HomeMy WebLinkAbout24291 RESOLUTION NO. 24291
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF PALM
SPRINGS, CALIFORNIA, ACTING SOLELY IN ITS CAPACITY AS THE
SUCCESSOR AGENCY TO THE PALM SPRINGS COMMUNITY
REDEVELOPMENT AGENCY APPROVING THE ISSUANCE OF 2017
TAX ALLOCATION REFUNDING BONDS TO REFUND CERTAIN
OUTSTANDING OBLIGATIONS OF THE FORMER COMMUNITY
REDEVELOPMENT AGENCY OF THE CITY OF PALM SPRINGS,
APPROVING THE EXECUTION AND DELIVERY OF A FIRST
SUPPLEMENT TO INDENTURE OF TRUST, A SECOND SUPPLEMENT
TO INDENTURE OF TRUST, ESCROW AGREEMENTS, BOND
PURCHASE AGREEMENT AND PRELIMINARY AND FINAL OFFICIAL
STATEMENTS AND PROVIDING OTHER MATTERS RELATING TO
THE ISSUANCE OF THE REFUNDING BONDS.
WHEREAS, the Community Redevelopment Agency of the City of Palm Springs
(the "Former Agency") was a public body, corporate and politic, duly established and
authorized to transact business and exercise powers under and pursuant to the
provisions of the Community Redevelopment Law of the State of California, constituting
Part 1 of Division 24 of the Health and Safety Code of the State (the "Redevelopment
Law"); and
WHEREAS, redevelopment plans for the redevelopment project areas
designated "Palm Springs Merged Redevelopment Project No. 1" and "Palm Springs
Merged Redevelopment Project No. 2" in the City of Palm Springs, California, were
adopted in compliance with all requirements of the Redevelopment Law; and
WHEREAS, pursuant to Section 34172(a) of the California Health and Safety
Code (unless otherwise noted, all Section references hereinafter being to such Code),
the Former Agency has been dissolved and no longer exists as a public body, corporate
and politic, and pursuant to Section 34173, the City of Palm Springs has become the
successor entity to the Former Agency (the "Successor Agency"); and
WHEREAS, prior to the dissolution of the Former Agency, the Former Agency
previously issued the following bonds:
(a) $12,770,000 aggregate principal amount of Community Redevelopment Agency of the
City of Palm Springs Merged Project No. 1 Tax Allocation Bonds, 2007 Series A (the
"2007 Series A Bonds"), and
(b) $6,495,000 aggregate principal amount of Community Redevelopment Agency of the
City of Palm Springs Merged Project No. 2 Taxable Tax Allocation Bonds, 2007 Series
C (the "2007 Series C Bonds"); and
Resolution No. 24291
Page 2
WHEREAS, Section 34177.5(a)(1) authorizes the Successor Agency to
undertake proceedings for the refunding of outstanding bonds and other obligations of
the Former Agency in order to achieve debt service savings within the parameters set
forth in Section 34177.5(a)(1) (the "Savings Parameters"), and to issue bonds for such
purpose pursuant to Article 11 (commencing with Section 53580) of Chapter 3 of Part 1
of Division 2 of Title 5 of the Government Code (the `Refunding Law"); and
WHEREAS, the Successor Agency has determined, based on current conditions
in the municipal bond market, that it will achieve debt service savings by refunding the
2007 Series A Bonds and the 2007 Series C Bonds in compliance with the Savings
Parameters as evidenced by the analysis prepared by its Municipal Advisor, Harrell &
Company Advisors, LLC describing potential savings that will accrue to the Successor
Agency and to applicable taxing entities as a result of the refunding of the 2007 Series
A Bonds and the 2007 Series C Bonds (the "Debt Service Savings Analysis"); and
WHEREAS, the Successor Agency has previously issued its $15,635,000
aggregate principal amount of Successor Agency to the Palm Springs Community
Redevelopment Agency 2014 Subordinate Tax Allocation Refunding Bonds (the "2014
Bonds") for the purpose of refunding outstanding bonds of the Former Agency, pursuant
to an Indenture of Trust dated as of July 1, 2014 (the "2014 Bond Indenture"), between
the Successor Agency and U.S. Bank National Association, as trustee (the "Trustee");
and
WHEREAS, the Successor Agency proposes to achieve the potential debt
service savings evidenced by the Debt Service Savings Analysis with respect to the
refunding of the 2007 Series A Bonds by the issuance of its Successor Agency to the
Palm Springs Community Redevelopment Agency Tax Allocation Refunding Parity
Bonds, 2017 Series A (the "Series A Refunding Bonds"), on a parity with the 2014
Bonds, pursuant to the Law, the Refunding Law and a First Supplement to Indenture of
Trust (the "First Supplemental Indenture") between the Successor Agency and the
Trustee, in substantially the form on file with the Interim City Clerk, acting in the capacity
