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MASTER LEASE - PURCHASE AGREEMENT
Dated as of October 14, 2016
This Master Lease-Purchase Agreement together with all addenda, riders and attachments
hereto, as the same may from time to time be amended, modified or supplemented ('Master Lease") is
made and entered by and between PNC Equipment Finance, LLC ("Lessor") and the Lessee identified
below("Lessee").
LESSEE: City of Palm Springs
1. LEASE OF EQUIPMENT. Subject to the terms and conditions of this Master Lease, Lessor agrees to
lease to Lessee, and Lessee agrees to lease from Lessor, all Equipment described in each Schedule
signed from time to time by Lessee and Lessor.
2. CERTAIN DEFINITIONS. All terms defined in the Lease are equally applicable to both the singular
and plural form of such terms. (a) "Schedule' means each Lease Schedule signed and delivered by
Lessee and Lessor, together with all addenda, riders, attachments, certificates and exhibits thereto, as
the same may from time to time be amended, modified or supplemented. Lessee and Lessor agree that
each Schedule (except as expressly provided in said Schedule) incorporates by reference all of the terms
and conditions of the Master Lease. (b) "Lease" means each Schedule and this Master Lease as
incorporated into said Schedule. (c) "Equipment" means the property described in each Schedule,
together with all attachments, additions, accessions, parts, repairs, improvements, replacements and
substitutions thereto. (d) "Lien" means any security interest, lien, mortgage, pledge, encumbrance,
judgment, execution, attachment, warrant, writ, levy, other judicial process or claim of any nature
whatsoever by or of any person.
3. LEASE TERM. The tern of the lease of the Equipment described in each Lease ("Lease Term")
commences on the first date any of such Equipment is accepted by Lessee pursuant to Section 5 hereof
and, unless earlier terminated as expressly provided in the Lease, continues until Lessee's payment and
performance in full of all of Lessee's obligations under the Lease.
4. RENT PAYMENTS.
4.1 For each Lease, Lessee agrees to pay to Lessor the rent payments in the amounts and at the
times as set forth in the Schedule A-1 attached to the Schedule ("Rent Payments'). A portion of each
Rent Payment is paid as and represents the payment of interest as set forth in the Schedule A-1. Rent
Payments will be payable for the Lease Tern in U.S. dollars, without notice or demand at the office of
Lessor(or such other place as Lessor may designate from time to time in writing).
4.2 If Lessor receives any payment from Lessee after the due date, Lessee shall pay Lessor on
demand as a late charge five per cent (5%)of such overdue amount, limited, however, to the maximum
amount allowed by law.
4.3 EXCEPT AS SPECIFICALLY PROVIDED IN SECTION 6 HEREOF OR IN ANY WRITTEN
MODIFICATION TO THE LEASE SIGNED BY LESSOR, THE OBLIGATION TO PAY RENT PAYMENTS
UNDER EACH LEASE SHALL BE ABSOLUTE AND UNCONDITIONAL IN ALL EVENTS AND SHALL
NOT BE SUBJECT TO ANY SETOFF, DEFENSE, COUNTERCLAIM,ABATEMENT OR RECOUPMENT
FOR ANY REASON WHATSOEVER.
5. DELIVERY; ACCEPTANCE; FUNDING CONDITIONS.
5.1 Lessee shall arrange for the transportation, delivery and installation of all Equipment to the
location specked in the Schedule ("Location") by Equipment suppliers ( Suppliers") selected by Lessee.
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Lessee shall pay all costs related thereto unless Lessor otherwise agrees to pay such costs as stated in
the Schedule.
5.2 Lessee shall accept Equipment as soon as it has been delivered and is operational. Lessee
shall evidence its acceptance of any Equipment by signing and delivering to Lessor the applicable
Schedule. If Lessee signs and delivers a Schedule and if all Funding Conditions have been satisfied in
full, then Lessor will pay or cause to be paid the costs of such Equipment as stated in the Schedule
("Purchase Price")to the applicable Supplier.
5.3 Lessor shall have no obligation to pay any Purchase Price unless all reasonable conditions
established by Lessor ("Funding Conditions") have been satisfied, including, without limitation, the
following: (a)Lessee has signed and delivered the Schedule and its Schedule A-1; (b)no Event of Default
shall have occurred and be continuing; (c)no material adverse change shall have occurred in the Internal
Revenue Code of 1986, as amended, and the related regulations and rulings thereunder(collectively,the
"Code'); (d) no material adverse change shall have occurred in the financial condition of Lessee or any
Supplier; (a)the Equipment is reasonably satisfactory to Lessor and is free and clear of any Liens(except
Lessor's Liens); (f)all representations of Lessee in the Lease remain true,accurate and complete;and (g)
Lessor has received all of the following documents, which shall be reasonably satisfactory, in form and
substance, to Lessor: (1) evidence of insurance coverage required by the Lease, (2) an opinion of
Lessee's counsel; (3) reasonably detailed invoices for the Equipment; (4) Uniform Commercial Code
(UCC) financing statements; (6) copies of resolutions by Lessee's governing body, duly authorizing the
Lease and incumbency certificates for the person(s) who will sign the Lease; (6) such documents and
certificates relating to the tax-exempt interest payable under the Lease (including, without limitation, IRS
Form 8038G or 8038GC) as Lessor may request; and (7) such other documents and information
previously identified by Lessor or otherwise reasonably requested by Lessor.
6. TERMINATION FOR GOVERNMENTAL NON-APPROPRIATIONS.
6.1 For each Lease, Lessee represents and warrants: that it has appropriated and budgeted
the necessary funds to make all Rent Payments required pursuant to such Lease for the remainder of the
fiscal year in which the Lease Term commences; and that it intends to make Rent Payments for the full
Lease Term as scheduled on the applicable Schedule A-1 so long as funds are appropriated in each
fiscal year by its governing body. Lessee reasonably believes that moneys in an amount sufficient to
make all Rent Payments can and will lawfully be appropriated and made available therefor. All Rent
Payments shall be payable out of the general funds of Lessee or out of other funds legally available
therefor. Lessor agrees that the Leases will not be general obligations of Lessee and that the Leases
shall not constitute pledges of either the full faith and credit of Lessee or the taxing power of Lessee.
6.2 If Lessee's governing body fails to appropriate sufficient funds in any fiscal year for Rent
Payments or other payments due under a Lease and if other funds are not available for such payments,
then a "Non-Appropriation Event" shall be deemed to have occurred. If a Non-Appropriation Event
occurs, then: (a) Lessee shall give Lessor immediate notice of such Non-Appropriation Event and provide
written evidence of such failure by Lessee's governing body; (b) on the Return Date, Lessee shall return
to Lessor all, but not less than all, of the Equipment covered by the affected Lease, at Lessee's sole
expense, in accordance with Section 21 hereof; and (c)the affected Lease shall terminate on the Return
Date without penalty or expense to Lessee, provided, that Lessee shall pay all Rent Payments and other
amounts payable under the affected Lease for which funds shall have been appropriated or are otherwise
available, provided further, that Lessee shall pay month-to-month rent at the rate set forth In the affected
Lease for each month or part thereof that Lessee fails to return the Equipment under this Section 6.2.
"Return Date" means the last day of the fiscal year for which appropriations were made for the Rent
Payments due under a Lease.
7. NO WARRANTY BY LESSOR. The Equipment is sold "AS IS". LESSEE ACKNOWLEDGES
THAT LESSOR DID NOT MANUFACTURE THE EQUIPMENT. LESSOR DOES NOT REPRESENT
THE MANUFACTURER, OWNER, OR DEALER, AND LESSEE SELECTED THE EQUIPMENT BASED
UPON LESSEE'S OWN JUDGMENT. LESSOR MAKES NO WARRANTIES, EXPRESS OR IMPLIED,
INCLUDING WARRANTIES OF MERCHANTABILITY OR FITNESS FOR A PARTICULAR PURPOSE
OR OTHERWISE OR AS TO THE EQUIPMENT'S VALUE, DESIGN,CONDITION, USE,CAPACITY OR
DURABILITY. LESSEE AGREES THAT REGARDLESS OF CAUSE, LESSOR IS NOT RESPONSIBLE
FOR, AND LESSEE WILL NOT MAKE ANY CLAIM AGAINST LESSOR FOR, ANY DAMAGES,
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WHETHER CONSEQUENTIAL, DIRECT, SPECIAL OR INDIRECT INCURRED BY LESSEE IN
CONNECTION WITH THE EQUIPMENT OR THIS MASTER LEASE — LEASE PURCHASE
AGREEMENT. NEITHER THE MANUFACTURER, THE DEALER, NOR ANY SALESPERSON,
EMPLOYEE OR AGENT OF THE DEALER OR MANUFACTURER, IS LESSOR'S AGENT OR HAS
ANY AUTHORITY TO SPEAK FOR LESSOR OR TO BIND LESSOR IN ANY WAY. For and during the
Lease Term, Lessor hereby assigns to Lessee any manufacturer's or Supplier's product warranties,
express or implied, applicable to any Equipment and Lessor authorizes Lessee to obtain the customary
services furnished in connection with such warranties at Lessee's sole expense. Lessee agrees that(a)
all Equipment will have been purchased by Lessor in accordance with Lessee's specifications from
Suppliers selected by Lessee, (b) Lessor is not a manufacturer or dealer of any Equipment and has no
liability for the delivery or installation of any Equipment, (c) Lessor assumes no obligation with respect to
any manufacturer's or Supplier's product warranties or guaranties, (d) no manufacturer or Supplier or any
representative of said parties is an agent of Lessor, and (a) any warranty, representation, guaranty or
agreement made by any manufacturer or Supplier or any representative of said parties shall not be
binding upon Lessor.
