREAS, the owners still agree to continue to restrict, though an existing
Regulatory Agreement, the rents on 100% of the existing units (107) to levels affordable
to families with incomes no more than 60% of Area Median Income (AM]) for a the
remaining term.
NOW, THEREFORE, BE IT RESOLVED, by the City of Palm Springs, in its
capacity as the Successor Housing Agency to the Community Redevelopment Agency,
as follows:
1. The above findings are true and correct and are adopted findings of the City
Council of the City of Palm Springs.
2. The City Council of the City of Palm Springs, California, hereby consents to
Rocky Mountain Engineering's admission as a Limited Partner to Tahquitz
Associates, LP.
3. An Estoppel Certificate by and between the City of Palm Springs and
Tahquitz Associates, PL, is hereby approved.
4. A Subordination Agreement by and between the City of Palm Springs and
Berkadia Commercial Mortgage, LLC, is hereby approved.
5. The City Manager is hereby authorized and directed, on behalf of the City, to
execute all documents, including applications or letters of intent or
commitment, related to the Project and the purposes of this Resolution.
08
PASSED, APPROVED AND ADOPTED BY THE PALM SPRINGS CITY
COUNCIL THIS 15TH DAY OF FEBRUARY, 2012.
DAVID H. READY, CITY MANAGER
ATTEST:
JAMES THOMPSON, CITY CLERK
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, JAMES THOMPSON, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on the 15T" day of February,
2012, by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
JAMES THOMPSON, CITY CLERK
City of Palm Springs, California
09
Resolution No.
OF THE HOUSING AUTHORITY OF THE CITY OF PALM
SPRINGS, CALIFORNIA, APPROVING A SECOND
AMENDMENT TO A REGULATORY AGREEMENT AND
DECLARATION OF COVENANTS AND RESTRICTIONS
BY AND BETWEEN THE HOUSING AUTHORITY OF THE
CITY OF PALM SPRINGS AND TAHQUITZ ASSOCIATES,
LP, A CALIFORNIA LIMITED PARTNERSHIP, BY ADDING
A FREDDIE MAC RIDER FOR THE REFINANCING OF
THE 108-UNIT TAHQUITZ COURT APARTMENTS AT
2800, 2890, 2900 and 2990 EAST TAHQUITZ CANYON
WAY
WHEREAS, In February, 1993, the Housing Authority of the City of Palm Springs
("Housing Authority") approved the issuance of tax-exempt bond financing for the
acquisition and rehabilitation of the Tahquitz Court Apartments located at 2800, 2890,
2900 and 2990 East Tahquitz Canyon Way (the "Property") on behalf of the Corporate
Fund for Housing; such bonds were repaid through a refinancing of the Property in 2005
by its successor, LINC Housing; and
WHEREAS, in November, 2008, the Housing Authority approved the sale of the
Property to Tahquitz Associates, LP ('Tahquitz"), with apartment owner Dalton Hydro of
Utah as the majority owner (limited partner) and LINC Housing, the seller, as the
501(c)(3) minority general partner; subject to the existing covenants and approved the
Prior Loan, shown in the Modification of Regulatory Agreement dated December 15,
2008 and recorded in the Official Records of Riverside County as Document 2008-
0663040 ("First Modification"); and
WHEREAS, Berkadia Commercial Mortgage LLC ("Lender"), successor to the
prior lender Capmark, is refinancing the Prior Loan with a loan of approximately
$5,625,000 (the "Refinance Loan") but is unable to make the Refinance Loan without
the Housing Authority's consent to a Second Modification of the Regulatory Agreement
to incorporate the terms of the Revised Freddie Mac Rider, attached as Exhibit "A" to
this resolution; and
WHEREAS, Tahquitz still agrees to continue to restrict, though an existing
Regulatory Agreement, the rents on 100% of the existing units (107) to levels affordable
to families with incomes no more than 60% of Area Median Income (AMI) for a the
remaining term.
NOW, THEREFORE, BE IT RESOLVED, by the Housing Authority of the City of
Palm Springs, as follows:
10
1. The above findings are true and correct and are adopted findings of the Housing
Authority of the City of Palm Springs.
2. The Housing Authority of the City of Palm Springs, California, hereby approves
the Second Modification of the Regulatory Agreement to incorporate the terms of
the Revised Freddie Mac Rider, attached as Exhibit "A" to this resolution.
3. The Executive Director is hereby authorized and directed, on behalf of the
Housing Authority, to execute all documents, including applications or letters of
intent or commitment, related to the Property and the purposes of this
Resolution.
PASSED, APPROVED AND ADOPTED BY THE HOUSING AUTHORITY OF
THE CITY OF PALM SPRINGS THIS 15TH DAY OF FEBRUARY, 2012.
DAVID H. READY, EXECUTIVE DIRECTOR
ATTEST:
JAMES THOMPSON, CITY CLERK
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, JAMES THOMPSON, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on the 15TH day of February,
2012, by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
JAMES THOMPSON, CITY CLERK
City of Palm Springs, California
11
ESTOPPEL CERTIFICATE
This Certificate is provided by the COMMUJNITY REDEVELOPMENT AGENCY OF
THE CITY OF PALM SPRINGS, CALIFORNIA, a public body corporate and politic
("Agency") in favor of, and may be relied upon by, BERKADIA COMMERCIAL MORTGAGE
LLC, a Delaware limited liability company("Lender") and by TAHQUITZ ASSOCIATES, LP,
a California limited partnership ("Tahquitz").
A. CORPORATE FUND FOR HOUSING, a California nonprofit public benefit
corporation ("CFH") was the owner of certain real property located in the City of Palm Springs,
County of Riverside, State of California, more particularly described in Exhibit A attached
hereto and incorporated herein ("Property").
B. Agency made a $590,000 loan to CFH (the "Loan"), as evidenced by a
Promissory Note Secured by Deed of Trust dated September 28, 1993 ("Note").
C. CFH and Agency entered into a Regulatory Agreement and Declaration of
Restrictive Covenants dated September 28, 1993, recorded September 30, 1993, in the Official
Records of Riverside County, California as Instrument No. 382201 ("Regulatory Agreement"),
which provides for certain terms, conditions, covenants and restrictions relating to a low income
multi-housing project located on the Property.
D. The Loan is secured by A Deed of Trust with Assignment of Rents, Security
Agreement and Fixture Filing dated September 28, 1993, recorded September 30, 1993, in the
Official Records of Riverside County, California as Instrument No. 382205 ("Deed of Trust").
The Note, Regulatory Agreement, Deed of Trust and all other documents evidencing or securing
the Loan are referred to herein as the `Loan Documents".
E. CFH transferred the Project (as defined in the Loan Documents) and assigned the
Loan Documents to Tahquitz and Tahquitz accepted the same and is currently obligated under
the Loan Documents.
F. In connection with the transfer of the Property and the Project to Tahquitz,
Capmark Bank, predecessor to Lender, made a purchase loan to Tahquitz, secured in part by the
Property. Lender is now refinancing the purchase loan with a loan of approximately$5,625,000,
and has requested this Estoppel Certificate.
Agency therefore certifies as follows:
1. There are no uncured defaults by Tahquitz under the Loan or the Loan
Documents, and Agency knows of no events or conditions which, with the passage of time or
notice, or both, would constitute a default by Tahquitz under the Loan or the Loan Documents.
2. All conditions of the Loan and the Loan Documents to be performed by Tahquitz
and necessary to the continuance of the Loan and the Loan Documents in good standing have
been satisfied.
Redevelopment Estoppel- 12
EXECUTED this day of December, 2011
AGENCY:
THE COMMUNITY REDEVELOPMENT
AGENCY OF THE CITY OF PALM SPRINGS,
CALIFORNIA
By:
ATTEST: Its:
By:
Redevelopment Estoppel- 13
EXHIBIT A
LEGAL DESCRIPTION
LOT 15 IN SECTION 13, TOWNSHIP 4 SOUTH,RANGE 4 EAST, SAN BERNARDINO
MERIDIAN,AS PER MAP OF PALM VALLEY COLONY LANDS, IN THE CITY OF PALM
SPRINGS, COUNTY OF RIVERSIDE, STATE OF CALIFORNIA, RECORDED IN
BOOK 14,PAGE 652 OF MAPS, SAN DIEGO COUNTY RECORDS.
