HomeMy WebLinkAbout23781 RESOLUTION NO. 23781
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
PALM SPRINGS, CALIFORNIA, AUTHORIZING THE
ISSUANCE OF REFUNDING BONDS, APPROVING AND
DIRECTING THE EXECUTION OF A FISCAL AGENT
AGREEMENT AND AN ESCROW DEPOSIT AND TRUST
AGREEMENT, AUTHORIZING SALE OF BONDS, AND
OTHER RELATED DOCUMENTS AND ACTIONS WITH
RESPECT THERETO CONSOLIDATED REASSESSMENT
DISTRICT NO. 2015-1.
Limited Obligation Refunding Improvement Bonds
WHEREAS, the City Council (this "City Council") of the City of Palm Springs (the
"City") has conducted proceedings under a resolution entitled "A Resolution Of The City
Council Of The City Of Palm Springs, California, of Intention to Levy Reassessments
and to Issue Refunding Bonds" adopted on February 18, 2015 (the "Resolution of
Intention"), to authorize the levy of reassessments (the "Reassessments") upon the land
within its Consolidated Reassessment District No. 2015-1 (the "Reassessment District"),
and to issue bonds secured by the Reassessments, the proceeds of which are to be
used to refund certain existing obligations (the "Prior Bonds"), all as described therein;
and
WHEREAS, pursuant to the Resolution of Intention, this City Council has
provided for the issuance of limited obligation refunding improvement bonds (the
"Refunding Bonds") pursuant to the Refunding Act of 1984 for 1915 Improvement Act
Bonds, Division 11.5 of the California Streets and Highways Code (the "Bond Law");
and
WHEREAS, this City Council wishes to sell the Refunding Bonds to Stifel,
Nicolaus & Company, Incorporated (the "Underwriter"); and
WHEREAS, this City Council has completed its proceedings under the
Resolution of Intention for the levy of the Reassessments, has caused all recordings
and filings to be completed, and by the adoption of this Resolution intends to provide for
the issuance of the Refunding Bonds; and
WHEREAS, as provided in the proceedings under the Resolution of Intention, the
proceeds of the Refunding Bonds shall be used to retire, in advance of their scheduled
maturities, the outstanding portions of the Prior Bonds and to pay the costs of issuance
of the Refunding Bonds; and
WHEREAS, there is on file with the City's Director of Finance and Treasurer a list
of all of the Reassessments within the Reassessment District that remain unpaid (the
"List of Unpaid Reassessments"); and
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WHEREAS, there have been submitted to this City Council certain documents
providing for the issuance of the Refunding Bonds, and the use of the proceeds of the
Refunding Bonds to refund the Prior Bonds, including the forms of Fiscal Agent
Agreement, Escrow Deposit and Trust Agreement, Preliminary Official Statement and
Bond Purchase Agreement, and this City Council, with the aid of its staff, has reviewed
said documents and found them to be in proper order; and
WHEREAS, all conditions, things and acts required to exist, to have happened
and to have been performed precedent to and in the issuance of the Refunding Bonds
and the levy of the Reassessments as contemplated by this Resolution and the
documents referred to herein exist, have happened and have been performed in due
time, form and manner as required by the laws of the State of California, including the
Bond Law.
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF PALM SPRINGS
DOES HEREBY RESOLVE AS FOLLOWS:
SECTION 1. Unpaid Reassessments. The Reassessments that remain unpaid
are as shown on the List of Unpaid Reassessments, which is hereby approved and
incorporated herein by this reference. The total amount of the unpaid Reassessments
does not exceed $7,000,000 (not including amounts payable from fiscal year 2014-15
assessment installments). For a particular description of the lots, pieces and parcels of
land bearing the respective Reassessment numbers set forth in the List of Unpaid
Reassessments, reference is hereby made to the reassessment and to the
reassessment diagram, and any amendments thereto approved by this City Council, all
as recorded in the office of the City Engineer, as Superintendent of Streets of the City.
SECTION 2. Bonds Authorized. Pursuant to the Bond Law, this Resolution and
the Fiscal Agent Agreement (hereafter defined), the Refunding Bonds, designated as
the "City of Palm Springs Limited Obligation Refunding Improvement Bonds,
Consolidated Reassessment District No. 2015-1," in an aggregate principal amount not
to exceed $7,000,000, are hereby authorized to be issued. The date, manner of
payment, interest rate or rates, interest payment dates, denominations, form,
registration privileges, manner of execution, place of payment, terms of redemption and
other terms, covenants and conditions of the Refunding Bonds shall be as provided in
the Fiscal Agent Agreement (as defined below) as finally executed.
SECTION 3. Authorization and Conditions. The Mayor, the City Manager, the
Director of Finance and Treasurer, their respective designees, or any other City officer
or employee as may be designated by this City Council (each an "Authorized Official")
are hereby separately authorized and directed to execute and deliver the various
documents and instruments described in this Resolution, provided that the aggregate
principal amount of the Refunding Bonds may not exceed $7,000,000, the final maturity
of the Refunding Bonds may not extend beyond September 2, 2030, the Underwriter's
discount may not exceed 1.10% of the par amount of the Refunding Bonds, and the
average annual interest rate on the Refunding Bonds may not exceed the amount such
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that the debt service on the Refunding Bonds will result in debt service savings that
satisfy the conditions for summary refunding contained in the Bond Law.