6. TITLE; SECURITY INTEREST.
8.1 Upon Lessee's acceptance of any Equipment under its Lease, title to the Equipment shall
vest in Lessee, subject to Lessor's security interest therein and all of Lessor's other rights under such
Lease including, without limitation, Sections 6,20 and 21 hereof.
8.2 As collateral security for the Secured Obligations, Lessee hereby grants to Lessor a first
priority security interest in any and all of the Equipment(now existing or hereafter acquired) and any and
all proceeds thereof. Lessee agrees to execute and deliver to Lessor all necessary documents to
evidence and perfect such security interest, including, without limitation, Uniform Commercial Cade
(UCC)financing statements and any amendments thereto.
8.3 "Secured Obligations" means Lessee's obligations to pay all Rent Payments and all other
amounts due and payable under all present and future Leases and to perform and observe all covenants,
agreements and conditions(direct or indirect, absolute or contingent, due or to become due,or existing or
hereafter arising)of Lessee under all present and future Leases.
9. PERSONAL PROPERTY, All Equipment is and will remain personal property and will not be
deemed to be affixed or attached to real estate or any building thereon.
10. MAINTENANCE AND OPERATION. Lessee agrees it shall, at its sole expense: (a) repair and
maintain all Equipment in good condition and working order, in accordance with manufacturer's
instructions, and supply and install all replacement parts or other devices when required to so maintain
the Equipment or when required by applicable law or regulation, which parts or devices shall
automatically become part of the Equipment; and (b) use and operate all Equipment in a careful manner
in the normal course of its operations and only for the purposes for which it was designed in accordance
with the manufacturer's warranty requirements, and comply with all laws and regulations relating to the
Equipment. If any Equipment is customarily covered by a maintenance agreement, Lessee will furnish
Lessor with a maintenance agreement by a party reasonably satisfactory to Lessor. No maintenance or
other service for any Equipment will be provided by Lessor. Lessee will not make any alterations,
additions or improvements CImprovements°) to any Equipment without Lessor's prior written consent
unless the Improvements may be readily removed without damage to the operation, value or utility of
such Equipment, but any such Improvements not removed prior to the termination of the applicable Lease
shall automatically become part of the Equipment.
11. LOCATION; INSPECTION. Equipment will not be removed from, or if Equipment is rolling stock its
permanent base will not be changed from, the Location without Lessor's prior written consent which will
not be unreasonably withheld. Upon reasonable notice to Lessee, Lessor may enter the Location or
elsewhere during normal business hours to inspect the Equipment.
12. LIENS,SUBLEASES AND TAXES.
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12.1 Lessee shall keep all Equipment free and clear of all Liens except those Liens created under
its Lease. Lessee shall not sublet or lend any Equipment or permit it to be used by anyone other than
Lessee or Lessee's employees.
12.2 Lessee shall pay when due all Taxes which may now or hereafter be imposed upon any
Equipment or its ownership, leasing, rental, sale, purchase, possession or use, upon any Lease or upon
any Rent Payments or any other payments due under any Lease. If Lessee fails to pay such Taxes when
due, Lessor shall have the right, but not the obligation, to pay such Taxes. If Lessor pays any such
Taxes, then Lessee shall, upon demand, immediately reimburse Lessor therefor. "Taxes"means present
and future taxes, levies, duties, assessments or other governmental charges that are not based on the
net income of Lessor, whether they are assessed to or payable by Lessee or Lessor, including, without
limitation (a) sales, use, excise, licensing, registration, titling, gross receipts, stamp and personal property
taxes,and(b) interest, penalties or fines on any of the foregoing.
13. RISK OF LOSS.
13.1 Lessee bears the entire risk of loss, theft, damage or destruction of any Equipment in whole
or in part from any reason whatsoever ("Casualty Loss"). No Casualty Loss to any Equipment shall
relieve Lessee from the obligation to make any Rent Payments or to perform any other obligation under
any Lease. Proceeds of any insurance recovery will be applied to Lessee's obligations under this Section
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13.2 If a Casualty Loss occurs to any Equipment, Lessee shall immediately notify Lessor of the
same and Lessee shall, unless otherwise directed by Lessor, immediately repair the same.
13.3 If Lessor determines that any Item of Equipment has suffered a Casualty Loss beyond repair
("Lost Equipment"), then Lessee shall either: (a) immediately replace the Lost Equipment with similar
equipment in good repair, condition and working order free and clear of any Liens(except Lessor's Liens)
and deliver to Lessor a bill of sale covering the replacement equipment, in which event such replacement
equipment shall automatically be Equipment under the applicable Lease; or (b) on the next scheduled
Rent Payment date, pay Lessor(i)all amounts owed by Lessee under the applicable Lease, including the
Rent Payment due on such date plus (ii)an amount equal to the applicable Termination Value set forth in
the Payment Schedule to the applicable Lease. If Lessee is making such payment with respect to less
than all of the Equipment under a Lease, then Lessor will provide Lessee with the pro rate amount of the
Rent Payment and Termination Value to be paid by Lessee with respect to the Lost Equipment.
13.4 Lessee shall bear the risk of loss for, shall pay directly, and shall defend against any and all
claims, liabilities, proceedings, actions, expenses (including reasonable attorney's fees), damages or
losses arising under or related to any Equipment, including, but not limited to,the possession,ownership,
lease, use or operation thereof. These obligations of Lessee shall survive any expiration or termination of
any Lease. Lessee shall not bear the risk of loss of, nor pay for, any claims, liabilities, proceedings,
actions, expenses (including attorney's fees), damages or lasses which arise directly from events
occurring after any Equipment has been returned by Lessee to Lessor in accordance with the terms of the
applicable Lease or which arise directly from the gross negligence or willful misconduct of Lessor.
14. INSURANCE.
14.1 (a) Lessee at its sole expense shall at all times keep all Equipment insured against all risks
of loss or damage from every cause whatsoever for an amount not less than the Termination Value of the
Equipment. Proceeds of any such insurance covering damage or loss of any Equipment shall be payable
to Lessor as loss payee. (b) The Total Amount Financed as set forth on the Schedule A-1 does not
include the payment of any premium for any liability insurance coverage for bodily injury andlor property
damage caused to others and no such insurance will be purchased by Lessor. (c) Lessee at its sole
expense shall at all times carry public liability and property damage insurance in amounts reasonably
satisfactory to Lessor protecting Lessee and Lessor from liabilities for injuries to persons and damage to
property of others relating in any way to any Equipment. Proceeds of any such public liability or property
insurance shall be payable first to Lessor as additional insured to the extent of its liability, and then to
Lessee.
14.2 All insurers shall be reasonably satisfactory to Lessor. Lessee shall promptly deliver to
Lessor satisfactory evidence of required insurance coverage and all renewals and replacements thereof.
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Each insurance policy will require that the insurer give Lessor at least 30 days prior written notice of any
cancellation of such policy and will require that Lessor's interests remain insured regardless of any act,
error, misrepresentation, omission or neglect of Lessee. The insurance maintained by Lessee shall be
primary without any right of contribution from insurance which may be maintained by Lessor.
15. PURCHASE OPTION. Upon thirty (30)days prior written notice by Lessee to Lessor, and so long as
there is no Event of Default then existing, Lessee shall have the option to purchase all, but not less than
all, of the Equipment covered by a Lease on any Rent Payment due date by paying to Lessor all Rent
Payments then due(including accrued interest, if any) plus the Termination Value amount set forth on the
Payment Schedule to the applicable Lease for such date. Upon satisfaction by Lessee of such purchase
conditions, Lessor shall release its Lien on such Equipment and Lessee shall retain its title to such
Equipment"AS-IS, WHERE-IS,"without representation or warranty by Lessor, express or implied, except
for a representation that such Equipment is free and clear of any Liens created by Lessor.