EXCEPT THE PORTION LYING NORTH OF THE SOUTH LINE OF ENCHANTED
HOMES UNIT NO. 1, RECORDED IN BOOK 34, PAGE 17 OF MAPS, RIVERSIDE
COUNTY RECORDS.
SAID PROPERTY IS SHOWN ON RECORD OF SURVEY ENTITLED 'RECORD OF
SURVEY OF A PORTION OF LOT 1 OF SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4
EAST, SAN BERNARDINO MERIDIAN, AS SHOWN BY MAP OF PALM VALLEY
COLONY LANDS, AS RECORDED IN BOOK 14, PAGE 652 OF MAPS, SAN DIEGO
COUNTY RECORDS" ON FILE IN BOOK 33, PAGE 77,RECORDS OF SURVEY,
RIVERSIDE COUNTY RECORDS.
APN: 502-143-004-5
Redevelopment Estoppel- 14
FREE RECORDING REQUESTED BY
AND WHEN RECORDED MAIL TO:
City Clerk
City of Palm Springs
Box 2743
Palm Springs, CA 92263
SECOND MODIFICATION OF REGULATORY AGREEMENT
THIS SECOND MODIFICATION OF REGULATORY AGREEMENT
("Modification") is made this day of December, 2011 by and among THE HOUSING
AUTHORITY OF THE CITY OF PALM SPRINGS, a housing authority of the State of
California duly organized and existing under the laws thereof("Authority"), and TAHQUITZ
ASSOCIATES, LP, a California limited partnership ("Tahquitz").
RECITALS
A. Authority, Corporate Fund for Housing, a California nonprofit public benefit
corporation, predecessor to Tahquitz ("CFH"), and Seattle-First National Bank, as trustee, were
parties to that certain Regulatory Agreement and Declaration of Restrictive Covenants
("Regulatory Agreement") dated September 1, 1993, recorded September 30, 1993, in the
Official Records of Riverside County, California as Instrument No. 382200, affecting certain real
property then owned by CFH located in the City of Pahn Springs, County of Riverside, State of
California more particularly described in Exhibit A attached hereto and incorporated herein by
reference ("Property"). The Regulatory Agreement was executed in connection with the
issuance of$3,380,000.00 Housing Authority of the City of Palm Springs Multifamily Housing
Mortgage Revenue Bonds (Tahquitz Court Apartments) ("Bonds"), and provides for certain
terns, conditions, covenants and restrictions relating to a low income multi-family housing
project located on the Property.
B. The Bonds have been redeemed and paid in full, and as of the date hereof no
Bonds are outstanding.
C. On December 15, 2008, CFH transferred the Project (as defined in the Regulatory
Agreement) to Tahquitz and Tahquitz obtained financing from Capmark Bank ("Capmark") in
the amount of $4,326,000.00 ("Prior Loan"). The Authority approved the Prior Loan, as
evidenced by a Modification of Regulatory Agreement dated December 15, 2008 and recorded in
the Land Records of Riverside County, California as Document 2008-0663040 ("First
Modification"). The First Modification included a "Freddie Mac Rider" attached to the First
Modification as Exhibit A.
D. Berkadia Commercial Mortgage LLC ("Lender"), successor to Capmark, is now
refinancing the Prior Loan with a loan of approximately $5,625,000 (the "Refinance Loan").
Lender is unable to make the Refinance Loan without the Authority's consent to a second
modification of the Regulatory Agreement to incorporate the terms of the Revised Freddie Mae
Rider attached hereto.
E. The Authority has approved a second modification of the Regulatory Agreement
to incorporate the terms of the Revised Freddie Mac Rider attached hereto.
15
NOW, THEREFORE, Authority and Tahquitz declare, covenant and agree, in
consideration of the mutual promises contained herein, and for other good and valuable
consideration, as follows.
1. The Regulatory Agreement is amended to incorporate the terms and conditions of
the Revised Freddie Mac Rider attached hereto.
2. Except as otherwise provided herein, the Regulatory Agreement shall be and
remain unmodified and in full force and effect.
3. This Modification may be executed in any number of counterparts each of which
shall be an original but all of which shall constitute one and the same document.
[SIGNATURES FOLLOW]
Second Modification of Regulatory Agreement—Housing Authority
2 16
IN WITNESS WHEREOF, the parties have executed this Modification of Regulatory
Agreement as of the date first above written.
AUTHORITY:
ATTEST: HOUSING AUTHORITY OF THE CITY
OF PALM SPRINGS
By: By:
Its:
Second Modification of Regulatory Agreement—Housing Authority
3 17
TAHQUITZ:
TAHQUITZ ASSOCIATES, LP,
a California limited partnership
By: LINC-TAHQUITZ LLC,
a California limited liability company
Its: Managing General Partner
By: LINC Housing Corporation,
a California nonprofit public benefit corporation
Its: Sole Member and Manager
By:
Kent Davis
Its: Senior Vice President
By: TAHQUITZ ASSOCIATES, LLC,
a California limited liability company
Its: Co-General Partner
By: Dalton Hydro, LLC,
a Vermont limited liability company
Its: Manager
By: S. R. C. Corp.,
a Utah corporation
Its: Manager
By:
Steve Harmsen
Its: President
Second Modification of Regulatory Agreement—Housing Authority
4 � �
ACKNOWLEDGMENT
State of California )
County of )ss.
On before me, )
insert name and title of the officer
personally appeared , who proved to
me on the basis of satisfactory evidence to be the person(s)whose name(s) is/are subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized
capacity(ies), and that by his/her/their signature(s)on the instrument the person(s), or the entity upon
behalf of which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
State of California )
County of ;ss.
On before me,
insert name and title of the o icer
personally appeared , who proved to
me on the basis of satisfactory evidence to be the persons)whose name(s)is are subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized
capacity(ies), and that by his/her/their signature(s)on the instrument the person(s), or the entity upon
behalf of which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
State of California )
County of )ss.
On before me, )
insert name and title of the officer
personally appeared who proved to
me on the basis of satisfactory evidence to be the person(s)whose name(s) is are subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized
Second Modification of Regulatory Agreement—Housing Authority
: �5
capacity(ies), and that by his/her/their signature(s)on the instrument the person(s), or the entity upon
behalf of which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
State of California
County of ;ss.
On before me,
insert name and title of the officer)
personally appeared , who proved to
me on the basis of satisfactory evidence to be the persons whose names is are subscribed to the
within instrument and acknowledged to me that he/she/they executed the same in his/her/their authorized
capacity(ies), and that by his/her/their signature(s)on the instrument the person(s), or the entity upon
behalf of which the person(s)acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the foregoing
paragraph is true and correct.
WITNESS my hand and official seal.
Signature
(Seal)
Second Modification of Regulatory Agreement—Housing Authority 20
6
EXHIBIT A
LEGAL DESCRIPTION
LOT 15 IN SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4 EAST, SAN BERNARDINO MERIDIAN,
AS PER MAP OF PALM VALLEY COLONY LANDS, IN THE CITY OF PALM SPRINGS, COUNTY OF
RIVERSIDE, STATE OF CALIFORNIA, RECORDED IN BOOK 14, PAGE 652 OF MAPS SAN DIEGO
COUNTY RECORDS.
EXCEPT THE PORTION LYING NORTH OF THE SOUTH LINE OF ENCHANTED HOMES UNIT NO.
1, RECORDED IN BOOK 34, PAGE 17 OF MAPS. RIVERSIDE COUNTY RECORDS.
