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%P CITY COUNCIL STAFF REPORT
DATE: DECEMBER 13, 2017 CONSENT CALENDAR
SUBJECT: APPROVING AGREEMENTS WITH THE CALIFORNIA DEPARTMENT
OF TAX AND FEE ADMINISTRATION FOR PREPARATION AND
ADMINISTRATION OF THE PALM SPRINGS TRANSACTIONS AND
USE TAX AS APPROVED BY THE VOTERS AND GRANTING
MUNISERVICES ACCESS TO DATA FOR COMPLIANCE AUDITING.
FROM: David H. Ready, City Manager
BY: Geoffrey S. Kiehl, Director of Finance and Treasurer
SUMMARY
The City Council will consider a proposed resolution that approves two agreements with
the California Department of Tax and Fee Administration for preparation and
administration of the %% Palm Springs Transactions and Use Tax, and authorize the
City Manager to execute the agreements on behalf of the City.
RECOMMENDATION:
1. Adopt Resolution No. , "A RESOLUTION OF THE CITY COUNCIL OF
THE CITY OF PALM SPRINGS, CALIFORNIA, AUTHORIZING THE CITY
MANAGER TO EXECUTE AGREEMENTS WITH THE CALIFORNIA
DEPARTMENT OF TAX AND FEE ADMINISTRATION FOR IMPLEMENTATION
OF A LOCAL TRANSACTIONS AND USE TAX."
2. Adopt Resolution No. , "A RESOLUTION OF THE CITY COUNCIL OF
THE CITY OF PALM SPRINGS, CALIFORNIA, AUTHORIZING THE RELEASE
AND EXAMINATION OF SALES OR TRANSACTIONS AND USE TAX
RECORDS".
STAFF ANALYSIS:
At the Regular Municipal Election on Tuesday, November 7, 2017, the qualified electors
of the City of Palm Springs approved Measure "D" adopting an ordinance enacting a
City of Palm Springs one-half percent (1/2%) transactions and use tax.
City Council Staff Report
December 13, 2017-- Page 2
California Department of Tax and Fee Administration Agreements
The Palm Springs Municipal Code Section 3.22.040, as approved by the voters,
requires the City to enter into a contract with the California Department of Tax and
Administration to perform all functions incident to the administration and the operations
of the tax.
The California Department of Tax and Administration requires the City Council approve
agreements for the preparation and the State administration of the City's '/% local
transactions and use tax. Staff has prepared a resolution as required by the
Department to approve the agreements and authorize the City Manager to execute the
Agreements on behalf of the City.
After the passage of Measure J, the City entered into an agreement with the BOE to
administer and collect the additional local sales and use taxes Measure J will provide.
The second resolution extends MuniServices' permission to obtain and examine the
sales and use tax data to include the amounts collected under Measure D beginning
April 1, 2018 in the same way they audit the City's regular Bradley-Burns Sales Tax and
the Measure J 1% add-on sales tax for compliance analysis. The California Department
of Tax and Fee Administration requires this permission to be granted through a
resolution formally adopted by the City Council.
FISCAL IMPACT:
The City is required to pay the direct costs for the preparation and administration of the
City's local transactions and use tax ordinance to the California Department of Tax and
Fee Administration.
The cost to the City, by State law, cannot exceed the cost of the State to administer and
collect the tax. The cost for the preparation and notification agreement is not to exceed
$175,000. The cost for the administrative contract is wn at this time.
yam-
GEOFFREY S. KIEHL, E6WARD Z. KOTKIN,
Director of Finance and Administration City Attorney
DAVID H. READY,
City Manager
Attachments:
Proposed Resolution Authorizing City Manager to Execute Agreements
Preparation Agreement
Administration Agreement
Proposed Resolution Authorizing Release and Examination of Records
oz
RESOLUTION NO.