16. LESSEE'S REPRESENTATIONS AND WARRANTIES. With respect to each Lease and its
Equipment, Lessee hereby represents and warrants to Lessor that:
(a) Lessee has full power, authority and legal right to execute and deliver the Lease and to
perform its obligations under the Lease, and all such actions have been duly authorized by appropriate
findings and actions of Lessee's governing body;
(b)the Lease has been duly executed and delivered by Lessee and constitutes a legal, valid and
binding obligation of Lessee, enforceable in accordance with its terms;
(c) the Lease is authorized under, and the authorization, execution and delivery of the Lease
complies with, all applicable federal, state and local laws and regulations (including, but not limited to, all
open meeting, public bidding and property acquisition laws) and all applicable judgments and court
orders;
(d)the execution, delivery and performance by Lessee of its obligations under the Lease will not
result in a breach or violation of, nor constitute a default under, any agreement, lease or other instrument
to which Lessee is a party or by which Lessee's properties may be bound or affected;
(e)there is no pending, or to the best of Lessee's knowledge threatened, litigation of any nature
which may have a material adverse effect on Lessee's ability to perform its obligations under the Lease;
and
(f) Lessee is a state, or a political subdivision thereof, as referred to in Section 103 of the Code,
and Lessee's obligation under the Lease constitutes an enforceable obligation issued on behalf of a state
or a political subdivision thereof. The obligation of the Lessee to pay Rent Payments does not constitute
an obligation for which the Lessee is obligated to levy or pledge any form of taxation or for which the
Lessee has pledged any form of taxation. The obligation of the Lessee to pay Rent Payments does not
constitute a debt or liability of the State of California or of any political subdivision thereof within the
meaning of any constitutional or statutory debt limitation or restriction.
17. TAX COVENANTS. Lessee hereby covenants and agrees that:
(a) Lessee shall comply with all of the requirements of Section 149(a) and Section 149(e) of the
Code, as the same may be amended from time to time, and such compliance shall include, but not be
limited to, keeping a complete and accurate record of any assignments of any Lease and executing and
filing Internal Revenue Form 8038G or 8038GC, as the case may be, and any other information
statements reasonably requested by Lessor;
(b) Lessee shall not do (or cause to be done)any act which will cause, or by omission of any act
allow,any Lease to be an"arbitrage bond"within the meaning of Section 148(a)of the Code or any Lease
to be a"private activity bond"within the meaning of Section 141(a)of the Code; and
(c) Lessee shall not do(or cause to be done) any act which will cause, or by omission of any act
allow, the interest portion of any Rent Payments to be or become includable in gross income for Federal
Income taxation purposes under the Code.
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(d) If Lessor either (i) receives notice, in any form, from the IRS; or (ii) reasonably determines,
based on an opinion of independent tax counsel selected by Lessor and approved by Lessee, which
approval Lessee shall not unreasonably withhold, that Lessor may not exclude the interest component of
any Rent Payment under a Tax-Exempt Lease from federal gross income because Lessee breached a
covenant contained herein, then Lessee shall pay to Lessor, within thirty(30) days after Lessor notifies
Lessee of such detennination, the amount which, with respect to Rent Payments previously paid and
taking into account all penalties, fines, interest and additions to tax (including all federal, state and local
taxes imposed on the interest component of all Rent Payments under such Tax-Exempt Lease due
through the date of such event) that are imposed on Lessor as a result of the loss of the exclusion, will
restore to Lessor the same after-tax yield on the transaction evidenced by such Tax-Exempt Lease
(assuming tax at the highest marginal corporate tax rate)that it would have realized had the exclusion not
been lost. Additionally, Lessee agrees that upon the occurrence of such an event with respect to a
Tax-Exempt Lease, it shall pay additional rent to Lessor on each succeeding Rent Payment due date in
such amount as will maintain such after-tax yield to Lessor. Lessor's determination of the amount
necessary to maintain its after-tax yield as provided in this subsection (b) shall be conclusive (absent
manifest error). Notwithstanding anything in a Tax-Exempt Lease to the contrary, any payment that
Lessee is required to make pursuant to this subsection(b) shall be made only from Legally Available
Funds.
18. ASSIGNMENT.
18.1 Lessee shall not assign, transfer, pledge, hypothecate, nor grant any Lien on, nor otherwise
dispose of,any Lease or any Equipment or any interest in any Lease or Equipment.
18.2 Lessor may assign its rights,title and interest in and to any Lease or any Equipment, and/or
may grant or assign a security interest in any Lease and its Equipment, in whole or in part,to any party at
any time. Any such assignee or lien holder(an"Assignee")shall have all of the rights of Lessor under the
applicable Lease. LESSEE AGREES NOT TO ASSERT AGAINST ANY ASSIGNEE ANY CLAIMS,
ABATEMENTS, SETOFFS, COUNTERCLAIMS, RECOUPMENT OR ANY OTHER SIMILAR
DEFENSES WHICH LESSEE MAY HAVE AGAINST LESSOR. Unless otherwise agreed by Lessee in
writing, any such assignment transaction shall not release Lessor from any of Lessor's obligations under
the applicable Lease. An assignment or reassignment of any of Lessor's right,title or interest in a Lease
or its Equipment shall be enforceable against Lessee only after Lessee receives a written notice of
assignment which discloses the name and address of each such Assignee. Lessee shall keep a
complete and accurate record of all such assignments in the form necessary to comply with Section
149(a)of the Code. Lessee agrees to acknowledge in writing any such assignments if so requested.
18.3 Each Assignee of a Lease hereby agrees that: (a) the term Secured Obligations as used in
Section 8.3 hereof is hereby amended to include and apply to all obligations of Lessee under the
Assigned Leases and to exclude the obligations of Lessee under any Non-Assigned Leases; (b) said
Assignee shall have no Lien on, nor any claim to, nor any interest of any kind in, any Non-Assigned
Leases; and (c) Assignee shall exercise its rights, benefits and remedies as the assignee of Lessor
(including, without limitation, the remedies under Section 20 of the Master Lease) solely with respect to
the Assigned Leases. "Assigned Leases" means only those Leases which have been assigned to an
Assignee pursuant to a written agreement; and "Non-Assigned Leases" means all Leases excluding the
Assigned Leases.
18.4 Subject to the foregoing, each Lease inures to the benefit of and is binding upon the heirs,
executors,administrators, successors and assigns of the parties hereto.
19. EVENTS OF DEFAULT. For each Lease, "Event of Default" means the occurrence of any one or
more of the following events as they may relate to such Lease: (a) Lessee fails to make any Rent
Payment (or any other payment) as It becomes due in accordance with the terms of the Lease, and any
such failure continues for ten (10) days after the due date thereof; (b) Lessee fails to perform or observe
any of its obligations under Sections 12.1, 14 or 18.1 hereof; (c) Lessee fails to perform or observe any
other covenant, condition or agreement to be performed or observed by it under the Lease and such
failure is not cured within thirty (30) days after receipt of written notice thereof by Lessor; (d) any
statement, representation or warranty made by Lessee in the Lease or in any writing delivered by Lessee
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pursuant thereto or in connection therewith proves at any time to have been false, misleading or
erroneous in any material respect as of the time when made; (e) Lessee applies for or consents to the
appointment of a receiver, trustee, conservator or liquidator of Lessee or of all or a substantial part of its
assets, or a petition for relief is filed by Lessee under any federal or state bankruptcy, insolvency or
similar law, or a petition in a proceeding under any federal or state bankruptcy, insolvency or similar law is
filed against Lessee and is not dismissed within sixty(60)days thereafter; or(f) Lessee shall be in default
under any other Lease or under any other financing agreement executed at any time with Lessor.
20. REMEDIES. If any Event of Default occurs, then Lessor may,at its option, exercise any one or more
of the following remedies:
(a) Lessor may require Lessee to pay (and Lessee agrees that it shall pay) all amounts then
currently due under all Leases and all remaining Rent Payments due under all Leases during the fiscal
year in effect when the default occurs together with interest on such amounts at the highest lawful rate
from the date of Lessor's demand for such payment.
(b) Lessor may require Lessee to promptly return all Equipment to Lessor in the manner set forth
in Section 21 (and Lessee agrees that it shall so return the Equipment),or Lessor may, at its option,enter
upon the premises where any Equipment is located and repossess such Equipment without demand or
notice, without any court order or other process of law and without liability for any damage occasioned by
such repossession;
(c) Lessor may sell, lease or otherwise dispose of any Equipment, in whole or in part, in one or
more public or private transactions, and if Lessor so disposes of any Equipment, then Lessor shall retain
the entire proceeds of such disposition free of any claims of Lessee, provided, that the net proceeds of
any such disposition shall be applied to amounts payable by Lessee under clause (a) above of this
Section only to the extent that such net proceeds exceed the applicable Termination Value set forth in the
applicable Schedule A-1;
(d) Lessor may terminate,cancel or rescind any Lease as to any and all Equipment;
(e) Lessor may exercise any other right, remedy or privilege which may be available to Lessor
under applicable law or, by appropriate court action at law or in equity, Lessor may enforce any of
Lessee's obligations under any Lease; and/or
(f) Lessor may require Lessee to pay(and Lessee agrees that it shall pay) all out-of-pocket costs
and expenses incurred by Lessor as a result (directly or indirectly) of the Event of Default and/or of
Lessors actions under this section, Including, without limitation, any attorney fees and expenses and any
costs related to the repossession, safekeeping, storage, repair, reconditioning or disposition of any
Equipment.
None of the above remedies is exclusive, but each is cumulative and In addition to any other remedy
available to Lessor. Lessor's exercise of one or more remedies shall not preclude its exercise of any
other remedy. No delay or failure on the part of Lessor to exercise any remedy under any Lease shall
operate as a waiver thereof, nor as an acquiescence in any default, nor shall any single or partial exercise
of any remedy preclude any other exercise thereof or the exercise of any other remedy.