SAID PROPERTY IS SHOWN ON RECORD OF SURVEY ENTITLED 'RECORD OF SURVEY OF A
PORTION OF LOT 1 OF SECTION 13, TOWNSHIP 4 SOUTH, RANGE 4 EAST, SAN BERNARDINO
MERIDIAN, AS SHOWN BY MAP OF PALM VALLEY COLONY LANDS, AS RECORDED IN BOOK
14, PAGE 652 OF MAPS, SAN DIEGO COUNTY RECORDS" ON FILE IN BOOK 33, PAGE 77,
RECORDS OF SURVEY, RIVERSIDE COUNTY RECORDS.
APN: 502-143-004-5
Second Modification of Regulatory Agreement—Housing AuthoriTy 1
7 2 '
REVISED FREDDIE MAC RIDER TO REGULATORY AGREEMENT
REGULATORY AGREEMENT AND
DECLARATION OF RESTRICTIVE COVENANTS
THIS REVISED FREDDIE MAC RIDER TO REGULATORY AGREEMENT
AND DECLARATION OF RESTRICTIVE COVENANTS ("Rider"), executed as of
December , 2011 is deemed attached to and to form a part of the Regulatory Agreement and
Declaration of Restrictive Covenants (the "Regulatory Agreement'), dated as of September 1,
1993, as amended, by and between TAHQUITZ ASSOCIATES, LP, a California limited
partnership, as successor to Corporate Fund For Housing, a California nonprofit public benefit
corporation ("Owner"), its successors and assigns, and THE HOUSING AUTHORITY OF
THE CITY OF PALM SPRINGS, a housing authority of the State of California("Authority").
1. Definitions. All capitalized terms used in this Rider have the meanings given to
those terms in the Regulatory Agreement.
2. Applicability. This Rider shall amend and supplement the Regulatory
Agreement. hi the event any provision of this Rider conflicts with the Regulatory
Agreement, the Rider shall supersede the conflicting provision of the Regulatory
Agreement. This Rider shall apply in spite of the fact that the covenants,
reservations and restrictions of the Regulatory Agreement run with the land and
shall be deemed applicable to any successor in interest to the Owner.
3. Obligations Not Secured by the Project. The payment and performance
obligations of the Owner and any subsequent owner of the Project under the
Regulatory Agreement shall not be secured by or constitute a security interest in
the Project. The occurrence of an event of default under the Regulatory
Agreement shall not defeat or render invalid the lien of the Multifamily Deed of
Trust, Assignment of Rents, Security Agreement and Fixture Filing executed by
the Owner for the benefit of Berkadia Commercial Mortgage LLC ("Berkadia"),
dated as of December , 2011 ("Security Instrument'), as assigned of even
date therewith from Berkadia to the Federal Home Loan Mortgage Corporation
("Freddie Mac"). For purposes of this Rider, Berkadia and Freddie Mac and
their successors and/or assigns, individually and together, are "Lender".
4. Obligations Personal. The Authority agrees that no owner of the Project
(including Lender) subsequent to the Owner will be liable for, assume or take title
to the Project subject to:
(a) any failure of any prior owner of the Project to perform or observe any
representation or warranty, affirmative or negative covenant or other
agreement or undertaking under the Regulatory Agreement; and
(b) the payment of any compensation or any accrued unpaid fees, costs,
expenses or penalties otherwise owed by any prior owner of the Project
under the Regulatory Agreement.
The Owner and each subsequent owner of the Project shall be responsible under
the Regulatory Agreement only for its own acts and omissions occurring during
the period of its ownership of the Project. All such liability and obligations shall
be and remain personal to such person even after such person ceases to be the
owner of the Project.
Initials: Authority / Tahquitz Second Modification of Regulatory Agreement2—Housing Authority—Freddie Mac Rider 1 " 2
5. Foreclosure/Deed in Lieu of Foreclosure. All provisions of Section 15 of the
Regulatory Agreement related to the sale or transfer of the Project which require
the consent of the Authority or transfer agreements, compliance with Authority
transferee criteria and requirements, opinion requirements, assumption fees,
transfer fees, shall not apply to any transfer of title to the Project to Lender and/or
a nominee thereof by foreclosure or deed in lieu of foreclosure or to any third
party purchaser from Lender and/or a nominee thereof at or subsequent to
foreclosure or deed in lieu of foreclosure, and there shall be no reversion of title to
Owner by reason of any such transfer. Nothing contained in the Regulatory
Agreement shall affect any provision of the Security Instrument or any of the
other Loan Documents (as defined in the Loan Agreement secured by the Security
Instrument) which requires the Owner to obtain the consent of Lender as a
precondition to sale, transfer or other disposition of, or any direct or indirect
interest in, the Project or of any direct or indirect interest in the Owner. No
covenant obligating the Owner to obtain an agreement from any transferee to
abide by all requirements and restrictions of the Regulatory Agreement shall
apply to a transfer to Lender and/or a nominee thereof upon foreclosure or deed in
lieu of foreclosure.
For purposes of Section 16 of the Regulatory Agreement, a foreclosure or
delivery of a deed in lieu of foreclosure under the Security Instrument shall be
deemed a foreclosure of the lien of the "Credit Bank" and "Project Mortgage"
such that the terms of the Regulatory Agreement shall terminate and be of no
further force and effect.
6. Damage, Destruction or Condemnation of the Project. In the event that the
Project is damaged or destroyed or title to the Project, or any part thereof, is taken
through the exercise or the threat of the exercise of the power of eminent domain,
the Owner shall comply with all applicable requirements of the Loan Agreement
and Security Instrument and the applicable requirements of the Loan Agreement
and Security Instrument shall control over any conflicting provision of the
Regulatory Agreement. In furtherance, and not in limitation of the foregoing,
Lender shall have the sole right to determine, in accordance with the standards set
forth in the Loan Agreement and Security Instrument, whether insurance or
condemnation proceeds are to be applied to restore the Project(and to approve the
plans and specifications in connection with any such restoration) or to prepay
indebtedness.
7. Regulatory Agreement Default. Notwithstanding anything contained in the
Regulatory Agreement to the contrary:
a. The occurrence of an Event of Default under the Regulatory Agreement
shall not defeat or render invalid the lien of the Security hnstrument.
b. The occurrence of an Event of Default under the Regulatory Agreement
shall not be or be deemed to be a default under the Loan Documents,
except as may be otherwise specified in the Loan Documents.
8. Rider Provisions Control. The provisions of this Rider shall govern and control
with respect to the matters set forth herein, regardless of whether, pursuant to
Section 29 of the Regulatory Agreement, the rent and income restrictions of the
"Agency Regulatory Agreement" defined in Section 29 control due to an
inconsistency between the two Agreements.
Initials: Authority / Tahquitz 23
Second Modification of Regulatory Agreement—Housing Authority—Freddie Mac Rider 2
FHLMC Loan No. 948842776
Tahquitz Court Apartments
SUBORDINATION AGREEMENT
THIS SUBORDINATION AGREEMENT (this "Agreement") is entered into this
day of, February, 2012, by and between (i) BERKADIA COMMERCIAL MORTGAGE
LLC, a Delaware limited liability company (the "Senior Mortgagee"), and (ii) THE CITY OF
PALM SPRINGS, CALIFORNIA, a California Charter City(the"Subordinate Mortgagee").
RECITALS
A. Tahquitz Associate, LP, a California limited partnership (the "Borrower") is the owner
of certain land located in Riverside County, California, described in Exhibit A hereto (the
"Land"). The Land is currently improved with a multifamily housing project (the
"Improvements").
B. The Senior Mortgagee is making a loan to the Borrower in the original principal amount
of $ . The loan will be secured by a Multifamily Deed of Trust,
Assignment of Rents. Security Agreement and Fixture Filing dated December_, 2011
(the "Senior Mortgage") encumbering the Land and Improvements and other
"Mortgaged Property" (as defined in the Senior Mortgage).
C. The Subordinate Mortgagee has made a loan to the Borrower in the original principal
amount of $590,000.00. The loan is secured by a Deed of Trust with Assignment of
Rents. Security Agreement and Fixture Filing dated September 28, 1993 (the
"Subordinate Mortgage") encumbering the Land and Improvements.