as secretary of the Successor Agency (the "Interim Secretary"); and
WHEREAS, the Successor Agency proposes to achieve the potential debt
service savings evidenced by the Debt Service Savings Analysis with respect to the
refunding of the 2007 Series C Bonds by the issuance of its Successor Agency to the
Palm Springs Community Redevelopment Agency Taxable Tax Allocation Refunding
Parity Bonds, 2017 Series B (the "Series B Refunding Bonds"), also on a parity with the
2014 Bonds, pursuant to the Law, the Refunding Law and a Second Supplement to
Indenture of Trust (the "Second Supplemental Indenture") between the Successor
Agency and the Trustee, in substantially the form on file with the Interim Secretary; and
WHEREAS, pursuant to Section 34179, an oversight board (the "Oversight
Board") has been established for the Successor Agency and the Successor Agency
requests that the Oversight Board direct the Successor Agency to undertake
proceedings for the issuance of the Refunding Bonds, it being understood that such
Resolution No. 24291
Page 3
direction by the Oversight Board will enable the Successor Agency to recover its related
costs in connection with the refunding proceedings, as authorized by Section
34177.5(f); and
WHEREAS, the Successor Agency, with the aid of its staff, has reviewed the
First Supplemental Indenture, the Second Supplemental Indenture, the separate
Escrow Agreements relating to the refunding of the 2007 Series A Bonds and the 2007
Series C Bonds (collectively, the "Escrow Agreements") and the Bond Purchase
Agreement and the Successor Agency wishes to authorize the issuance, sale and
delivery of the Series A Refunding Bonds and the Series B Refunding Bonds
(collectively, the "Refunding Bonds") and to approve the First Supplemental Indenture,
the Second Supplemental Indenture, the Escrow Agreements and the Bond Purchase
Agreement; and
WHEREAS, the Successor Agency also requests that the Oversight Board
approve the issuance, sale and delivery of the Refunding Bonds by the Successor
Agency, as authorized by Section 34177.5(f), and that the Oversight Board make
certain determinations described below on which the Successor Agency will rely in
undertaking the refunding proceedings and the issuance, sale and delivery of the
Refunding Bonds; and
WHEREAS, the Successor Agency has determined to sell the Refunding Bonds
to Stifel, Nicolaus & Company, Inc. (the "Underwriter") pursuant to a Bond Purchase
Agreement between the Successor Agency and the Underwriter (the 'Bond Purchase
Agreement"), the form of which is on file with the Interim Secretary; and
WHEREAS, the Successor Agency has caused to be prepared a form of Official
Statement describing the Refunding Bonds and containing material information relating
to the Refunding Bonds, the preliminary form of which is on file with the Interim
Secretary.
NOW, THEREFORE, BE IT RESOLVED BY THE CITY COUNCIL OF THE CITY
OF PALM SPRINGS, CALIFORNIA, ACTING SOLELY IN ITS CAPACITY AS THE
SUCCESSOR AGENCY TO THE PALM SPRINGS COMMUNITY REDEVELOPMENT
AGENCY, AS FOLLOWS:
SECTION 1. Determination of Savings. The Successor Agency has determined
that there are significant potential savings available to the Successor Agency and to
applicable taxing entities in compliance with the Savings Parameters by the issuance by
the Successor Agency of the Refunding Bonds to provide funds to refund the 2007
Series A Bonds and the 2007 Series C Bonds, all as evidenced by the Debt Service
Savings Analysis on file with the Interim Secretary, which Debt Service Savings
Analysis is hereby approved.
Resolution No. 24291
Page 4
SECTION 2. Request for Direction. The Oversight Board is hereby requested to
direct the Successor Agency to undertake the refunding proceedings pursuant to
Section 34177.5(a)(1) for the issuance, sale and delivery of the Refunding Bonds.
SECTION 3. Approval of Issuance of the Refunding Bonds. The Successor
Agency hereby authorizes and approves the issuance of the Refunding Bonds pursuant
to the Refunding Law in the aggregate principal amount of not to exceed $20,000,000 in
one or more series for the purpose of providing funds to refinance the 2007 Series A
Bonds and the 2007 Series C Bonds in whole or in part. The Successor Agency further
authorizes the sale of the Refunding Bonds, provided that the Refunding Bonds shall
bear interest at such rates and shall be sold at such a price so as to achieve the
Savings Parameters required to be met by Section 34177.5(a)(1).