21. RETURN OF EQUIPMENT. If Lessor is entitled under the provisions of any Lease, including any
termination thereof pursuant to Sections 6 or 20 of this Master Lease, to obtain possession of any
Equipment or if Lessee is obligated at any time to return any Equipment, then (a) title to the Equipment
shall vest in Lessor immediately upon Lessors notice thereof to Lessee, and (b) Lessee shall, at its sole
expense and risk, immediately de-install, disassemble, pack, crate, insure and return the Equipment to
Lessor (all in accordance with applicable industry standards) at any location in the continental United
States selected by Lessor. Such Equipment shall be in the same condition as when received by Lessee
(reasonable wear, tear and depreciation resulting from normal and proper use excepted), shall be in good
operating order and maintenance as required by the applicable Lease, shall be free and clear of any
Liens(except Lessor's Lien)and shall comply with all applicable laws and regulations. Until Equipment is
returned as required above, all terms of the applicable Lease shall remain in full force and effect
including, without limitation, obligations to pay Rent Payments and to insure the Equipment. Lessee
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agrees to execute and deliver to Lessor all documents reasonably requested by Lessor to evidence the
transfer of legal and beneficial title to such Equipment to Lessor and to evidence the termination of
Lessee's interest in such Equipment.
22. LAW GOVERNING. Each Lease shall be governed by the laws of the state of the lessee(The
"State").
23. NOTICES. All notices to be given under any Lease shall be made in writing and either personally
delivered or mailed by certified mail to the other party at its address set forth herein or at such address as
the party may provide in writing from time to time. Any such notices shall be deemed to have been
received five (5) days subsequent to mailing if sent by regular or certified mail, or on the next business
day if sent by overnight courier,or on the day of delivery if delivered personally.
24. FINANCIAL INFORMATION; INDEMNITY; POWER OF ATTORNEY. Within thirty (30) days of their
completion in each fiscal year of Lessee during any Lease Tenn, Lessee will deliver to Lessor upon
Lessor's request the publicly available annual financial information of Lessee. To the extent permitted by
law, Lessee shall indemnify, hold harmless and, if Lessor requests, defend Lessor and its shareholders,
affiliates, employees, dealers and agents against all Claims directly or indirectly arising out of or
connected with (a) the manufacture, installation, use, lease, possession or delivery of the Equipment, (b)
any defects in the Equipment,any wrongful act or omission of Lessee,or its employees and agents, or(c)
any claims of alleged breach by Lessee of this Master Lease or any related document. "Claims" means
all losses, liabilities, damages, penalties, expenses (including attorney's fees and costs), claims, actions
and suits, whether in contract, tort or otherwise. Lessee hereby appoints Lessor its true and lawful
attomey-in-fact (with full power of substitution) to prepare any instrument, certificate of title or financing
statement covering the Equipment or otherwise protecting Lessor's interest in the Equipment, to sign
Lessee's name with the same force and effect as if signed by Lessee, and to file same at the proper
locatlon(s); and make claims for, receive payment of, and execute and endorse all documents, checks or
drafts for loss, theft,damage or destruction to the Equipment under any insurance.
25. ANTI-MONEY LAUNDERING/INTERNATIONAL TRADE LAW COMPLIANCE.
Lessee represents and warrants to Lessor, as of the date of this Master Lease, the date of each
advance of proceeds pursuant to this Master Lease, the date of any renewal, extension or modification of
this Master Lease or any Lease, and at all times until this Master Lease and each Lease has been
terminated and all amounts thereunder have been indefeasibly paid in full, that: (a) no Covered Entity (i)
is a Sanctioned Person; (ii) has any of its assets in a Sanctioned Country or in the possession,custody or
control of a Sanctioned Person; or (III) does business in or With, or derives any of its operating Income
from investments in or transactions with, any Sanctioned Country or Sanctioned Person in violation of any
law, regulation, order or directive enforced by any Compliance Authority; (b) the proceeds of any Lease
will not be used to fund any operations in,finance any investments or activities in,or, make any payments
to, a Sanctioned Country or Sanctioned Person in violation of any law, regulation, order or directive
enforced by any Compliance Authority; (c) the funds used to repay any Lease are not derived from any
unlawful activity; and (d) each Covered Entity is in compliance with, and no Covered Entity engages in
any dealings or transactions prohibited by, any laws of the United States, including but not limited to any
Anti-Terrorism Laws. Lessee covenants and agrees that it shall immediately notify Lessor in writing upon
the occurrence of a Reportable Compliance Event.
As used herein: "Anti-Terrorism Laws" means any laws relating to terrorism, trade sanctions
programs and embargoes, import/export licensing, money laundering, or bribery, all as amended,
supplemented or replaced from time to time; "Compliance Authority" means each and all of the (a) U.S.
Treasury Department/Office of Foreign Assets Control, (b) U.S. Treasury Department/Financlal Crimes
Enforcement Network, (c) U.S. State Department/Directorate of Defense Trade Controls, (d) U.S.
Commerce Department/Bureau of Industry and Security, (e) U.S. Internal Revenue Service, (f) U.S.
Justice Department, and (g)U.S. Securities and Exchange Commission; "Covered Entity"means Lessee,
its affiliates and subsidiaries, all guarantors, pledgors of collateral, all owners of the foregoing, and all
brokers or other agents of Lessee acting in any capacity in connection with this Master Lease or any
Lease; "Reportable Compliance Event"means that any Covered Entity becomes a Sanctioned Person, or
Is indicted, arraigned, investigated or custodially detained, or receives an inquiry from regulatory or law
enforcement officials, in connection with any Anti-Terrorism Law or any predicate crime to any Anti-
Terrorism Law, or self-discovers facts or circumstances implicating any aspect of its operations with the
-9 -
E05
actual or possible violation of any Anti-Terrorism Law, "Sanctioned Country" means a country subject to a
sanctions program maintained by any Compliance Authority; and "Sanctioned Person" means any
individual person, group, regime, entity or thing listed or otherwise recognized as a specially designated,
prohibited, sanctioned or debarred person or entity, or subject to any limitations or prohibitions(including
but not limited to the blacking of property or rejection of transactions), under any order or directive of any
Compliance Authority or otherwise subject to, or specially designated under, any sanctions program
maintained by any Compliance Authority.
26. USA PATRIOT ACT NOTICE.
To help the government fight the funding of terrorism and money laundering activities, Federal law requires
all financial institutions to obtain, verify and record information that identifies each lessee that opens an
account. What this means: when Lessee opens an account, Lessor will ask for the business name,
business address, taxpayer identifying number and other information that will allow Lessor to identify
Lessee, such as organizational documents. For some businesses and organizations, Lessor may also need
to ask for Identifying information and documentation relating to certain individuals associated with the
business or organization.
27. SECTION HEADINGS. All section headings contained herein or in any Schedule are for convenience
of reference only and do not define or limit the scope of any provision of any Lease.
28. EXECUTION IN COUNTERPARTS. Each Schedule to this Master Lease may be executed in
several counterparts, each of which shall be deemed an original, but all of which shall be deemed one
instrument. Only one counterpart of each Schedule shall be marked "Lessor's Original" and all other
counterparts shall be deemed duplicates. An assignment of or security interest in any Schedule may be
created through transfer and possession only of the counterpart marked"Lessor's Original."
29. ENTIRE AGREEMENT;WRITTEN AMENDMENTS. Each Lease, together with the exhibits attached
thereto and made a part hereof and other attachments thereto, and other documents or instruments
executed by Lessee and Lessor in connection therewith, constitute the entire agreement between the
parties with respect to the lease of the Equipment covered thereby, and such Lease shall not be modified,
amended, altered, or changed except with the written consent of Lessee and Lessor. Any provision of
any Lease found to be prohibited by law shall be ineffective to the extent of such prohibition without
invalidating the remainder of the Lease.
30. HEAVY-DUTY VEHICLE GREENHOUSE GAS EMISSION REDUCTION REGULATION.
(a) If the equipment leased pursuant to the Lease is a tractor, the Lessee of this heavy-duty
tractor understands that when using a heavy-duty tractor to pull a 53-foot or longer box-type trailer on a
highway within California, the heavy-duty tractor must be compliant with sections 95300-95312. title 17,
California Code of Reaulations, and that it is the responsibility of the Lessee to ensure this heavy-duty
tractor is compliant. The regulations may require this heavy-duty tractor to have low-rolling-resistance
tires that are U.S. Environmental Protection Agency(U.S. EPA) SmartWay Verified Technologies prior to
current or future use in California, or may enfirely prohibit use of this tractor in California if it is a model
year 2011 or later tractor and is not a U.S. EPA SmartWay Certified Tractor.
(b) If the equipment leased pursuant to the Lease is a trailer, the Lessee of this box-type trailer
understands that when using a heavy-duty tractor to pull a 53-foot or longer box-type trailer on a highway
Within California, the box-type trailer must be compliant with sections 95300-95312, title 17, California
Code of Regulations, and that it is the responsibility of the Lessee to ensure this box-type trailer is
compliant. The regulations may require this trailer to have low-rolling-resistance fires and aerodynamic
technologies that are U.S. Environmental Protection Agency SmartWay Verified Technologies prior to
current or future use in California.