D. The Senior Mortgage recorded in the land records of Riverside County, California (the
"Recording Office") of even date herewith and prior hereto. The Subordinate Mortgage
is recorded in the Recording Office as Document Number 382201.
E. The execution and delivery of this Agreement is a condition of Senior Mortgagee's
making of the Senior Mortgage loan.
NOW, THEREFORE, for valuable consideration, the receipt and sufficiency of which
are hereby acknowledged, the parties hereto agree as follows:
Municipal Subordination Agreement(11-03) Page 1 24
1. DEFINITIONS. The following terms, when used in this Agreement (including, as
appropriate, when used in the above recitals), shall have the following meanings.
(a) The terms "Condemnation", "Impositions", "Leases", "Rents", "Restoration"
and "Transfer", as well as any term used in this Agreement and not otherwise
defined in this Agreement, shall have the meanings given to those terms in the
Senior Mortgage.
(b) "Bankruptcy Proceeding" means any bankruptcy, reorganization, insolvency,
composition, restructuring, dissolution, liquidation, receivership, assignment for
the benefit of creditors, or custodianship action or proceeding under any federal or
state law with respect to the Borrower, any guarantor of any of the Senior
Indebtedness, any of their respective properties, or any of their respective
partners,members, officers, directors, or shareholders.
(c) "Borrower" means all persons or entities identified as "Borrower" in the first
paragraph of this Agreement, together with their successors and assigns, and any
other person or entity who acquires title to the Land and Improvements after the
date of this Agreement; provided that the tern `Borrower" shall not include the
Senior Mortgagee in the event that the Senior Mortgagee may acquire title to the
Land and Improvements.
(d) "Casualty" means the occurrence of damage to or loss of any of the Mortgaged
Property by fire or other casualty.
(e) "Enforcement Action" means the acceleration of all or any part of the
Subordinate Indebtedness, the advertising of or commencement of any foreclosure
or trustee's sale proceedings, the exercise of any power of sale, the acceptance of
a deed or assignment in lieu of foreclosure or sale, the collecting of Rents, the
obtaining of or seeking of the appointment of a receiver, the seeking of default
interest, the taking of possession or control of any of the Mortgaged Property, the
commencement of any suit or other legal, administrative, or arbitration
proceeding based upon the Subordinate Note or any other of the Subordinate Loan
Documents, the exercising of any banker's lien or rights of set-off or recoupment,
or the taking of any other enforcement action against the Borrower, any other
party liable for any of the Subordinate Indebtedness or obligated under any of the
Subordinate Loan Documents, or the Mortgaged Property.
(f) "Enforcement Action Notice" means a written notice from the Subordinate
Mortgagee to the Senior Mortgagee, given following a Subordinate Mortgage
Default and the expiration of any notice or cure periods provided for such
Subordinate Mortgage Default in the Subordinate Loan Documents, setting forth
in reasonable detail the Enforcement Action proposed to be taken by the
Subordinate Mortgagee.
Municipal Subordination Agreement(11-03) Page 2
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(g) "Loss Proceeds" means all monies received or to be received under any
insurance policy, from any condemning authority, or from any other source, as a
result or any Condemnation or Casualty.
(h) "Senior Indebtedness" means the "Indebtedness" as defined in the Senior
Mortgage.
(i) "Senior Loan Documents" means the "Loan Documents" as defined in the
Senior Mortgage.
(j) "Senior Mortgage Default" means any act, failure to act, event, condition, or
occurrence which constitutes, or which with the giving of notice or the passage of
time, or both, would constitute, an "Event of Default' as defined in the Senior
Mortgage.
(k) "Senior Mortgagee" means the "Lender" as defined in the Senior Mortgage.
When any other person or entity becomes the legal holder of"Note"(as defined in
the Senior Mortgage), such other person or entity automatically shall become the
Senior Mortgagee.
(1) "Subordinate Indebtedness"means all sums evidenced or secured or guaranteed
by, or otherwise due and payable to the Subordinate Mortgagee pursuant to, the
Subordinate Loan Documents.
(m) "Subordinate Loan Documents" means the Subordinate Mortgage, the
promissory note or other evidence of the Subordinate Indebtedness referred to in
the Subordinate Mortgage and any replacement thereof (the "Subordinate
Note"), Regulatory Agreement and Declaration of Covenants and Restrictions
date September 28, 1993 and recorded September 30, 1993 as Documents
Number 382201 in the Recording Office, as amended (the "Regulatory
Agreement") and all other documents at any time evidencing, securing,
guaranteeing, or otherwise delivered in connection with the Subordinate
Indebtedness, as the same may be amended from time to time.
(n) "Subordinate Mortgage Default" means any act, failure to act, event, condition,
or occurrence which allows (but for any contrary provision of this Agreement), or
which with the giving of notice or the passage of time, or both, would allow (but
for any contrary provision of this Agreement), the Subordinate Mortgagee to take
an Enforcement Action.
(o) "Subordinate Mortgagee" means the person or entity named as such in the first
paragraph of this Agreement and any other person or entity who becomes the
legal holder of the Subordinate Note after the date of this Agreement.
Municipal Subordination Agreement(11-03) Page 3
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2. SUBORDINATION OF SUBORDINATE INDEBTEDNESS.
(a) The Subordinate Indebtedness is and shall at all times continue to be subject and
subordinate in right of payment to the prior payment in full of the Senior
Indebtedness.
(b) Until the occurrence of a Senior Mortgage Default, the Subordinate Mortgagee
shall be entitled to retain for its own account all payments made on account of the
principal of and interest on the Subordinate Indebtedness in accordance with the
requirements of the Subordinate Loan Documents; provided no such payment is
made more than ten (10) days in advance of the due date thereof. However,
immediately upon the Subordinate Mortgagee's receipt of notice or actual
knowledge of a Senior Mortgage Default, the Subordinate Mortgagee will not
accept any payments on account of the Subordinate Indebtedness, and the
provisions of Section 2(c) of this Agreement shall apply. The Subordinate
Mortgagee acknowledges that a Subordinate Mortgage Default constitutes a
Senior Mortgage Default. Accordingly, upon the occurrence of a Subordinate
Mortgage Default, the Subordinate Mortgagee shall be deemed to have actual
knowledge of a Senior Mortgage Default.
(c) If(i) the Subordinate Mortgagee receives any payment, property, or asset of any
kind or in any form on account of the Subordinate Indebtedness (including,
without limitation, any proceeds from any Enforcement Action) after a Senior
Mortgage Default of which the Subordinate Mortgagee has actual knowledge or
has been given notice, or (ii) the Subordinate Mortgagee receives, voluntarily or
involuntarily, by operation of law or otherwise, any payment, property, or asset in
or in connection with any Bankruptcy Proceeding, such payment, property, or
asset will be received and held in trust for the Senior Mortgagee. The
Subordinate Mortgagee will promptly remit, in kind and properly endorsed as
necessary, all such payments, properties, and assets to the Senior Mortgagee. The
Senior Mortgagee shall apply any payment, asset, or property so received from
the Subordinate Mortgagee to the Senior Indebtedness in such order, amount
(with respect to any asset or property other than immediately available funds), and
manner as the Senior Mortgagee shall determine in its sole and absolute
discretion. The Subordinate Mortgage hereby designates and appoints,irrevocably
and coupled with an interest, the Senior Mortgagee (and all persons and entities
designated by the Senior Mortgage) as the Subordinate Mortgagee's true and
lawful attorney-in-fact with power to endorse the name of the Subordinate
Mortgagee upon any check or other instrument and to take any action necessary to
collect any payment, property, or asset referred to in, or otherwise to effectuate
the provisions of this Section 2(c).