SECTION 4. Fiscal Agent Agreement. The proposed form of Fiscal Agent
Agreement (the "Fiscal Agent Agreement") with respect to the Refunding Bonds in the
form presented to this City Council at this meeting, is hereby approved. Each
Authorized Official is hereby authorized and directed to cause the Fiscal Agent
Agreement to be completed and executed on behalf of the City in substantially said
form, with such additions thereto or changes therein as are necessary or advisable and
approved by the Authorized Official upon consultation with Jones Hall, A Professional
Law Corporation, the City's bond counsel ("Bond Counsel"), subject to the conditions
contained in Section 3 above. The approval of any such additions or changes shall be
conclusively evidenced by the execution and delivery of the Fiscal Agent Agreement by
an Authorized Official.
SECTION 5. Escrow Agreement. The form of Escrow Deposit and Trust
Agreement with respect to the refunding of the Prior Bonds (the "Escrow Agreement"),
in the form presented to this City Council at this meeting, is hereby approved. The City
is hereby authorized to execute a separate Escrow Agreement for each series of the
Prior Bonds if determined to be appropriate by Bond Counsel. Each Authorized Official
is hereby authorized and directed to cause the Escrow Agreement to be completed and
executed on behalf of the City in substantially said form, with such additions thereto or
changes therein as are necessary or advisable and approved by the Authorized Official
upon consultation with Bond Counsel. The approval of any such additions or changes
shall be conclusively evidenced by the execution and delivery of the Escrow Agreement
by an Authorized Official.
SECTION 6. Sale of Bonds. The sale of the Refunding Bonds to the Underwriter
is hereby approved. The form of the Bond Purchase Agreement between the City and
the Underwriter (the "Bond Purchase Agreement"), in the form presented to this City
Council at this meeting is hereby approved. Each Authorized Official is hereby
authorized and directed to cause the Bond Purchase Agreement to be completed and
executed on behalf of the City in substantially said form, with such additions thereto or
changes therein as are necessary or advisable to conform the Bond Purchase
Agreement to the dates, amounts and interest rates applicable to the Refunding Bonds
as of their sale date and approved by the Authorized Official upon consultation with
Bond Counsel, subject to the conditions contained in Section 3 above. The approval of
any such additions or changes shall be conclusively evidenced by the execution and
delivery of the Bond Purchase Agreement by an Authorized Official.
SECTION 7. Official Statement. This City Council hereby approves the
Preliminary Official Statement prepared in connection with the offering of the Refunding
Bonds, in substantially the form submitted to this City Council, together with any
changes therein or additions thereto deemed advisable by an Authorized Official.
Pursuant to Rule 15c2-12 under the Securities Exchange Act of 1934 (the "Rule'), the
Preliminary Official Statement is hereby deemed substantially final, and each
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Authorized Official is hereby authorized and directed to provide written certification
thereof. This City Council hereby approves and authorizes the distribution by the
Underwriter of the Preliminary Official Statement to prospective purchasers of the
Refunding Bonds. The execution of the final Official Statement, which shall include
such changes and additions thereto deemed advisable by an Authorized Officer, in
consultation with counsel, and the addition of such information permitted to be excluded
from the Preliminary Official Statement pursuant to the Rule, shall be conclusive
evidence of the approval of the final Official Statement by the City.
SECTION 8. Bonds Prepared and Delivered. Upon the execution of the Bond
Purchase Agreement, the Refunding Bonds shall be prepared, authenticated and
delivered, all in accordance with the applicable terms of the Fiscal Agent Agreement,
and each Authorized Official and other responsible City officials are hereby authorized
and directed to take such actions as are required under the Bond Purchase Agreement
and the Fiscal Agent Agreement to complete all actions required to evidence the
delivery of the Refunding Bonds upon the receipt of the purchase price thereof from the
Underwriter.
SECTION 9. Actions. All actions heretofore taken by the officers and agents of
the City with respect to the establishment of the Reassessment District and the sale and
issuance of the Refunding Bonds are hereby approved, confirmed and ratified, and the
appropriate officers of the City are hereby authorized and directed to do any and all
things and take any and all actions and execute any and all certificates, agreements
and other documents, which they, or any of them, may deem necessary or advisable in
order to consummate the lawful issuance and delivery of the Refunding Bonds in
accordance with this resolution, and any certificate, agreement, and other document
described in the documents herein approved. All actions to be taken by an Authorized
Official may be taken by such Authorized Official or any designee, with the same force
and effect as if taken by the Authorized Official.
SECTION 10. Effective Date. This resolution shall take effect from and after its
adoption.
PASSED, APPROVED AND ADOPTED BY THE CITY COUNCIL OF THE CITY
OF PALM SPRINGS THIS 4th DAY OF MARCH, 2015.
DAVID H. READ MANAGER
ATTEST:
i MES THOMPSON, CITY CLERK
Resolution No. 23781
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CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, JAMES THOMPSON, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. 23781 is a full, true and correct cop , and was duly adopted at a regular meeting
of the City Council of the City of Palm Springs on 4 day of March, 2015, by the following vote:
AYES: Councilmember Foat, Councilmember Hutcheson, Councilmember Mills, Mayor
Pro Tem Lewin, and Mayor Pougnet.
NOES: None.
ABSENT: None.
ABSTAIN: None.
eES THOMPSON, CITY CLERK
ity of Palm Springs, California /�o/ZoiS