(c) Notwithstanding anything in the Lease to the contrary,the Lease does not prohibit the Lessee
from modifying the trailer, at Lessee's cost,to be compliant with the requirements of the California Heavy-
Duty Vehicle Greenhouse Gas Emission Reduction Regulation.
31. IMPORTANT INFORMATION ABOUT PHONE CALLS. By providing telephone number(s) to
Lessor, now or at any later time, Lessee authorizes Lessor and its affiliates and designees to contact
- 10-
E05
Lessee regarding Lessee account(s) with Lessor or its affiliates, whether such accounts are Lessee
individual accounts or business accounts for which Lessee is a contact, at such numbers using any
means, including but not limited to placing calls using an automated dialing system to cell, VolP or other
wireless phone number, or leaving prerecorded messages or sending text messages, ever if charges
may be incurred for the calls or text messages. Lessee consents that any phone call with Lessor may be
monitored or recorded by Lessor.
City
of Palm Springs PNC Equipment Finance, LLC ("Lessor")
y:' �� _ By:
Title: City Manager Title
3200 E.Tahquitz Canyon Way 155 East Broad Street, 84-8230-05-7
Palm Springs, CA 92262 Columbus, OH 43215
APPR AS T,,O^^FORM
ATTORNEY
DAIrz
ATTEST:
ty Clerk
APPROVED BY CITY COUNCIL
ti 21• �� �h a�otk A6q�
E28
LEASE SCHEDULE NO. 200825000
Dated As Of October 14, 2016
This Lease Schedule (this "Schedule") is attached and made a part of the Master Lease-Purchase
Agreement referenced below, together with all exhibits, schedules, addenda, and other attachments thereto,
executed by Lessee and Lessor (the"Lease"). Unless otherwise defined herein, capitalized terms will have the
same meaning ascribed to them in the Master Lease. All terms and conditions of the Master Lease are
incorporated herein by reference. To the extent that there is any conflict between the terms of the Lease and
this Schedule, the terms of this Schedule shall control.
Master Lease-Purchase Agreement dated October 14, 2016
1. EQUIPMENT DESCRIPTION. As used in the Lease, "Equipment" means all of the property described in
Schedule A-1 attached to this Schedule and all attachments, additions, accessions, parts, repairs,
improvements, replacements and substitutions thereto.
2. RENTAL PAYMENTS; LEASE TERM. The Rental Payments to be paid by the Lessee to Lessor, the
commencement date thereof and the lease term of this Lease Schedule are set forth on the Schedule A-1
attached to this Lease Schedule.
3. ESSENTIAL USE; CURRENT INTENT OF LESSEE. Lessee represents that the use of the Equipment is
essential to Lessee's proper, efficient and economic functioning or to the services that Lessee provides to its
citizens and the Equipment will be used by Lessee only for the purpose of performing its governmental or
proprietary functions consistent with the permissible scope of its authority. Lessee currently intends for the
full Lease Term: to use the Equipment; to continue this Lease; and (if applicable) to make Rent Payments if
funds are appropriated in each fiscal year by its governing body.
4. ACCEPTANCE OF EQUIPMENT. AS BETWEEN LESSEE AND LESSOR, LESSEE AGREES THAT (A)
LESSEE HAS RECEIVED AND INSPECTED ALL EQUIPMENT; (B) ALL EQUIPMENT IS IN GOOD
WORKING ORDER AND COMPLIES WITH ALL PURCHASE ORDERS, CONTRACTS AND
SPECIFICATIONS; (C) LESSEE ACCEPTS ALL EQUIPMENT FOR PURPOSES OF THE LEASE "AS-IS,
WHERE IS"; AND (D) LESSEE WAIVES ANY RIGHT TO REVOKE SUCH ACCEPTANCE.
5. BANK QUALIFIED. LESSEE CERTIFIES THAT IT HAS DESIGNATED THIS LEASE AS A QUALIFIED
TAX-EXEMPT OBLIGATION IN ACCORDANCE WITH SECTION 265(b)(3) OF THE CODE, THAT IT HAS
NOT DESIGNATED MORE THAN $10,000,000 OF ITS OBLIGATIONS AS QUALIFIED TAX-EXEMPT
OBLIGATIONS IN ACCORDANCE WITH SUCH SECTION FOR THE CURRENT CALENDAR YEAR AND
THAT IT REASONABLY ANTICIPATES THAT THE TOTAL AMOUNT OF TAX-EXEMPT OBLIGATIONS
TO BE ISSUED BY LESSEE DURING THE CURRENT CALENDAR YEAR WILL NOT EXCEED
$10,000,000.
6. RE-AFFIRMATION OF THE MASTER LEASE-PURCHASE AGREEMENT. Lessee hereby re-affirms all of
its representations, warranties and obligations under the Master Lease Purchase Agreement (including,
without limitation, its obligation to pay all Rental Payments, its disclaimers in Section 7 thereof and its
representations in Section 6.1 and 16 thereof).
City of Palm Springs PNC Equipment Finance, LLC ("Lessor')
ee"
ey: By.
Title: City Manager Title:
APP AS TO
APPROVED BY CITY COUNCIL ATTEST.
ITYATTORNEY
DA /_0-_& lb 'ity Clerk
E28
Schedule A-1
1. EQUIPMENT LOCATION & DESCRIPTION:
City of Palm Springs
300 N. El Cielo Road
Palm Springs, CA 92262
Riverside County
2017 Pierce Quantum 105'Aerial Vin#
2017 Pierce Quantum Pumper VIN#
2017 Pierce Quantum Pumper VIN#
2017 Pierce Quantum Pumper VIN#
2. LEASE PAYMENT SCHEDULE.
(a) Accrual Date: October 14, 2016
(b) Amount Financed:
i. Equipment Purchase Price $3,100,557.00
Performance Bond $9,301.67
Tire Fee $42.00
Sales Tax $269.280.36
ii. Purchase Price Deduction $0.00
Prepay Discounts $108,553.00
Trade In $0.00
iii Total Amount Financed(Cash Sale Price minus $3,270,628.03
Purchase Price Deductions)
E28
(c) Payment Schedule:
Accrual Date: October 14, 2016
Rent Payment Rent Payment Rent Payment Interest Termination
Number Date Amount Portion Principal Portion Value
1 10/14/2017 266,538.69 85,764.57 180,774.12 3,182,549.53
2 10/14/2018 266,538.69 81,024.19 185,514.50 2,991,469.59
3 10/14/2019 266,538.69 76,159.51 190,379.18 2,795,379.04
4 10/14/2020 266,538.69 71,167.26 195,371.43 2,594,146.46
5 10/14/2021 266,538.69 66,044.10 200,494.59 2,387,637.04
6 10/14/2022 266,538,69 60,786.60 205,752.09 2,175,712.38
7 10/14/2023 266,538.69 55,391.23 211,147.46 1,958,230.50
8 10/14/2024 266,538.69 49,854.38 216,684.31 1,735,045.66
9 10/14/2025 266,538.69 44,172.34 222,366.35 1,506,008.32
10 10/14/2026 266,538.69 38,341.31 228,197.38 1,270,965.02
11 10/14/2027 266,538.69 32,357.36 234,181.33 1,029,758.25
12 10/14/2028 266,538.69 26,216.51 240,322.18 782,226.40
13 10/14/2029 266,538.69 19,914.62 246,624.07 528,203,61
14 10/14/2030 266,538.69 13,447.48 253,091.21 267,519.66
15 10/14/2031 266,538.69 6,810.86 259,727.83 1.00
City of Palm Springs PNC Equipment Finance, LLC
("Lessee" ("Lessor")
By: By:
Title: City Manager Title:
APPROVED BY CITY COUNCIL APP O AS TO FORM
ITY ATTORNEY ATTEST:
DATE
City Clerk
F2R
VEHICLE SCHEDULE ADDENDUM
Dated As Of October 14, 2016
Lease Schedule No.200825000 Dated October 14, 2016
Lessee: City of Palm Springs
Reference is made to the above Lease Schedule ("Schedule") to the Master Lease-Purchase
Agreement identified in the Lease Schedule ("Master Lease") by and between PNC Equipment Finance,
LLC ("Lessor") and the above Lessee ("Lessee"). This Addendum amends and modifies the terms and
conditions of the Schedule and is hereby made a part of the Schedule. Unless otherwise defined herein,
capitalized terms defined in the Master Lease shall have the same meaning when used herein.