(d) Without limiting the complete subordination of the Subordinate Indebtedness to
the payment in full of the Senior Indebtedness, in any Bankruptcy Proceeding,
upon any payment or distribution (whether in cash, property, securities, or
otherwise) to creditors (i) the Senior Indebtedness shall first be paid in full in cash
Municipal Subordination Agreement(11-03) Page 4
27
before the Subordinate Mortgagee shall be entitled to receive any payment or
other distribution on account of or in respect of the Subordinate Indebtedness, and
(ii) until all of the Senior Indebtedness is paid in full in cash, any payment or
distribution to which the Subordinate Mortgagee would be entitled but for this
Agreement (whether in cash,property, or other assets) shall be made to the Senior
Mortgagee.
(e) The subordination of the Subordinate Indebtedness shall continue in the event that
any payment under the Senior Loan Documents (whether by or on behalf of the
Borrower, as proceeds of security or enforcement of any right of set-off or
otherwise) is for any reason repaid or returned to the Borrower or its insolvent
estate, or avoided, set aside or required to be paid to the Borrower, a trustee,
receiver or other similar party under any bankruptcy, insolvency, receivership or
similar law. In such event, the Senior Indebtedness or part thereof originally
intended to be satisfied shall be deemed to be reinstated and outstanding to the
extent of any repayment, return, or other action, as if such payment on account of
the Senior Indebtedness had not been made.
3. SUBORDINATION OF SUBORDINATE LOAN DOCUMENTS.
(a) The Subordinate Mortgage and each of the other Subordinate Loan Documents
are, and shall at all times remain, subject and subordinate in all respects to the
liens, terms, covenants, conditions, operations, and effects of the Senior Mortgage
and each of the other Senior Loan Documents.
(b) The subordination of the Subordinate Loan Documents and of the Subordinate
Indebtedness shall apply and continue notwithstanding (i)the actual date and time
of execution, delivery, recording, filing or perfection of the Senior Mortgage and
other Senior Loan Documents and of the Subordinate Mortgage and other
Subordinate Loan Documents, and (ii) the availability of any collateral to the
Senior Mortgagee, including the availability of any collateral other than the
Mortgaged Property.
(c) By reason of, and without in any way limiting, the full subordination of the
Subordinate Indebtedness and the Subordinate Loan Documents provided for in
this Agreement, all,rights and claims of the Subordinate Mortgagee under the
Subordinate Mortgage under the Subordinate Loan Documents in or to the
Mortgaged Property or any portion thereof, the proceeds thereof, the Leases
thereof, the Rents, issues and profits therefrom, and the Loss Proceeds payable
with respect thereto, are expressly subject and subordinate in all respects to the
rights and claims of the Senior Mortgagee under the Senior Loan Documents in
and to the Mortgaged Property or any portion thereof, the proceeds thereof, the
Leases thereof, the Rents, issues and profits therefrom and the Loss Proceeds
payable with respect thereto.
Municipal Subordination Agreement(11-03) Page 5 28
(d) If the Subordinate Mortgagee, by indemnification, subrogation or otherwise, shall
acquire any lien, estate, right or other interest in any of the Mortgaged Property,
that lien, estate, right or other interest shall be fully subject and subordinate to the
receipt by the Senior Mortgagee of payment in full of the Senior Indebtedness,
and to the Senior Loan Documents, to the same extent as the Subordinate
Indebtedness and the Subordinate Loan Documents are subordinate pursuant to
this Agreement.
(e) In confirmation, and not as a condition, of the subordination of the Subordinate
Indebtedness and the Subordinate Loan Documents provided for in this
Agreement, the Subordinate Lender shall place on or attach to the Subordinate
Note the following notice, and shall provide the Senior Mortgagee with a copy of
the Subordinate Note showing such notice: "The right of the holder of this
promissory note to payment of any of the indebtedness evidence by this
promissory note is and shall at all time be subordinate to the right of the holder of
that certain Multifamily Note dated December ,2011 from the maker of this
promissory note to the order of Berkadia (the "Senior Note"), to payment in full
of the indebtedness evidenced by the Senior Note. The foregoing subordination is
pursuant to a Subordination Agreement date December 1 2011, between
Berkadia and the holder on the date of the Subordination Agreement of this
promissory note."
(f) Notwithstanding any provisions of the Regulatory Agreement to the contrary, all
provisions which require the consent of Subordinate Mortgagee to the sale of
transfer of the Land or compliance with certain transfer criteria and requirements,
assumption or transfer fees shall not apply to any transfer of the Land to Senior
Mortgagee and/or a nominee thereof by foreclosure or deed in lieu of foreclosure
or to any third party purchaser from Senior Mortgagee and/or a nominee thereof
at or subsequent to foreclosure or a deed in lieu of foreclosure.
4. ADDITIONAL REPRESENTATIONS AND COVENANTS.
(a) The Subordinate Mortgagee represents and warrants that (i) the Subordinate
Mortgagee is now the owner and holder of the Subordinate Loan Documents; (ii)
the Subordinate Loan Documents are now in full force and effect; (iii) the
Subordinate Loan Documents have not been modified or amended; (iv) no
Subordinate Mortgage Default has occurred; (v) the current principal balance of
the Subordinate Indebtedness is $ ; (vi) no scheduled monthly payments
under the Subordinate Note have been or will be prepaid; and (vii) none of the
rights of the Subordinate Mortgagee under any of the Subordinate Loan
Documents are subject to the rights of any third parties, by way of subrogation,
indemnification or otherwise.
(b) Without the prior written consent of the Senior Mortgagee in each instance, the
Subordinate Mortgagee shall not (i) amend, modify, waive, extend, renew or
replace any provision of any of the Subordinate Loan Documents; or (ii) pledge,
Municipal Subordination Agreement(11-03) Page 6
29
assign, transfer, convey, or sell any interest in the Subordinate Indebtedness or
any of the Subordinate Loan Documents; or (iii) accept any payment on account
of the Subordinate Indebtedness other than a regularly scheduled payment of
interest or principal and interest made not earlier than ten (10) days prior to the
due date thereof, or as expressly authorized in Section 4(i); or(iv) take any action
which has the effect of increasing the Subordinate Indebtedness; or (v) appear in,
defend or bring any action to protect the Subordinate Lender's interest in the
Mortgaged Property; or (vi) take any action concerning environmental matters
affecting the Mortgaged Property.
(c) The Subordinate Mortgagee shall deliver to the Senior Mortgagee a copy of each
notice received or delivered by the Subordinate Mortgagee pursuant to the
Subordinate Loan Documents or in connection with the Subordinate Indebtedness,
simultaneously with the Subordinate Mortgagee's delivery or receipt of such
notice. The Senior Mortgagee shall deliver to the Subordinate Mortgagee a copy
of each notice of a Senior Mortgage Default delivered by the Senior Mortgagee
simultaneously with the Senior Mortgagee's delivery of such notice. Neither
giving nor failing to give a notice to the Senior Mortgagee or Subordinate
Mortgagee pursuant to this Section 4(c) shall affect the validity of any notice
given by the Senior Mortgagee or Subordinate Mortgagee to the Borrower, as
between the Borrower and such of the Senior Mortgagee or the Subordinate
Mortgagee as provided the notice to the Borrower.
(d) Without the prior written consent of the Senior Mortgagee in each instance, the
Subordinate Mortgagee will not commence, or join with any other creditor in
commencing, any Bankruptcy Proceeding. In the event of a Bankruptcy
Proceeding, the Subordinate Mortgagee shall not vote affirmatively in favor of
any plan of reorganization or liquidation unless the Senior Mortgagee has also
voted affirmatively in favor of such plan. In the event of any Bankruptcy
Proceeding, the Subordinate Mortgagee shall not contest the continued accrual of
interest on the Senior Indebtedness, in accordance with and at the rates specified
in the Senior Loan Documents, both for periods before and for periods after the
commencement of such Bankruptcy Proceedings.