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
PALM SPRINGS, CALIFORNIA, AUTHORIZING THE CITY
MANAGER TO EXECUTE AGREEMENTS WITH THE
CALIFORNIA DEPARTMENT OF TAX AND FEE
ADMINISTRATION FOR IMPLEMENTATION OF A LOCAL
TRANSACTIONS AND USE TAX.
WHEREAS, on December 13, 2017, the City Council approved Ordinance No.
amending the Palm Springs Municipal Code and providing for a local
transactions and use tax; and
WHEREAS, the California Department of Tax and Fee Administration
(Department) administers and collects the transactions and use taxes for all applicable
jurisdictions within the State; and
WHEREAS, the Department will be responsible to administer and collect the
transactions and use tax for the City; and
WHEREAS, the Department requires that the City enter into a "Preparatory
Agreement" and an "Administrative Agreement' prior to implementation of said taxes;
and
WHEREAS, the Department requires that the City Council authorize agreements;
NOW THEREFORE THE CITY COUNCIL DETERMINES, RESOLVES AND
APPROVES AS FOLLOWS:
The "Preparatory Agreement' attached as Exhibit A and the "Administrative
Agreement' attached as Exhibit B are hereby approved and the City Manager is
hereby authorized to execute each agreement.
PASSED, APPROVED AND ADOPTED BY THE PALM SPRINGS CITY
COUNCIL THIS 13TH DAY OF DECEMBER, 2017.
David H. Ready, City Manager
ATTEST:
Anthony Mejia, City Clerk
03
Resolution No.
Page 2
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, ANTHONY MEJIA, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on
by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
Anthony Mejia, City Clerk
City of Palm Springs, California
04
EXHIBIT A
AGREEMENT FOR PREPARATION TO ADMINISTER AND OPERATE
CITY'S TRANSACTIONS AND USE TAX ORDINANCE
In order to prepare to administer a transactions and use tax ordinance adopted in accordance
with the provision of Part 1.6 (commencing with Section 7251) of Division 2 of the Revenue and
Taxation Code, the City of Palm Springs, hereinafter called City, and the CALIFORNIA
DEPARTMENT OF TAX AND FEE ADMINISTRATION, hereinafter called Department, do agree as
follows:
1. The Department agrees to enter into work to prepare to administer and operate a
transactions and use tax in conformity with Part 1.6 of Division 2 of the Revenue and Taxation Code
which has been approved by a majority of the electors of the City and whose ordinance has been
adopted by the City.
2. City agrees to pay to the Department at the times and in the amounts hereinafter specified
all of the Department's costs for preparatory work necessary to administer the City's transactions and
use tax ordinance. The Department's costs for preparatory work include costs of developing
procedures, programming for data processing, developing and adopting appropriate regulations,
designing and printing forms, developing instructions for the Department's staff and for taxpayers, and
other appropriate and necessary preparatory costs to administer a transactions and use tax ordinance.
These costs shall include both direct and indirect costs as specified in Section 11256 of the
Government Code.
3. Preparatory costs may be accounted for in a manner which conforms to the internal
accounting and personnel records currently maintained by the Department. The billings for costs may
be presented in summary form. Detailed records of preparatory costs will be retained for audit and
verification by the City.
4. Any dispute as to the amount of preparatory costs incurred by the Department shall be
referred to the State Director of Finance for resolution, and the Director's decision shall be final.
5. Preparatory costs incurred by the Department shall be billed by the Department periodically,
with the final billing within a reasonable time after the operative date of the ordinance. City shall pay
to the Department the amount of such costs on or before the last day of the next succeeding month
following the month when the billing is received.
05
1
EXHIBIT A
6. The amount to be paid by City for the Department's preparatory costs shall not exceed one
hundred seventy-five thousand dollars ($175,000) (Revenue and Taxation Code Section 7272.)