NOW THEREFORE, as part of the valuable consideration to induce the execution of the
Schedule, Lessor and Lessee hereby agree to amend the Schedule as follows:
1. In the event that any unit of Equipment covered by the Schedule is a vehicle or trailer under
applicable State law, then the following provisions shall also apply to the Schedule to the extent permitted
by law,
(a) each manufacturer's statement of origin and certificate of title shall state that Lessor has the
first and sole lien on or security interest in such unit of Equipment,
(b)the public liability and property damage insurance required by the terms of the paragraph titled
"Insurance in the Master Lease shall be in an amount not less than $1,000,000.00 per person insured and
$2,000,000.00 combined single limit per unit per occurrence (provided, that if the unit of Equipment is a
bus or other passenger vehicle, then such insurance amount shall be such larger amount as may be
reasonably required by Lessor)and $1,000,000.00 for damage to property of others;
(c) Lessee shall furnish and permit only duly licensed, trained, safe and qualified drivers to
operate any such unit of Equipment, and such drivers shall be agents of Lessee and shall not be agents
of Lessor; and
(d) Lessee shall cause each such unit of Equipment to be duly registered and licensed as
required by applicable State law with Lessor noted as lien holder and Lessee as owner.
2. Except as expressly amended by this Addendum and other modifications signed by Lessor,
the Schedule remains unchanged and in full force and effect.
IN WITNESS WHEREOF, the parties hereto have executed this Addendum as of the date first referenced
above.
City of Palm Springs PNC Equipment Finance, LLC
Less ("Lessor")
P By.
Title: City Manager Title:
APPROVED By CITY COUNCIL
a 6 o
AP AS TO FORM
ATTEST:
TY ATTORNEY
Q Clerk
DATE -)"6 ,�
I01
INSURANCE COVERAGE DISCLOSURE
PNC Equipment Finance, LLC L. ESSOR
City of Palm Springs, LESSEE
RE: INSURANCE COVERAGE REQUIREMENTS
1. In accordance with the Lease Schedule ('Schedule") to the Master Lease-Purchase Agreement
identified in the Lease Schedule('Master Lease"), Lessee certifies that it has instructed the insurance
agent named below(please fill in name,address, and telephone number):
Keenan &Associates
4204 Riverwalk Parkway Suite 400
Riverside,CA 92505 951-715-0190
to issue: (check to indicate coverage)
X a.All Risk Physical Damage Insurance on the leased Equipment evidenced by a Certificate of Insurance
and Long Form Loss Payable Clause naming PNC Equipment Finance, LLC and/or its assigns as Lender
Loss Payee.
Coverage Required:Termination Value Specified
X b. Public Liability Insurance evidenced by a Certificate of Insurance naming PNC Equipment Finance,
LLC and/or its assigns as an Additional Insured.
Minimum Coverage Required:
$1.000,000.00 per person
$2.000,000.00 aggregate bodily injury liability
$1,000,000,00 property damage liability
Proof of insurance coverage will be provided to PNC Equipment Finance, LLC,Attn: Insurance Dept,995
Dalton Ave.,Cincinnati, OH 45203, prior to the time that the property is delivered to Lessee.
OR
2. Pursuant to the Master Lease, Lessee represents and warrants, in addition to other matters under the
Agreement,that it is lawfully self-insured for: (check to indicate coverage)
a.All risk, physical damage in the amount specked in 1(a)above.
b. Public liability for not less than the amounts specified in 1(b)above.
Lessee has attached a signed letter describing self-insurance.
LESSEE: City
yo�off/Palm Springs
�/
By: 6'""T Title: Finance Director
101
INSURANCE INFORMATION
Please provide the following information to your insurance company to help
expedite receipt of the necessary coverage:
ITEMS WHICH NEED TO BE REFLECTED ON INSURANCE CERTIFICATE:
• PNC Equipment Finance, LLC must be named Lender Loss Payee and
Additional Insured
• 30 Days Notice of Cancellation
• Not Less than $2,000,000.00 limits on liability
• Certificate must reflect a short equipment description
• Certificate must reflect an expiration date
Certificate Holder Information:
PNC Equipment Finance, LLC, its successors and/or all assigns
Attn: Insurance Dept
995 Dalton Ave.
Cincinnati, OH 45203
Please send a FAX copy of certificate to at 1-800-678-0602.
The original should be mailed to the same at:
PNC Equipment Finance, LLC
Attn: Insurance Dept
995 Dalton Ave.
Cincinnati, OH 46203
Please call Cheryl Kennedy at 1-800-820-9041, ext. 4, if you have any questions.
101
THREE PARTY AGREEMENT
Dated as of October 14,2016
"Lessee"means City of Palm Springs
"Schedule"means Lease Schedule No. 200825000 Dated October 14 2016, together with its Schedule A-1.
Reference is made to the Lease Schedule ("Schedule") and to the Master Lease-Purchase Agreement ("Master
Lease") identified in said Lease Schedule, described above between PNC Equipment Finance, LLC ("Lessor") and the
Lessee identified above which relates to Equipment described in Schedule A-1 to the Lease Schedule attached therein
("Equipment") to be supplied by Pierce Manufacturing Inc. ("Supplier"). For good and valuable consideration, receipt of
which is hereby acknowledged, Lessee, Lessor and Supplier hereby agree as follows:
1. Notwithstanding anything to the contrary in the Lease Schedule, Lessee hereby notifies Lessor that the Equipment has
not yet been delivered to Lessee and the Equipment has not yet been accepted by Lessee for purposes of the Lease
Schedule. Lessee agrees to execute and deliver to Lessor a Delivery and Acceptance Certificate in the form attached hereto
as Exhibit A upon the circumstances set forth in said Certificate.
2. All parties hereto agree that the Purchase Price of the Equipment shall be as set forth below if said Purchase Price is
paid on or before the Advance Payment Date set forth below:
Purchase Price: $3,100,557.00
Performance Bond: $9,301.67
Sales Tax: $269,280.36
Fire Fee: $42.00
Vendor Discounts: $108,553.00
Advance Payment Date: October 14, 2016
3. Upon execution of the Lease Schedule and delivery of all documents relating thereto required by Lessor, Lessee agrees
that it shall pay the Lessee Down Payment stated below and Lessor agrees that it shall pay the balance of the Purchase
Price (the "Amount Financed") stated below. Lessee agrees that the Lease Term and Lessee's obligation to pay Rent
Payments shall commence on the date set forth in the Lease Schedule notwithstanding the delivery of the Equipment at a
later date.
Lessee Down Payment: $0.00
Trade In: $0.00
Amount Financed: $3,270,628.03
4. (a)Supplier anticipates that it shall deliver the Equipment to Lessee by the Anticipated Delivery Date set forth below.
Anticipated Delivery Date: June 14,2017
(b)Supplier hereby agrees that it shall deliver the Equipment to Lessee no later than the Outside Delivery Date set forth
below and that such Equipment shall comply with all specifications and requirements of Lessee and with the terms and
conditions of any purchase order/purchase agreement relating thereto.
Outside Delivery Date: August 14,2017
5. If for any reason whatsoever Supplier fails to comply with its agreements set forth in subparagraph 4(b) of this
Agreement by the Outside Delivery Date for any piece of Equipment (the "Delayed Equipment"), and the Lessee has not
agreed to revise the Outside Delivery Date with respect to such Delayed Equipment, then Supplier hereby agrees as follows
only for the Delayed Equipment:
101
(a) On the first business day after the Outside Delivery Date, Supplier shall pay to Lessee the Lessee Down Payment for
the Delayed Equipment plus interest at the Prime Rate plus one percent(1%)per annum from the Advance Payment
Date to the date of such payment,
(b) On the first business day after the Outside Delivery Date, Supplier shall pay to Lessor for the Delayed Equipment the
Amount Financed plus interest at the Prime Rate plus one percent(1%)per annum from the Advance Payment Date
to the date of such payment: and
(c) "Prime Rate"means the prime rate of interest as published from time to time in the Wall Street Journal.
If there is more than one piece of Equipment subject to the Lease, and some of the Equipment is delivered in accordance
with subparagraph 4(b) of this Agreement, the payments owed pursuant to the Lease shall be modified to reflect only the
obligations due on the Equipment that was delivered pursuant to subparagraph 4(b) of this Agreement. The new payment
obligation will be determined based on the amount financed for the Equipment delivered to the Lessee, and based on the
interest rate in effect as of the date of Lease commencement.
6. If Supplier makes the payments described in paragraph 5 above for the Delayed Equipment under the circumstances set
forth above and if Lessee has otherwise paid and performed its obligations under the Lease Schedule as of such payment
date for the Delayed Equipment, then Lessee and Lessor agree that the Lease Schedule shall terminate as of the date of
such payments by Supplier as to the Delayed Equipment only. Lessee's obligations shall continue unabated for the
Equipment that was delivered pursuant to subparagraph 4(b) of this Agreement.
7. Supplier agrees that a Performance Bond will be issued which names the Supplier as Principal, the Lessee as Obligee
and the Lessor as Additional Obligee. This Performance Bond will apply solely to the terms and conditions of the purchase
order/purchase agreement, including related equipment specifications and warranties, as issued by the lessee and accepted
by the Supplier. The"Contract Date" referred to in the Performance Bond shall be the date of the Three Party Agreement.
Except as expressly set forth herein, the Lease Schedule and the terms and conditions of the purchase order/purchase
agreement for the equipment remain unchanged and in full force and effect.