(e) Whenever the Subordinate Loan Documents give the Subordinate Mortgagee
approval or consent rights with respect to any matter, and a right of approval or
consent with regard to the same or substantially the same matter is also granted to
the Senior Mortgagee pursuant to the Senior Loan Documents or otherwise, the
Senior Mortgagee's approval or consent or failure to approve or consent, as the
case may be, shall be binding on the Subordinate Mortgagee. None of the other
provisions of this Section 4 are intended to be in any way in limitation of the
provisions of this Section 4(e).
(f) All requirements pertaining to insurance under the Subordinate Loan Documents
(including requirements relating to amounts and types of coverages, deductibles
and special endorsements) shall be deemed satisfied if the Borrower complies
Municipal Subordination Agreement(11-03) Page 7
30
with the insurance requirements under the Senior Loan Documents. All original
policies of insurance required pursuant to the Senior Loan Documents shall be
held by the Senior Mortgagee. Nothing in this Section 4(f) shall preclude the
Subordinate Mortgagee from requiring that it be named as a mortgagee and loss
payee, as its interest may appear, under all policies of property damage insurance
maintained by the Borrower with respect to the Mortgaged Property, provided
such action does not affect the priority of payment of Proceeds, or that the
Subordinate Mortgagee be named as an additional insured under all policies of
liability insurance maintained by the Borrower with respect to the Mortgaged
Property.
(g) In the event of a Condemnation or a Casualty, the following provisions shall
apply:
(i) the rights of the Subordinate Mortgagee (under the Subordinate Loan
Documents or otherwise) to participate in any proceeding or action
relating to a Condemnation or a Casualty, or to participate or join in any
settlement of, or to adjust, any claims resulting from a Condemnation or a
Casualty, shall be and remain subordinate in all respects to the Senior
Mortgagee's rights under the Senior Loan Documents with respect thereto,
and the Subordinate Mortgagee shall be bound by any settlement or
adjustment of a claim resulting from a Condemnation or a Casualty made
by the Senior Mortgagee;
(ii) all Loss Proceeds shall be applied either to payment of the costs and
expenses of Restoration or to payment on account of the Senior
Indebtedness, as and in the manner determined by the Senior Mortgagee in
its sole discretion;
(iii) in the event the Senior Mortgagee applies or releases Loss Proceeds for
the purposes of Restoration of the Mortgaged Property, the Subordinate
Mortgagee shall release for such purpose all of its right, title and interest,
if any, in and to such Loss Proceeds. If the Senior Mortgagee holds Loss
Proceeds, or monitors the disbursement thereof, the Subordinate
Mortgagee shall not do so. Nothing contained in this Agreement shall be
deemed to require the Senior Mortgagee to act for or on behalf of the
Subordinate Mortgagee in connection with any Restoration or to hold or
monitor any Loss Proceeds in trust for or otherwise on behalf of the
Subordinate Mortgagee, and all or any Loss Proceeds may be commingled
with any funds of the Senior Mortgagee; and
(iv) if the Senior Mortgagee elects to apply Loss Proceeds to payment on
account of the Senior Indebtedness, and if the application of such Loss
Proceeds results in the payment in full of the entire Senior Indebtedness,
any remaining Loss Proceeds held by the Senior Mortgagee shall be paid
Municipal Subordination Agreement(11-03) Page 8
31
to the Subordinate Mortgagee unless another party has asserted a claim to
the remaining Loss Proceeds.
(h) The Subordinate Mortgagee shall enter into recognition and non-disturbance
agreements with any tenants under commercial or retail Leases, if any, to whom
the Senior Mortgagee has granted recognition and non-disturbance, on the same
terms and conditions given by the Senior Mortgagee.
(i) Except as provided in this Section 4(i), and regardless of any contrary provision in
the Subordinate Loan Documents, the Subordinate Mortgagee shall not collect
payments for the purpose of escrowing for any cost or expense related to the
Mortgaged Property or for any portion of the Subordinate Indebtedness.
However, if the Senior Mortgagee is not collecting escrow payments for one or
more Impositions (as defined in the Senior Mortgage), the Subordinate Mortgagee
may collect escrow payments for such Impositions; provided that all payments so
collected by the Subordinate Mortgagee shall be held in trust by the Subordinate
Mortgagee to be applied only to the payment of such Impositions.
(j) Within ten (10) days after request by the Senior Mortgagee, the Subordinate
Mortgagee shall furnish the Senior Mortgagee with a statement, duly
acknowledged and certified setting forth the then-current amount and terms of the
Subordinate Indebtedness, that there exists no default under the Subordinate Loan
Documents (or describing any default that does exist), and such other information
with respect to the Subordinate Indebtedness as the Senior Mortgagee may
request.
(k) The Senior Mortgagee may, waive, postpone, extend, reduce or otherwise modify
any provisions of the Senior Loan Documents without the necessity of obtaining
the consent of or providing notice to the Subordinate Mortgagee, and without
affecting any of the provisions of this Agreement. Notwithstanding the forgoing,
Senior Mortgagee may not modify any provisions of the Senior Loan Documents
that increases the Senior Indebtedness, except for increases in the Senior
Indebtedness that results from advances made by Senior Mortgagee to protect the
security or lien priority of Senior Mortgagee under the Senior Loan Documents or
to cure defaults under the Subordinate Loan Documents.
5. DEFAULT UNDER LOAN DOCUMENTS.
(a) For a period of ninety (90) days following delivery of an Enforcement Action
Notice given by the Subordinate Mortgagee as a consequence of the Subordinate
Mortgage Default, the Senior Mortgagee shall have the right to cure any
Subordinate Mortgage Default, provided if such Subordinate Mortgage Default is
not capable of being cured within such ninety (90) day period and Senior
Mortgagee has commenced and is diligently pursuing such cure to completion,
such additional period of time as may be required to cure such Subordinate
Mortgage Default or until such time, if ever, as the Senior Mortgagee delivery to
Municipal Subordination Agreement(11-03) Page 9
32
the Subordinate Mortgagee of written consent to an Enforcement Action
described in an Enforcement Action Notice given by the Subordinate Mortgagee
as a consequence of the Subordinate Mortgage Default. The Senior Mortgagee
shall not have any obligation whatsoever to cure any Subordinate Mortgage-
Default. The Senior Mortgagee shall not be subrogated to the rights of the
Subordinate Mortgagee under the Subordinate Loan Documents by reason of the
Senior Mortgagee having cured any Subordinate Mortgage Default. However, the
Subordinate Mortgagee acknowledges that all amounts advanced or expended by
the Senior Mortgagee in accordance with the Senior Loan Documents or to cure a
Subordinate Mortgage Default shall be added to and become a part of the Senior
Indebtedness under Section 12 of the Senior Mortgage and shall be secured by the
lien of,the Senior Mortgage.
(b) The Senior Mortgagee shall deliver to the Subordinate Mortgagee a notice within
five business days in each case where the Senior Mortgagee has given notice to the
Borrower of a Senior Mortgage Default. Failure of the Senior Mortgagee to send
notice to the Subordinate Mortgagee shall not prevent the exercise of the Senior
Mortgagee's rights and remedies under the Senior Mortgage Documents subject to
the provisions of this Agreement. The Subordinate Mortgagee shall have the right,
but not the obligation, to cure any such Senior Mortgage Default within thirty (30)
days following the date of such notice; provided, however, that the Senior
Mortgagee shall be entitled during such thirty (30) day period to continue to pursue
its remedies under the Senior Mortgage Documents. Subordinate Mortgagee may
have up to ninety (90) days from the date of the notice to cure a non-monetary
default if during such ninety (90) day period, Subordinate Mortgagee keeps current
all payments required by the Senior Mortgage Documents. In the event that such a
non-monetary default creates an unacceptable level of risk relative to the Mortgaged
Property, or Senior Mortgagee's secured position relative to the Mortgaged Property,
as determined by the Senior Mortgagee in its sole discretion, then the Senior
Mortgagee may exercise during such ninety (90) day period all available rights and
remedies to protect and preserve the Mortgaged Property and the rents,revenues and
other proceeds from the Mortgaged Property. All amounts paid by the Subordinate
Mortgagee to the Senior Mortgagee to cure a Senior Mortgage Default shall be
deemed to have been advanced by the Subordinate Mortgagee pursuant to, and shall
be secured by the lien of,the Subordinate Mortgage.