7. Communications and notices may be sent by first class United States mail.
Communications and notices to be sent to the Department shall be addressed to:
California Department of Tax and Fee Administration
P.O. Box 942879 MIC: 27
Sacramento, California 94279-0027
Attention: Supervisor
Local Revenue Branch
Communications and notices to be sent to City shall be addressed to:
City of Palm Springs
P.O. Box 2743
Palm Springs, California 92263
Attention: City Manager and City Clerk
8. The date of this agreement is the date on which it is approved by the Department of General
Services. This agreement shall continue in effect until the preparatory work necessary to administer
City's transactions and use tax ordinance has been completed and the Department has received all
payments due from City under the terms of this agreement.
CITY OF PALM SPRINGS CALIFORNIA DEPARTMENT OF TAX
AND FEE ADMINISTRATION
By By
DAVID H. READY, CITY MANAGER Administrator
Local Revenue Branch
Attest:
ANTHONY MEJIA, CITY CLERK
Approved as to Form:
EDWARD Z. KOTKIN, CITY ATTORNEY
(Rev. 11/17) 06
2
EXHIBIT B
AGREEMENT FOR STATE ADMINISTRATION
OF CITY TRANSACTIONS AND USE TAXES
The City Council of the City of Palm Springs has adopted, and the voters of the City of
Palm Springs (hereafter called "City" or "District") have approved by the required majority vote, the
Cityof Palm Springs Transactions and Use Tax Ordinance hereafter called "Ordinance" a co of
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which is attached hereto. To carry out the provisions of Part 1.6 of Division 2 of the Revenue and
Taxation Code and the Ordinance, the California State Department of Tax and Fee Administration,
(hereinafter called the "Department") and the City do agree as follows:
ARTICLE I
DEFINITIONS
Unless the context requires otherwise, wherever the following terms appear in the Agreement,
they shall be interpreted to mean the following:
1. "District taxes" shall mean the transactions and use taxes, penalties, and interest imposed
under an ordinance specifically authorized by Revenue and Taxation Code Section 7285.9, and in
compliance with Part 1.6, Division 2 of the Revenue and Taxation Code.
2. "City Ordinance" shall mean the City's Transactions and Use Tax Ordinance referred to
above and attached hereto, Ordinance No. , as amended from time to time, or as
deemed to be amended from time to time pursuant to Revenue and Taxation Code Section 7262.2.
ARTICLE II
ADMINISTRATION AND COLLECTION
OF CITY TAXES
A. Administration. The Department and City agree that the Department shall perform
exclusively all functions incident to the administration and operation of the City Ordinance.
07
B. Other Applicable Laws. City agrees that all provisions of law applicable to the
administration and operation of the Department Sales and Use Tax Law which are not inconsistent with
Part 1.6 of Division 2 of the Revenue and Taxation Code shall be applicable to the administration and
operation of the City Ordinance. City agrees that money collected pursuant to the City Ordinance may
be deposited into the State Treasury to the credit of the Retail Sales Tax Fund and may be drawn from
that Fund for any authorized purpose, including making refunds, compensating and reimbursing the
Department pursuant to Article IV of this Agreement, and transmitting to City the amount to which
City is entitled.
C. Transmittal of money.
1. For the period during which the tax is in effect, and except as otherwise provided herein, all
district taxes collected under the provisions of the City Ordinance shall be transmitted to City
periodically as promptly as feasible, but not less often than twice in each calendar quarter.
2. For periods subsequent to the expiration date of the tax whether by City's self-imposed
limits or by final judgment of any court of the State of California holding that City's ordinance is
invalid or void, all district taxes collected under the provisions of the City Ordinance shall be
transmitted to City not less than once in each calendar quarter.
3. Transmittals may be made by mail or electronic funds transfer to an account of the City
designated and authorized by the City. A statement shall be furnished at least quarterly indicating the
amounts withheld pursuant to Article IV of this Agreement.
D. Rules. The Department shall prescribe and adopt such rules and regulations as in its
judgment are necessary or desirable for the administration and operation of the City Ordinance and the
distribution of the district taxes collected thereunder.