8. Except as expressly set forth herein, the Lease Schedule and terms and conditions of the purchase order/purchase
agreement for the Equipment remain unchanged and in full force and effect.
IN WITNESS WHEREOF, the duly authorized officers of the parties set forth below hereby execute and deliver this
Agreement as of the date first written above.
City of Palm Sorings PNC Equipment Finance, LLC
("Lessee") ("Lessor)
y: By:
Title: City Manager Title:
Pierce Manufacturing Inc.
("Supplier")
By:
Title:
APPROVED BY CITY COUNCIL
h.r g fit) a La!6
App OV AS TO FORfiA
ATTEST-
�00Y ArrORNEY
ity Clerk
DA'� /D-l�i•�lb
CO3
THREE PARTY AGREEMENT
Dated as of October 7. 2016
"Lessee" means City of Palm Springs
"Schedule" means Lease Schedule No. 200825000 Dated October 7. 2016, together with its Schedule A-1.
Reference is made to the Lease Schedule ("Schedule") and to the Master Lease-Purchase
Agreement ("Master Lease") identified in said Lease Schedule, described above between PNC Equipment
Finance, LLC ("Lessor") and the Lessee identified above which relates to Equipment described in Schedule
A-1 to the Lease Schedule attached therein ("Equipment") to be supplied by Pierce Manufacturing Inc.
("Supplier"). For good and valuable consideration, receipt of which is hereby acknowledged, Lessee, Lessor
and Supplier hereby agree as follows:
1. Notwithstanding anything to the contrary in the Lease Schedule, Lessee hereby notifies Lessor that the
Equipment has not yet been delivered to Lessee and the Equipment has not yet been accepted by Lessee
for purposes of the Lease Schedule. Lessee agrees to execute and deliver to Lessor a Delivery and
Acceptance Certificate in the form attached hereto as Exhibit A upon the circumstances set forth in said
Certificate.
2. All parties hereto agree that the Purchase Price of the Equipment shall be as set forth below if said
Purchase Price is paid on or before the Advance Payment Date set forth below:
Purchase Price: $3,100,557.00
Performance Bond: $9,301.67
Sales Tax: $269,280.36
Tire Fee: $42.00
Vendor Discounts: $108,553.00
Advance Payment Date: October 10, 2016
3. Upon execution of the Lease Schedule and delivery of all documents relating thereto required by Lessor,
Lessee agrees that it shall pay the Lessee Down Payment stated below and Lessor agrees that it shall pay
the balance of the Purchase Price (the "Amount Financed") stated below. Lessee agrees that the Lease
Term and Lessee's obligation to pay Rent Payments shall commence on the date set forth in the Lease
Schedule notwithstanding the delivery of the Equipment at a later date.
Lessee Down Payment: $0.00
Trade In: $0.00
Amount Financed: $3,270,628.03
4. (a) Supplier anticipates that it shall deliver the Equipment to Lessee by the Anticipated Delivery Date
set forth below.
Anticipated Delivery Date: June 10, 2017
(b) Supplier hereby agrees that it shall deliver the Equipment to Lessee no later than the Outside
Delivery Date set forth below and that such Equipment shall comply with all specifications and
requirements of Lessee and with the terms and conditions of any purchase order/purchase agreement
relating thereto.
Outside Delivery Date: August 10, 2017
Oct, 11. 2016 3: 17PM PNC Bank No. 697511 P. 5
(a) On the first business day after ths Outside Delivery Date, Supplier shall pay to Lessee the Lessee Down Payment for
the Delayed Equipment plus interest at the Prime Rate plus one percent(1%) per annum from the Advance Payment
Date to the date of such payment
(b) On the first business day after the Outside Delivery Date, Supplier shall pay to Lessor for the Delayed Equipment the
Amount Financed plus interest at the Prime Rate plus one percent(1%) per annum from the Advance Payment Date
to the date of such payment and
(c) "Prime Rats'means the prime rate of interest as published from time to time in the Wall Street Journal,
If there is more than one pleoe of Equipment subject to the Lease, and some of the Equipment is delivered in accordancs
with subparagraph 4(b) of this Agreement, fhe payments owed pursuant to the Lease shall be modified to reflect only the
obligations due on the Equipment that was delivered pursuant to subparagraph 4(b) of this Agreement The new payment
obligation will be determined based on the amount financed for the Equipment delivered to the Lessee, and based on the
interest rate in affect as of the date of Lease commencement
6. if Supplier makes the payments described in paragraph b above for the Delayed Equipment under the circumstances set
forth above and if Lessee has otherwise paid and performed its obligations under the Lease Schedule as of such payment
data for the Delayed Equipment, then Lessee and Lessor agree that the Lease Schedule shall terminate as of the date of
such payments by Supplier as to the Delayed Equipment only. Lessee's obligations shall continue unabated for the
Equipment that was delivered pursuant to subparagraph 4(b) of this Agreement
7. Supplier agrees that a Performance Bond will be issued which names the Supplier as Principal, the Lessee as Obligee
and the Lessor as Additional Obligee. This Performance Bond will apply solely to the terns and conditions of the purchase
order/purchase agreement, including related equipment specifications and warranties,as issued by the lessee and accepted
by the Supplier, The "Contract Date' referred to in the Performance Bond shall be the date of the Three Party Agreement
Except as expressly set forth herein, the Lease Schedule and the terms and conditions of the purchase order/purchase
agreement for the equipment remain unchanged and in full force and effect
B. Except as expressly set forth herein, the Lease Schedule and terms and conditions of the purchase order/purchase
agreement for the Equipment remain unchanged and in full force and effect
IN WITNESS WHEREOF, the duty authorized officers of the parties set forth below hereby execute and deliver this
Agreement as of the date first written above.
City of Palm Springs PNC Equipment Rnance, LLC
(°Lessee") ("Lessor )
By: By:
Title. Tide: Bdan Bradshaw
Pierce Manufacturing Inc. mmercW Transaction
puppfiee) ('I CoofdhVID1'
By: ✓+„� a ulh�
Title: Is"
iot
Exhibit A
DELIVERY&ACCEPTANCE CERTIFICATE
Lease Schedule No.200825000
Reference is made to the above Lease Schedule ("Schedule"), which has been executed and delivered by the
undersigned Lessee("Lessee")and PNC Equipment Finance, LLC ("Lessor°). This Certificate amends and supplements the
terms and conditions of the Lease Schedule and is hereby made a part of the Lease Schedule. Unless otherwise defined
herein, capitalized terms defined in the Master Lease-Purchase Agreement and the Lease Schedule shall have the same
meaning when used herein; provided, that"Equipment'shall mean the Equipment described in the Schedule A-1 and in any
attachment or exhibit to this Certificate.
Notwithstanding anything to the contrary, expressed or implied, in the Lease Schedule or its Schedule A-1, Lessee
agrees as follows:
1. ACCEPTANCE OF EQUIPMENT. As of the Acceptance Date stated below and as between Lessee and Lessor, Lessee
hereby agrees that: (a) Lessee has received and inspected all Equipment; (b) all Equipment is in good working order and
complies with all purchase orders, contracts and specifications; (c) Lessee accepts all Equipment for purposes of the
Lease"as-is, where-is"; and(d)Lessee waives any right to revoke such acceptance.
ACCEPTANCE DATE:
2. RENT PAYMENTS. Lessee hereby agrees that Lessee will pay the Rent Payments for the Equipment in the amounts
and on the dates specified in Schedule A-1 to the Lease Schedule.
City of Palm Springs
("Lessee")
By:
Title:
lot
PNC Equipment Finance,LLC
INFORMATION REQUEST
LESSEE NAME:City of Palm Sorinas
FEDERAL TAX I.D.# 95-6000757
BILLING ADDRESS:
Geoffry Kiehl
Billing Contact
3200 E Tahquitz Canyon Way
Street Address or Post Office Box
Palm Springs, CA 92262
City, State and Zip
760-323-8221 760-322-8320
Phone Number Fax Number
Geoffrey.Kiehl@palmsprings-ca.gov
Email Address
PHYSICAL ADDRESS(IF DIFFERENT):
Street Address or Post Office Box
City, State and Zip
Require Board Approval for Payments? X Yes No
Board Meeting Date? 1st and 3rd Wednesday each Month
Require signed vouchers for payments? Yes X No
We typically mail our invoices 30 days in advance. Taking into account a 7-day mail period, do you foresee any problem that
would prevent the payment from being received on or before the due date?
Yes x No
Please list any special instructions below:
Form 8038-6 Information Return for Tax-Exempt Governmental Obligations
(Rev.September 2011) ►Under Internal Revenue Code section 149(e) OMB No.1545-0720
►See separate instructions.
Department of the Treasury jjWnujCaution:IF the Issue price Is under$100,000,use Form 8038-GC.