(c) In the event of a Subordinate Mortgage Default, the Subordinate Mortgagee will
not commence any Enforcement Action until after the expiration of a period of
ninety(90) days after the Subordinate Mortgagee has given the Senior Mortgagee
an Enforcement Action Notice with respect to such Enforcement Action, provided
that during such ninety (90) day period, the Subordinate Mortgagee shall be
entitled to seek specific performance to enforce covenants and agreements of the
Borrower relating to income, rent, or affordability restrictions contained in the
Regulatory Agreement subject to Senior Mortgagee's right to cure a Subordinate
Mortgage Default set forth in Section 5(a). The Subordinate Mortgagee may not
commence any other Enforcement Action, including but not limited to any
Municipal Subordination Agreement(11-03) Page 10 33
foreclosure action under the Subordinate Loan Documents, until the earlier of(A)
the expiration of such ninety (90) day period or (B) the delivery by Senior
Mortgagee to the Subordinate Mortgagee of the Senior Mortgagee's written
consent to such Enforcement Action by the Subordinate Mortgagee. The
Subordinate Mortgagee acknowledges that the Senior Mortgagee may grant or
refuse consent to the Subordinate Mortgagee's Enforcement Action in the Senior
Mortgagee's sole and absolute discretion and that such discretion may be
exercised in an arbitrary manner. At the expiration of such ninety (90) day period
subject to Senior Mortgagee's right to cure set forth in Section 5(a), Subordinate
Mortgagee may commence any Enforcement Action. Any Enforcement Action on
the part of the Subordinate Mortgagee shall be subject to the provisions of this
Agreement. The Subordinate Mortgagee acknowledges that the provisions of this
Section 5(c) are fair and reasonable under the circumstances, that the Subordinate
Mortgagee has received a substantial benefit from the Senior Mortgagee having
granted its consent to the Subordinate Mortgage, and that the Senior Mortgagee
would not have granted such consent without the inclusion of these provisions in
this Agreement.
(d) The Senior Mortgagee may pursue all rights and remedies available to it under the
Senior Loan Documents, at law, or in equity, regardless of any Enforcement
Action Notice or Enforcement Action by the Subordinate Mortgagee. No action
or failure to act on the part of the Senior Mortgagee in the event of a Subordinate
Mortgage Default or commencement of an Enforcement Action shall constitute a
waiver on the part of the Senior Mortgagee of any provision of the Senior Loan
Documents or this Agreement.
(e) In the event that the Enforcement Action taken by the Subordinate Mortgagee is
the appointment of a receiver for any of the Mortgaged Property, all of the rents,
issues, profits and proceeds collected by the receiver shall be paid and applied by
the receiver solely to and for the benefit of the Senior Mortgagee until the Senior
Indebtedness shall have been paid in full.
(f) The Subordinate Mortgagee hereby expressly consents to and authorizes the
release by the Senior Mortgagee of all or any portion of the Mortgaged Property
from the lien, operation, and effect of the Senior Loan Documents. The
Subordinate Mortgagee hereby expressly consents to and authorizes the release by
the Senior Mortgagee of all or any portion of the Mortgaged Property from the
lien, operation, and effect of the Senior Loan Documents. The Subordinate
Mortgagee hereby waives to the fullest extent permitted by law, all equitable or
other rights it may have (i) in connection with any release of all or any portion of
the Mortgaged Property, (ii) to require the separate sales of any portion of the
Mortgaged Property or to require the Senior Mortgagee to exhaust its remedies
against all or any portion of the Mortgaged Property or any combination of
portions of the Mortgaged Property or any other collateral for the Senior
Indebtedness, or (iii) to require the Senior Mortgagee to proceed against the
Borrower, any other party that may be liable for any of the Senior Indebtedness
Municipal Subordination Agreement(11-03) Page 11
34
35
(including any general partner of the Borrower if the Borrower is a partnership),
any portion of the Mortgaged Property or combination of portions of the
Mortgaged Property or any other collateral, before proceeding against all or such
portions or combination of portions of the Mortgaged Property as the Senior
Mortgagee determines. The Subordinate Mortgagee waives to the fullest extent
permitted by law any and all benefits under California Civil Code Sections 2845,
2849 and 2850. The Subordinate Mortgagee hereby expressly consents to and
authorizes, at the option of the Senior Mortgagee, the sale, either separately or
together, of all or any portion of the Mortgaged Property. The Subordinate
Mortgagee acknowledges that without notice to the Subordinate Mortgagee and
without affecting any of the provisions of this Agreement, the Senior Mortgagee
may (i) extend the time for or waive any payment or performance under the
Senior Loan Documents; (ii) modify or amend in any respect any provision of the
Senior Loan Documents; and (iii) modify, exchange, surrender, release and
otherwise deal with any additional collateral for the Senior Indebtedness.
(g) If any party other than the Borrower (including the Senior Mortgagee) acquires
title to any of the Mortgaged Property pursuant to a foreclosure of, or trustee's
sale or other exercise of any power of sale under, the Senior Mortgage conducted
in accordance with applicable law, the lien, operation, and effect of the
Subordinate Mortgage and other Subordinate Loan Documents automatically shall
terminate with respect to such Mortgaged Property.
6. MISCELLANEOUS PROVISIONS.
(a) In the event of any conflict or inconsistency between the terms of the Subordinate
Loan Documents and the terms of this Agreement, the terms of this Agreement
shall control.
(b) This Agreement shall be binding upon and shall inure to the benefit of the
respective legal successors and assigns of the parties hereto.
(c) This Agreement does not constitute an approval by the Senior Mortgagee of the
terms of the Subordinate Loan Documents.
(d) Each notice, request, demand, consent, approval or other communication
(collectively, `notices," and singly, a "notice") which is required or permitted to
be given pursuant to this Agreement shall be in writing and shall be deemed to
have been duly and sufficiently given if (i) personally delivered with proof of
delivery thereof(any notice so delivered shall be deemed to have been received at
the time so delivered), or (ii) sent by a national overnight courier service (such as
FedEx) designating earliest available delivery (any notice so delivered shall be
deemed to have been received on the next business day following receipt by the
courier), or (iii) sent by United States registered or certified mail, return receipt
requested, postage prepaid, at a post office regularly maintained by the United
States Postal Service (any notice so sent shall be deemed to have been received on
Municipal Subordination Agreement(11-03) Page 12
36
the date of delivery as confirmed by the return receipt), addressed to the
respective parties as follows:
(i) Notices intended for the Senior Mortgagee shall be addressed to the
address set forth in the Senior Mortgage for notices to the Senior
Mortgage.
(ii) Notices intended for the Subordinate Mortgagee shall be addressed to:
Any party, by notice given pursuant to this Section, may change the person or
persons and/or address or addresses, or designate an additional person or persons
or an additional address or addresses, for its notices, but notice of a change of
address shall only be effective upon receipt. Neither party shall refuse or reject
delivery of any notice given in accordance with this Section.
(e) Nothing herein or in any of the Senior Loan Documents or Subordinate Loan
Documents shall be deemed to constitute the Senior Mortgagee as a joint venturer
or partner of the Subordinate Mortgagee.
(f) Upon notice from the Senior Mortgagee from time to time, the Subordinate
Mortgagee shall execute and deliver such additional Instruments and documents,
and shall take such actions, as are required by the Senior Mortgagee in order to
further evidence or effectuate the provisions and intent of this Agreement.
(g) This Agreement shall be governed by the laws of the State in which the Land is
located.
(h) If any one or more of the provisions contained in this Agreement, or any
application thereof, shall be invalid, illegal or unenforceable in any respect, the
validity, legality and enforceability of the remaining provisions contained herein,
and any other application thereof, shall not in any way be affected or impaired
thereby.