E. Preference. Unless the a or instructs otherwise and except as otherwise provided in this
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Agreement, the Department shall give no preference in applying money received for state sales and use
taxes, state-administered local sales and use taxes, and district transactions and use taxes owed by a
taxpayer, but shall apply moneys collected to the satisfaction of the claims of the State, cities, counties,
cities and counties, redevelopment agencies, other districts, and City as their interests appear.
08
(Rev. 10/17) 2
F. Security. The Department agrees that any security which it hereafter requires to be
furnished by taxpayers under the State Sales and Use Tax Law will be upon such terms that it also will
be available for the payment of the claims of City for district taxes owing to it as its interest appears.
The Department shall not be required to change the terms of any security now held by it, and City shall
not participate in any security now held by the Department.
G. Records of the Department.
When requested by resolution of the legislative body of the City under section 7056 of the
Revenue and Taxation Code, the Department agrees to permit authorized personnel of the City to
examine the records of the Department, including the name, address, and account number of each seller
holding a seller's permit with a registered business location in the City, pertaining to the ascertainment
of transactions and use taxes collected for the City. Information obtained by the City from examination
of the Department's records shall be used by the City only for purposes related to the collection of
transactions and use taxes by the Department pursuant to this Agreement.
H. Annexation. City agrees that the Department shall not be required to give effect to an
annexation, for the purpose of collecting, allocating, and distributing District transactions and use
taxes, earlier than the first day of the calendar quarter which commences not less than two months after
notice to the Department. The notice shall include the name of the county or counties annexed to the
extended City boundary. In the event the City shall annex an area, the boundaries of which are not
coterminous with a county or counties, the notice shall include a description of the area annexed and
two maps of the City showing the area annexed and the location address of the property nearest to the
extended City boundary on each side of every street or road crossing the boundary.
ARTICLE III
ALLOCATION OF TAX
A. Allocation. In the administration of the Department's contracts with all districts that
impose transactions and use taxes imposed under ordinances, which comply with Part 1.6 of Division 2
of the Revenue and Taxation Code:
09
(Rev. 10/17) 3
1. Any payment not identified as being in payment of liability owing to a designated
district or districts may be apportioned among the districts as their interest appear, or, in the discretion
of the Department, to all districts with which the Department has contracted using ratios reflected by
the distribution of district taxes collected from all taxpayers.
2. All district taxes collected as a result of determinations or billings made by the
Department, and all amounts refunded or credited may be distributed or charged to the respective
districts in the same ratio as the taxpayer's self-declared district taxes for the period for which the
determination, billing, refund or credit applies.
B. Vehicles, Vessels, and Aircraft. For the purpose of allocating use tax with respect to
vehicles, vessels, or aircraft, the address of the registered owner appearing on the application for
registration or on the certificate of ownership may be used by the Department in determining the place
of use.
ARTICLE IV
COMPENSATION
The City agrees to pay to the Department as the State's cost of administering the City Ordinance
such amount as is provided for by law. Such amounts shall be deducted from the taxes collected by the
Department for the City.
ARTICLE V
MISCELLANEOUS PROVISIONS
A. Communications. Communications and notices may be sent by first class United States
mail to the addresses listed below, or to such other addresses as the parties may from time to time
designate. A notification is complete when deposited in the mail.
(Rev.10117) 4 10
Communications and notices to be sent to the Department shall be addressed to:
California State Department of Tax and Fee Administration
P.O. Box 942879
Sacramento, California 94279-0027
Attention: Administrator
Local Revenue Branch
Communications and notices to be sent to the City shall be addressed to:
City of Palm Springs
P.O. Box 2743
Palm Springs, California 92263
Attention: City Manager and City Clerk
Unless otherwise directed, transmittals of payment of District transactions and use taxes
will be sent to the address above.