In[emd Revenue Service
Repo riling Authority If Amended Return,check here ► ❑
1 Issuer's name 2 Issuer's employer identification number(EIM
City of Palm Springs 95-6000757
33 Name of person(other than issuer)with whom the IRS may cammuNcate about this reborn(see Insbuctipns) 3b Telephone number of other person shown on 3a
4 Number and street(or P.O.box it mail Is not delivered to meet address) Room/suite 5 Report number(For IRS Use Only)
320 E.Tah uitz Canyon Way 3 if ,N
6 City,town,or post office,state,and ZIP code 7 Date of fame
Palm Springs,CA 92262 10114/2016
8 Name of issue 9 CUSIP number
Lease k 200825000
108 Name and flee of officer or other employee of the Issuer whom the IRS may call for more information(see 10e Telephone number of officer or other
instructions) employee shown on 10a
Geoffrey Kiehl 760 323 8221
Type of Issue(enter the issue price).See the instructions and attach schedule.
11 Education . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 11
12 Health and hospital . . . . . . . . . . . . . . . . . . . . . . . . . . 12
13 Transportation . . . . . . . . . . . . . . . . . . . . . . . . . . . . 13
14 Public safety . . . . . . . . . . . . . . . . . . . . . . . . . . . . 14 3,270,628 03
15 Environment(including sewage bonds) . . . . . . . . . . . . . . . . . . . . 15
16 Housing . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 16
17 Utilities . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 17
18 Other.Describe ► 18
19 If obligations are TANS or RAINS,check only box 19a . . . . . . . . . . . . . ► ❑ Eli
ff obligations are BANS,check only box 19b . . . . . . . . . . . . . . . t
20 ff obligations are In the form of a lease or Installment sale,check box . . = :P
Description of Obligations.Complete for the entire issue for which this form is being filed.
(a)Final maturity date (b)Issue Pry (c)Stated redemption (d)Weighted
price at maturity average maturity le)Yieltl
21 10114/2031 3,270,628.03 3,270,628.03 15 ears 2.622 %
Uses of Proceeds of Bond Issue(including underwriters' discount)
22 Proceeds used for accrued interest . . . . . . . . . . . . . . . . . . . . . 22
23 Issue price of entire issue(enter amount from line 21,column(b)) . . . . 23 3.270,628 03
24 Proceeds used for bond issuance costs(including underwriters'discount). . 24
25 Proceeds used for credit enhancement . . . . . . . . . . . . 25
26 Proceeds allocated to reasonably required reserve or replacement fund 26
27 Proceeds used to currently refund prior issues . . . . . . . . . 27
28 Proceeds used to advance refund prior Issues . . . . . . . . . 28
29 Total(add lines 24 through 28) . . . . . . . . . . . . . . . . . . . . . . . 29
30 Nonrefunding proceeds of the Issue(subtract line 29 from line 23 and enter amount here) . 30 3,270,629 03
-Description of Refunded Bonds.Complete this part only for refunding bonds.
31 Enter the remaining weighted average maturity of the bonds to be currently refunded . . . . ► years
32 Enter the remaining weighted average maturity of the bonds to be advance refunded . . . . ► years
33 Enter the last date on which the refunded bonds Will be called(MM/DD/YYYY) . . . . . . ►
34 Enter the dates)the refunded bonds were issued►(mmmOmyY)
For Paperwork Reduction Act Notice,see separate instructions. Cal.No.63773E Form 8038-G(Rev.9-2011)
Form W38-G(Rev.9-2011) Paget
Miscellaneous
35 Enter the amount of the state volume cap alktcated to the Issue under section 141(b)(5) . . . . 35
36a Enter the amount of gross proceeds invested or to be Invested in a guaranteed investment contract
'(GIC)(see instructions) . . . . . . . . . . . . . . . . . . . . . . . . . Wit
b Enter the final maturity date of the GIC► p x°i
c Enter the name of the GIC provider► '-~L.A')
37 Pooled financings: Enter the amount of the proceeds of this issue that are to be used to make loans
to other governmental units . . . . . . . . . . . . . . . . . . . . . . . . 37
38a If this Issue Is a ban made from the proceeds of another tax-exempt issue,check box► ❑and enter the following information:
b Enter the date of the master pool obligation►
c Enter the EIN of the Issuer of the master pool obligation►
d Enter the name of the issuer of the master pool obligation►
39 If the issuer has designated the issue under section 265(b)(3)(B)@(III)(small issuer exception),check box . . . . ► ❑+
40 If the issuer has elected to pay a penalty In lieu of arbitrage rebate,check box . . . . . . . . . . . . . ► ❑
41a If the Issuer has identified a hedge,check here► ❑ and enter the following information:
b Name of hedge provider►
c Type of hedge►
d Term of hedge►
42 If the Issuer has supe integrated the hedge,check box . . . . . . . . . . . . . . . . . . . . . ► ❑
43 If the issuer has established written procedures to ensure that all nonqualified bonds of this issue are remediated
according to the requirements under the Code and Regulations(see Instructions),check box . . . . . . . . ► ❑
44 If the issuer has established written procedures to monitor the requirements of section 148,check box . . . . . ► ❑
45a If some portion of the proceeds was used to reimburse expenditures,check here► ❑ and order the amount
of reimbursement . . . . . . . . . ►
b Enter the date the official intent was adopted►
Under penalties of perjury,I declare that I have examined this return and accompanying schedules and statements,and to the best of my knowledge
Signature and belief,they are true,correct,and complete.I further declare that I consent to the IRS's disclosure of the issuer's return information,as necessary to
and proosss this return,to the person that I have authorized above.
Consent I1av i H Rea i��dty Manager
Signature of issuer's authorized representative Date 'Typearpint_a ' andtit
Paid Pdntfrype preparers name Preparers signature Check Date ❑ FnN
Preparer SBM�rnpl yit
Use Only Firm's name ► Fimr's EIN ►
Firm's address► Phone no-
Form 8038-G(Rev.9-2011)
.,F PALM Spy/
- : City of Palm Springs
Office of the City Attorney
e 3200 E.Tahquitz Canyon Way • Palm Springs,California 92262
" s + TEL: (760)323-8211 • Fax: (760) 323-8207 • Web: www.palmspingsca.gov
CgUFOR��P
Date: October 14,2016 (� 00
Lessee: City of Palm Springs ��((�`
Lessor: PNC Equipment Finance,LLC
Re: Lease Schedule No. 200825000 dated October 14, 2016, together with its Master Lease-Purchase
Agreement dated October 14, 2016, by and between the above-named Lessee and the above-
named Lessor
Gentlepersons:
I have acted as counsel to Lessee with respect to the Lease Schedule, the Master Lease-Purchase
Agreement and all other agreements described above or related thereto (collectively, the "Agreements") and various
related matters, and in this capacity have reviewed a duplicate original or certified copy of the Agreements and such
other documents as 1 have deemed necessary for the purposes of this opinion.
Based upon the examination of such documents, it is my opinion that:
1. Lessee is a political subdivision of the State of California (the "State') duly organized, existing, and operating
under the Constitution and laws of the State.
2. Lessee is authorized and has power under State law to enter into all of the Agreements, and to carry out its
obligations thereunder and the transactions contemplated thereby.
3. The Agreements and all other documents related thereto have been duly authorized, approved, and executed by
and on behalf of Lessee, and each of the Agreements is a valid and binding contract of Lessee enforceable in
accordance with its terms, except to the extent limited by State and Federal law affecting creditors remedies and
by bankruptcy, reorganization or other laws of general application relating to or affecting the enforcement of
creditors' rights.
4. The authorization, approval, and execution of the Agreements and all other proceedings of Lessee relating to the
transactions contemplated thereby have been performed in accordance with all applicable Local, State, and
Federal laws(including open meeting laws and public bidding and property acquisition laws).
5. To the best of my knowledge,there is no litigation or proceeding pending before any court, administrative agency
or governmental body, that challenges: the organization or existence of Lessee; the authority of its officers; the
proper authorization; approval and execution of any of the Agreements or any documents relating thereto; the
appropriation of monies to make payments under the Agreements for the current fiscal year; or the ability of
Lessee otherwise to perform its obligations under the Agreements and the transactions contemplated thereby.
6. Lessee is a political subdivision of the State as referred to in Section 103 of the Internal Revenue Code of 1986,
as amended,and the related regulations and rulings thereunder.
Lessor, its Assignee, and any of their assigns may rely upon this opinion.
*trul ,
CERTIFICATE OF INCUMBENCY
Lessee: City of Palm Springs
Lease Schedule No.: 200825000 Dated: October 14, 2016
I, the undersigned City Clerk identified below, do hereby certify that I am the duly appointed and
acting City Clerk of the above Lessee (the "Lessee'), a political subdivision duly organized and
existing under the laws of the State where Lessee is located, that I have the title stated below, and
that, as of the date hereof, the individuals named below are the duly appointed officers of the Lessee
holding the offices set forth opposite their respective names.
David H. Ready City Manager _
Name Title Signaturree//,�.
Geoffrey Kiehl Director of Finance Q
Name Title `Signs r -
James Thompson City Clerk —;
Name Title gnature
IN WITNESS WHEREOF, I have duly executed this certificate and affixed the seal of such
Lessee as of the date set forth below.
[SEAL]
i ature of City Clerk of Lessee
Print Name: James Thompson
Official Title: City Clerk
Date: October 14, 2016
APPROVED BY CITY COUNCIL
a-ak•kb N a o W16