(i) The term of this Agreement shall commence on the date hereof and shall continue
until the earliest to occur of the following events: (i) the payment of all of the
Senior Indebtedness; provided that this Agreement shall be reinstated in the event
any payment on account of the Senior Indebtedness is avoided, set aside,
rescinded or repaid by the Senior Mortgagee as described in Section 2(e) hereof,
(ii) the payment of all of the Subordinate Indebtedness other than by reason of
payments which the Subordinate Mortgagee is obligated to remit to the Senior
Mortgagee pursuant to this Agreement, (iii) the acquisition by the Senior
Mortgagee or by a third party purchaser, of title to the Land and Improvements
pursuant to a foreclosure of or trustee's sale or other exercise of a power of sale
under, the Senior Mortgage; or (iv) without limiting the provisions of Section
5(d), the acquisition by the Subordinate Mortgagee, with the prior written consent
of the Senior Mortgagee, of title to the Land and Improvements subject to the
Municipal Subordination Agreement(11-03) Page 13
37
Senior Mortgage pursuant to a foreclosure, or a deed in lieu of foreclosure, of(or
the exercise of a power of sale contained in)the Subordinate Mortgage.
(j) No failure or delay on the part of any party hereto in exercising any right, power
or remedy hereunder shall operate as a waiver thereof, nor shall any single or
partial exercise of any such right, power or remedy preclude any other or further
exercise thereof or the exercise of any other right,power or remedy hereunder.
(k) Each party hereto acknowledges that in the event any party fails to comply with
its obligations hereunder, the other parties shall have all rights available at law
and in equity, including the right to obtain specific performance of the obligations
of such defaulting party and injunctive relief.
(1) No party other than the Senior Mortgagee and the Subordinate Mortgagee shall
have any rights under, or be deemed a beneficiary of any of the provisions of this
Agreement.
(m) No Amendment, supplement, modification, waiver or termination of this
Agreement shall be effective against any party unless such amendment,
supplement, modification, waiver or termination is contained in a writing signed
by such party.
(n) This Agreement may be executed in two or more counterparts, each of which
shall be deemed an original but all of which together shall constitute one and the
same instrument.
[signature and acknowledgment pages follow]
Municipal Subordination Agreement(11-03) Page 14
3 8-
IN WITNESS WHEREOF,the parties have duly executed this Agreement as of the day and year
first above written.
SENIOR MORTGAGEE:
BERKADIA COMMERCIAL MORTGAGE LLC, a
Delaware limited liability company
By:
Max W. Foore
Authorized Representative
Municipal Subordination Agreement(11-03) Page 15
39 -
CALIFORNIA ALL-PURPOSE ACKNOWLEDGEMENT
State of
County of
On before me, Notary Public,
personally appeared who
proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signatures(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature of Notary
OPTIONAL
Though the data below is not required by law, it may prove valuable to person relying on the document and could
prevent fraudulent reattachment of this form.
CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT
❑INDIVIDUAL
❑CORPORATE OFFICER:
TITLE(S) TITLE OR TYPE OF DOCUMENT
❑PARTNER(S): o LIMITED
❑GENERAL
❑ATTORNEY-IN-FACT
❑ TRUSTEE(S) NUMBER OF PAGES
❑ GUARDIAN/CONSERVATOR
❑ OTHER
DATE OF DOCUMENT
SIGNER IS REPRESENTING:
NAME OF PERSONS OR ENTITY(IES)
SIGNER(S) OTHER THAN NAMED
ABOVE
Municipal Subordination Agreement(11-03) Page 16
40
SUBORDINATE MORTGAGEE:
THE CITY OF PALM SPRINGS, CALIFORNIA, a
California Charter City
By:
Name:
Title:
Municipal Subordination Agreement(11-03) Page 17 4r
CALIFORNIA ALL-PURPOSE ACKNOWLEDGEMENT
State of
County of
On before me, Notary Public,
personally appeared who
proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signatures(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature of Notary
OPTIONAL
Though the data below is not required by law, it may prove valuable to person relying on the document and could
prevent fraudulent reattachment of this form.
CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT
❑ INDIVIDUAL
❑ CORPORATE OFFICER:
TITLE(S) TITLE OR TYPE OF DOCUMENT
❑PARTNER(S): ❑LIMITED
❑GENERAL
❑ATTORNEY-IN-FACT
❑TRUSTEE(S) NUMBER OF PAGES
❑ GUARDIAN/CONSERVATOR
❑ OTHER
DATE OF DOCUMENT
SIGNER IS REPRESENTING:
NAME OF PERSONS OR ENTITY(IES)
SIGNER(S) OTHER THAN NAMED
ABOVE
Municipal Subordination Agreement(11-03) Page 18 42
CONSENT OF BORROWER
Borrower hereby acknowledges receipt of a copy of this Subordination Agreement, dated
December_, 2011, by and between Berkadia and The Community Redevelopment Agency of
the City of Palm Springs, California and consents to the agreement of the parties set forth herein.
BORROWER:
TAHQUITZ ASSOCIATES,LP, a
California limited partnership
By:
LINC-Tahquitz LLC, a
California limited liability
company, its Managing General
Partner
By: LINC Housing Corporation, a
California nonprofit public benefit
corporation, its Sole Member and
Manager
By:
Kent Davis
Senior Vice President
By: Tahquitz Associate, LLC a
California limited liability company, its
Co- General Partner
By: Dalton Hydro, LLC, a
Vermont limited liability company
By: S.R.C. Corp., a Utah
By:
Stephen M. Harmsen
President
Municipal Subordination Agreement(11-03) Page 19
43
CALIFORNIA ALL-PURPOSE ACKNOWLEDGEMENT
State of
County of
On before me, Notary Public,
personally appeared who
proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signatures(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature of Notary
OPTIONAL
Though the data below is not required by law, it may prove valuable to person relying on the document and could
prevent fraudulent reattachment of this form
CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT
❑INDIVIDUAL
❑CORPORATE OFFICER:
TITLE(S) TITLE OR TYPE OF DOCUMENT
❑PARTNER(S): ❑LIMITED
❑GENERAL
❑ATTORNEY-IN-FACT
❑TRUSTEE(S) NUMBER OF PAGES
❑ GUARDIAN/CONSERVATOR
❑ OTHER
DATE OF DOCUMENT
SIGNER IS REPRESENTING:
NAME OF PERSONS OR ENTITY(IES)
SIGNER(S) OTHER THAN NAMED
ABOVE
Municipal Subordination Agreement(11-03) Page 20
44
CALIFORNIA ALL-PURPOSE ACKNOWLEDGEMENT
State of
County of
On before me, Notary Public,
personally appeared who
proved to me on the basis of satisfactory evidence to be the person(s) whose name(s) is/are
subscribed to the within instrument and acknowledged to me that he/she/they executed the same
in his/her/their authorized capacity(ies), and that by his/her/their signatures(s) on the instrument
the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument.
I certify under PENALTY OF PERJURY under the laws of the State of California that the
foregoing paragraph is true and correct.
WITNESS my hand and official seal.
Signature of Notary
OPTIONAL
Though the data below is not required by law, it may prove valuable to person relying on the document and could
prevent fraudulent reattachment of this form.
CAPACITY CLAIMED BY SIGNER DESCRIPTION OF ATTACHED DOCUMENT
❑INDIVIDUAL
❑CORPORATE OFFICER:
TITLE(S) TITLE OR TYPE OF DOCUMENT
❑PARTNER(S): o LIMITED
❑GENERAL
❑ATTORNEY-IN-FACT
❑TRUSTEE(S) NUMBER OF PAGES
❑GUARDIAN/CONSERVATOR
❑OTHER
DATE OF DOCUMENT
SIGNER IS REPRESENTING:
NAME OF PERSONS OR ENTITY(IES)
SIGNER(S) OTHER THAN NAMED
ABOVE
Municipal Subordination Agreement(11-03) Page 21
45
EXHIBIT A
LEGAL DESCRIPTION
Municipal Subordination Agreement(11-03) Page 22
46