SECTION 4. Supplemental Indentures. The Successor Agency hereby
approves the First Supplemental Indenture which supplements the 2014 Bond Indenture
for the purpose of prescribing the terms and provisions of the Series A Refunding Bonds
and the application of the proceeds of the Series A Refunding Bonds. The Successor
Agency hereby approves the Second Supplemental Indenture which supplements the
2014 Bond Indenture for the purpose of prescribing the terms and provisions of the
Series B Refunding Bonds and the application of the proceeds of the Series B
Refunding Bonds.
Each of the Mayor, as the presiding officer of the Successor Agency, or the City
Manager of the City of Palm Springs, as the chief administrative officer of the Successor
Agency (each, an "Authorized Officer"), is hereby authorized and directed to execute
and deliver, and the Interim Secretary, is hereby authorized and directed to attest to, the
First Supplemental Indenture and the Second Supplemental Indenture for and in the
name and on behalf of the Successor Agency, in substantial) the respective forms on
9 Y Y P
file with the City Clerk, with such changes therein, deletions therefrom and additions
thereto as the Authorized Officer shall approve, such approval to be conclusively
evidenced by the execution and delivery of the First Supplemental Indenture and the
Second Supplemental Indenture. The Successor Agency hereby authorizes the
delivery and performance of the First Supplemental Indenture and the Second
Supplemental Indenture.
SECTION 5. Issuance in Separate Series. The Refunding Bonds may be issued
as a single issue, or from time to time in separate series, as the Successor Agency shall
determine. The approval of the issuance of the Refunding Bonds by the Successor
Agency and by the Oversight Board shall constitute the approval of each and every
separate series of Refunding Bonds, without the need for any further approval from the
Oversight Board, provided that each such separate series of Refunding Bonds complies
with the Saving Parameters required to be met by Section 34177.5(a)(1).
SECTION 6. Escrow Agreements. The Successor Agency hereby approves the
Escrow Agreements prescribing the provisions for refunding the 2007 Series A Bonds
and the 2007 Series C Bonds. Each Authorized Officer is hereby authorized and
Resolution No. 24291
Page 5
directed to execute and deliver, and the Interim Secretary, is hereby authorized and
directed to attest to, the Escrow Agreements for and in the name and on behalf of the
Successor Agency, in substantially the forms on file with the City Clerk, with such
changes therein, deletions therefrom and additions thereto as the Authorized Officer
shall approve, such approval to be conclusively evidenced by the execution and delivery
of the Escrow Agreements. The Successor Agency hereby authorizes the delivery and
performance of the Escrow Agreements.
SECTION 7. Sale of the Refunding Bonds. The Successor Agency hereby
approves the sale of the Refunding Bonds to the Underwriter pursuant to and in
accordance with the Bond Purchase Agreement. An Authorized Officer is hereby
authorized and directed, for and in the name and on behalf of the Successor Agency, to
sell each series of the Refunding Bonds to the Underwriter and to execute and deliver
the Bond Purchase Agreement, subject to the terms and conditions of the Bond
Purchase Agreement; provided, however, that (a) the aggregate principal amount of the
Refunding Bonds shall not to exceed $20,000,000, (b) the Refunding Bonds shall bear
interest at such rates and shall be sold at such a price so as to achieve the Savings
Parameters required to be met by Section 34177.5(a)(1), and (c) the amount of
Underwriter's discount on the sale of each series of Refunding Bonds shall not exceed
1% of the aggregate principal amount of such series of Refunding Bonds, excluding
original issue discount.
SECTION 8. Approval of Official Statement. The Successor Agency hereby
approves the preliminary Official Statement describing the Refunding Bonds, in
substantially the form on file with the Interim Secretary. Distribution of the preliminary
Official Statement by the Underwriter is hereby approved, and, prior to the distribution of
the preliminary Official Statement, either Authorized Officer is authorized and directed,
on behalf of the Successor Agency, to deem the preliminary Official Statement "final"
pursuant to Rule 15c2-12 under the Securities Exchange Act of 1934 (the "Rule"). The
execution of the final Official Statement, which shall include such changes and additions
thereto deemed advisable by an Authorized Officer, and such information permitted to
be excluded from the preliminary Official Statement pursuant to the Rule, is hereby
approved for delivery to the purchasers of the Refunding Bonds, and the Authorized
Officer is authorized and directed to execute and deliver the final Official Statement for
and on behalf of the Successor Agency, to deliver to the Underwriter a certificate with
respect to the information set forth therein and to deliver to the Underwriter a Continuing
Disclosure Certificate substantially in the form appended to the final Official Statement.
SECTION 9. Oversight Board Approval of the Issuance of the Refunding Bonds.