B. Term. The date of this Agreement is the date on which it is approved by the Department of
General Services. The Agreement shall take effect on April 1, 2018. This Agreement shall continue
until December 31 next following the expiration date of the City Ordinance, and shall thereafter be
renewed automatically from year to year until the Department completes all work necessary to the
administration of the City Ordinance and has received and disbursed all payments due under that
Ordinance.
C. Notice of Repeal of Ordinance. City shall give the Department written notice of the repeal
of the City Ordinance not less than 110 days prior to the operative date of the repeal.
' 11
(Rev. 10/17) 5
ARTICLE VI
ADMINISTRATION OF TAXES IF THE
ORDINANCE IS CHALLENGED AS BEING INVALID
A. Impoundment of funds.
1. When a legal action is begun challenging the validity of the imposition of the tax, the
City shall deposit in an interest-bearing escrow account, any proceeds transmitted to it under
Article II. C., until a court of competent jurisdiction renders a final and non-appealable judgment that
the tax is valid.
2. If the tax is determined to be unconstitutional or otherwise invalid, the City shall
transmit to the Department the moneys retained in escrow, including any accumulated interest, within
ten days of the judgment of the trial court in the litigation awarding costs and fees becoming final and
non-appealable.
B. Costs of administration. Should a final judgment be entered in any court of the State of
California, holding that City's Ordinance is invalid or void, and requiring a rebate or refund to
taxpayers of any taxes collected under the terms of this Agreement,the parties mutually agree that:
1. Department may retain all payments made by City to Department to prepare to
administer the City Ordinance.
2. City will pay to Department and allow Department to retain Department's cost of
administering the City Ordinance in the amounts set forth in Article IV of this Agreement.
3. City will pay to Department or to the State of California the amount of any taxes plus
interest and penalties, if any, that Department or the State of California may be required to rebate or
refund to taxpayers.
4. City will pay to Department its costs for rebating or refunding such taxes, interest, or
penalties. Department's costs shall include its additional cost for developing procedures for processing
the rebates or refunds its costs of actuallymaking these refunds designing and printing forms and
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developing instructions for Department's staff for use in making these rebates or refunds and any other
costs incurred by Department which are reasonably appropriate or necessary to make those rebates or
(Rev. 10/17) 6 12
refunds. These costs shall include Department's direct and indirect costs as specified by Section 11256
of the Government Code.
5. Costs may be accounted for in a manner, which conforms to the internal accounting, and
personnel records currently maintained by the Department. The billings for such costs may be
presented in summary form. Detailed records will be retained for audit and verification by City.
6. Any dispute as to the amount of costs incurred by Department in refunding taxes shall
be referred to the State Director of Finance for resolution and the Director's decision shall be final.
7. Costs incurred by Department in connection with such refunds shall be billed by
Department on or before the 25th day of the second month following the month in which the judgment
of a court of the State of California holding City's Ordinance invalid or void becomes final. Thereafter
Department shall bill City on or before the 25th of each month for all costs incurred by Department for
the preceding calendar month. City shall pay to Department the amount of such costs on or before the
last day of the succeeding month and shall pay to Department the total amount of taxes, interest, and
penalties refunded or paid to taxpayers, together with Department costs incurred in making those
refunds.
CITY OF PALM SPRINGS CALIFORNIA DEPARTMENT OF TAX
AND FEE ADMINISTRATION
By By
DAVID H. READY, CITY MANAGER Administrator
Local Revenue Branch
Attest:
ANTHONY MEJIA, CITY CLERK
Approved as to Form:
EDWARD Z. KOTKIN, CITY ATTORNEY
13
(Rev. 10117) 7
RESOLUTION NO.
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
PALM SPRINGS, CALIFORNIA, AUTHORIZING THE
RELEASE AND EXAMINATION OF SALES OR
TRANSACTIONS AND USE TAX RECORDS.