The Successor Agency hereby requests that the Oversight Board approve the issuance,
sale and delivery of the Refunding Bonds pursuant to this Resolution and the First
Supplemental Indenture and the Second Supplemental Indenture, as above described.
SECTION 10. Filing of this Resolution. The Interim Secretary is hereby
authorized and directed to file a certified copy of this Resolution with the Oversight
Board, together with the Debt Service Savings Analysis, and, as provided in Section
Resolution No. 24291
Page 6
341800), with the Riverside County Administrative Officer, the Riverside County Auditor-
Controller and the California Department of Finance.
SECTION 11. Determinations by the Oversight Board. The Successor Agency
requests that the Oversight Board make the following determinations upon which the
Successor Agency will rely in undertaking the refunding proceedings and the issuance,
sale and delivery of the Refunding Bonds:
(a) The Successor Agency is authorized, as provided in Section 34177.5(f), to recover its
costs related to the issuance of the Refunding Bonds from the proceeds of the
Refunding Bonds, including the cost of reimbursing the City of Palm Springs for
administrative staff time spent with respect to the authorization, issuance, sale and
delivery of the Refunding Bonds;
(b) The apolicaten of proceeds of the Refunding Bonds by the Successor Agency to the
refunding and defeasance of the 2007 Series A Bonds and the 2007 Series C Bonds, as
well as to the payment by the Successor Agency of all costs of issuance of the
Refunding Bonds; as provided in Section 34177.5(a), shall be implemented by the
Successor Agency promptly upon sale and delivery of the Refunding Bonds, and,
notwithstanding Section 34177.3 or any other provision of law to the contrary, no further
approval of the Oversight Board, the California Department of Finance, the Riverside
County Auditor-Controller or any other person or entity other than the Successor
Agency shall be required;
(c) The Successor Agency shall be entitled to receive its full Administrative Cost Allowance
under Section 34183(a)(3) without any deductions with respect to continuing costs
related to the Refunding Bonds, such as trustee's fees, auditing and fiscal consultant
fees and continuing disclosure and rating agency costs (collectively, "Continuing Costs
of Issuance"), and such Continuing Costs of Issuance shall be payable from property
tax revenues pursuant to Section 34183. In addition and as provided by Section
34177.5(f), if the Successor Agency is unable to complete the issuance of the
Refunding Bonds for any reason, the Successor Agency shall, nevertheless, be entitled
to recover its costs incurred with respect to the refunding proceedings from such
property tax revenues pursuant to Section 34183 without reduction in its Administrative
Cost Allowance.
SECTION 12. Appointments. The appointments of Harrell & Company, Advisors,
as Financial Advisor, Jones Hall, A Professional Law Corporation, as bond counsel, and
Fulbright & Jaworski LLP, a member of Norton Rose Fulbright, as disclosure counsel,
are hereby confirmed to act on behalf of the Successor Agency in the presentation of
this Resolution and the Debt Service Savings Analysis to the Oversight Board and for
purposes of the proceedings for the issuance, sale and delivery of the Refunding
Bonds.
SECTION 13. Official Actions. The Authorized Officers and any and all other
officers of the Successor Agency are hereby authorized and directed, for and in the
Resolution No. 24291
Page 7
name and on behalf of the Successor Agency, to do any and all things and take any and
all actions, which they, or any of them, may deem necessary or advisable in obtaining
the requested approvals by the Oversight Board and the California Department of
Finance and to implement the sale and delivery of the Refunding Bonds to the
Underwriter. Whenever in this Resolution any officer of the Successor Agency is
directed to execute or countersign any document or take any action, such execution,
countersigning or action may be taken on behalf of such officer by any person
designated by such officer to act on his or her behalf in the case such officer is absent
or unavailable.
SECTION 14. Effective Date. This Resolution shall take effect from and after its
passage and adoption.
ADOPTED THIS 261h DAY OF JULY, 20
ROBERT MOON, Mayor of the City of
Palm Springs acting in his capacity as
Chair of the Successor Agency to the
Palm Springs Community
Redevelopment Agency
ATTEST:
Lug-
KATHLEEN D. HART, MMC
INTERIM CITY CLERK
Resolution No. 24291
Page 8
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, KATHLEEN D. HART, Interim City Clerk of the City of Palm Springs, hereby
certify that Resolution No. 24291 is a full, true and correct copy, and was duly adopted
at an adjourned regular meeting of the Successor Agency to the Palm Springs
Community Redevelopment Agency on July 26, 2017, by the following vote:
AYES: Councilmembers Kors, Mills, Roberts, Mayor Pro Tem Foat, and
Mayor Moon
NOES: None
ABSENT: None
ABSTAIN: None
RECUSED: None
KATHLEEN D. HART, MMC
INTERIM CITY CLERK