WHEREAS, the City of Palm Springs has entered into a contract with the
California Department of Tax and Administration to perform all functions incident to the
administration and collection of local sales and use taxes; and
WHEREAS, the City Council of the City of Palm Springs deems it necessary for
an authorized representative of the City to examine confidential sales and transactions
and use tax records of the Department pertaining to sales and transactions and use
taxes collected by the Department for the City; and
WHEREAS, pursuant to Ordinance No. of the City of Palm Springs
hereinafter called District and Section 7270 of the Revenue and Taxation Code, the
District entered into a contract with the California Department of Tax and Fee
Administration to perform all functions incident to the administration and operation of the
Transactions and Use Tax Ordinance; and
WHEREAS, the District deems it desirable and necessary for authorized
representatives of the District to examine confidential transactions and use tax records
of the California Department of Tax and Fee Administration pertaining to transactions
and use taxes collected by the Department for the District pursuant to that contract; and
WHEREAS, Section 7056 of the California Revenue and Taxation Code sets
forth certain requirements and conditions for the disclosure of Board records and
establishes criminal penalties for the unlawful disclosure of information contained in, or
derived from, sales or transactions and use tax records of the Board; and
WHEREAS, Section 7056 of the California Revenue and Taxation Code requires
that any person designated by the City shall have an existing contract to examine the
City's sales and transactions and use tax records;
NOW THEREFORE THE CITY COUNCIL DETERMINES, RESOLVES AND
APPROVES AS FOLLOWS:
SECTION 1. That the Director of Finance and Treasurer or other officer or
employee of the City designated in writing by the City Manager to the California
Department of Tax and Fee Administration (hereafter referred to as Department) is
hereby appointed to represent the City with authority to examine all of the sales or
transactions and use tax records of the Department pertaining to sales or transactions
and use taxes collected for the City by the California Department of Tax and Fee
Administration pursuant to the contract between the City and the Department under the
Bradley-Burns Uniform Local Sales and Use Tax Law or the Transactions and Use Tax
Law. The information obtained by examination of Department records shall be used only
14
Resolution No.
Page 2
for purposes related to the collection of City sales or transactions and use taxes by the
Department pursuant to the contract.
SECTION 2. That the Director of Finance and Treasurer or other officer or
employee of the City designated in writing by the City Manager to the Department is
hereby appointed to represent the City with authority to examine those sales and
transactions and use tax records of the Board for the purposes related to the following
governmental functions of the City: Specific Governmental Functions. The information
obtained by examination of Department records shall be used only for those
government functions of the District listed above.
SECTION 3. That MuniServices, LLC, is hereby designated to examine the
sales and transactions and use tax records of the Department pertaining to sales and
transactions and use taxes collected for the City by the Department. The person or
entity designated by this section meets all of the following conditions:
a) has an existing contract with the City to examine sales and transactions and
use tax records;
b) is required by that contract to disclose information contained in, or derived
from, those sales and transactions and use tax records only to the officer or
employee authorized under Section 1 or Section 2 of this resolution to
examine the information;
c) is prohibited by that contract from performing consulting services for a retailer
during the term of that contract;
d) is prohibited by that contract from retaining the information contained in, or
derived from, those sales and transactions and use tax records after that
contract has expired.
SECTION 4. That the information obtained by examination of Department
records shall be used only for purposes related to the collection of City's sales and
transactions and use taxes by the Department pursuant to the contract between the City
and the California Department of Tax and Fee Administration.
SECTION 5. That the City Manager is hereby authorized to take such and
further actions, and sign such other and future documents, as is necessary and proper
to implement this Resolution on behalf of the City.
15
Resolution No.
Page 3
PASSED, APPROVED AND ADOPTED BY THE PALM SPRINGS CITY
COUNCIL THIS 13TH DAY OF DECEMBER, 2017.
David H. Ready, City Manager
ATTEST:
Anthony Mejia, City Clerk
1�
Resolution No.
Page 4
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, ANTHONY MEJIA, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on
by the following vote:
AYES:
NOES:
ABSENT:
ABSTAIN:
Anthony Mejia, City Clerk
City of Palm Springs, California
17