HomeMy WebLinkAbout00190C - RIVERSIDE CO HOUSING AUTHORITY LOW INCOME HOUSING FUND Housisng Auth of Riverside Co.
Terminate Agr Pledge of Redev
Low/Moderate Income Hsg Fund
AGREEMENT #190A
R1033, 12-3-97
AGREEMENT TERMINATING
AGREEMENT FOR PLEDGE OF REDEVELOPMENT AGENCY
LOW AND MODERATE INCOME HOUSING FUND
THIS AGREEMENT TERMINATING AGREEMENT FOR PLEDGE OF REDEVELOPMENT
AGENCY LOW AND MODERATE INCOME HOUSING FUND (the "Agreement") dated as of
December 1, 1997, is by and between the Housing Authority of the County of Riverside (the
"Authority") and the Community Redevelopment Agency of the City of Palm Springs (the
"Agency").
RECITALS :
A. The Authority and the Agency entered into that certain Agreement for Pledge of
Redevelopment Agency Low and Moderate Income Housing Fund dated September 8, 1988
(the "Pledge Agreement")pursuant to which the Agency agreed to pay certain moneys to the
Authority as security for a portion of the Authority's Revenue Bonds, Issue A of 1988 (the
"Bonds").
B. The net operating income from the projects purchased by the Authority with the proceeds of
the Bonds has been insufficient to pay debt service with respect to the Bonds. As a result,
the Authority is implementing a financial restructuring plan to redeem the Bonds and to sell
the projects.
C. In connection with the financial restructuring, the Agency has agreed to make a one-time
lump sum payment to the Authority in exchange for the Authority's agreement to terminate
the Pledge Agreement.
NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL PROMISES HEREIN SET
FORTH, the parties agree as follows:
Section 1. Within two working days following a request by the Authority,the Agency will make
a lump sum payment of$350,000 to the Authority which the Authority will use to defease a portion
of the Bonds. Upon such use by the Authority of the $350,000, the Agency's obligations under the
Pledge Agreement will be fully discharged. In the event the Authority is unable to defease the
Bonds within 15 days following such payment by the Agency, the Authority will return such
$350,000,together with any interest earned thereon,to the Agency, and the Pledge Agreement will
remain in full force and effect.
Section 2. The Authority and the Agency hereby agree that, upon termination of the Pledge
Agreement as set forth in Section 1,the Pledge Agreement shall be of no further force and effect and
neither the Authority nor the Agency shall have any further rights or obligations thereunder.
Agreement Terminating Page 2
Agreement for Pledge of Redevelopment Agency
Low and Moderate Income Housing Fund
Section 3. The Agency acknowledges that the Authority intends to sell the projects acquired in the
City of Palm Springs with the proceeds of the Bonds to a public or private agency and hereby
consents to such transfer and will execute any further documents needed by the Authority to effect
such a transfer. The parties agree that the Authority may at any time sell the projects purchased by
the Authority within the City of Palm Springs with the proceeds of the Bonds, so long as the
Authority records against such projects a Regulatory Agreement which binds the purchaser(s) of the
projects and their successors to continue to restrict the occupancy of the units in accordance with the
terms of the existing Regulatory Agreement executed by the Authority in cormection with the
purchase of such projects; provided, however, that the term of the Regulatory Agreement will be
extended to the year 2018. The Authority agrees that, in the event the proceeds from the sale of the
projects it owns in the Cities of Palm Springs and Corona exceed the amount that the Authority is
obligated to pay to the Palm Desert Redevelopment Agency from the proceeds of the sale of such
projects, it will pay a proportionate share of such surplus amounts to the Agency, with the balance
being paid to the Redevelopment Agency of the City of Corona.
Section 4. This Agreement may be executed in any number of counterparts, each of which shall be
deemed to be an original and all of which, when taken together, shall constitute one agreement. The
signature and acknowledgement pages from each counterpart may be removed and attached to a
single document in order to create one original instrument.
IN WITNESS WHEREOF,the parties have caused this Agreement to be executed on their behalf
by duly authorized representatives, all as of the date first above written.
HOUSING AUTHORITY OF THE COUNTY OF
RIVERSIDE
Its: Executive Director �
REDEV LOPME ENCY OF THE CITY
Attest: OF PAL SPRINGS
'By/'�
a
Assistant Secretary - By.
Its: Executi Director
5y flip V:OtAivilEway aE'�J'l:v;'.
QaWACY BY RES. NO. /'�_3.a 14 -,- �;�
County Housing Authority
Pledge of CRA Hsng Funds
for Citys share of bond issue
AGREEMENT #190
R558, 9-7-88
AGREEMENT FOR PLEDGE -
OF REDEVELOPMENT AGENCY
LOW AND MODERATE INCOME HOUSING FUND
This Agreement is made this day of 1988 ,
by and between the Housing Authority of the County of
Riverside (hereinafter the "Authority" ) and the Community
Redevelopment Agency of the City of Palm Springs
(hereinafter the "Agency") .
Recitals
A. The Authority, a public body corporate and
politic of the State of California , operates in accordance
with California Health and Safety Code §34200 et sec . (the
"HAL" ) and is therein designated by the California
Legislature to have the primary responsibility for
providing housing for low income and very low income
households within its jurisdiction . The Authority operates
throughout the County of Riverside (the "County" ) .
B. The Agency, a public body, corporate and politic,
of the State of California, operates in accordance with
Section 33000 et sec . of the California Health and Safety
Code (the "CRL" ) within the corporate boundaries of the
City of Palm Springs (the "City" ) . The Agency is presently
implementing the Redevelopment Plan (the "Redevelopment
Plan" ) for the Tahquitz-Andreas Redevelopment Project (the
"Redevelopment Project" ) , which Redevelopment Plan was
adopted by the City Council of the City of Palm Springs
on August 19 , 1983, by Ordinance No . 1187 . Pursuant to
the Redevelopment Plan and Section 33334 . 2 of the CRL,
twenty percent (20%) of all taxes allocated to the Agency
from the Redevelopment Project pursuant to Section 33670 of
the CRL ( "tax increments" ) must be set aside in a Low and
Moderate Income Housing Fund (the "Project Housing Fund")
for the purpose of improving and increasing the City' s
supply of low and moderate income housing .
C. The Authority has developed a comprehensive
assessment of the need for low and moderate and very low
income housing throughout the County, including the City,
and the Agency acknowledges that the Authority has the
staff, experience and programs to effectively provide said
housing .
D. The Authority will acquire and manage residential
developments throughout the County in sufficient volume to
effect efficiencies in which the Agency can participate by
joining the Authority' s effort .
Agreements
NOW, THEREFORE, IN CONSIDERATION OF THE MUTUAL
PROMISES HEREIN SET FORTH THE PARTIES AGREE AS FOLLOWS:
SECTION 1 . DUTIES OF THE AUTHORITY
1 . 1 . Creation of the Program. The Authority has
determined to implement a program of acquiring either
existing or newly constructed rental housing developments
within the area of its jurisdiction (the "Program" ) for the
purpose of fulfilling its purpose under the HAL to provide
rental housing to persons and families of low and moderate
income, and of very low income, at affordable housing cost.
1 . 2 . Issuance of Bonds . Pursuant to the HAL, the
Authority proposes to issue revenue bonds (the "Bonds") to
create a source of funds to implement the Program, which
shall include the acquisition of existing or newly
constructed rental housing developments in the City (the
"Developments" ) . In connection with such Bonds , the
Authority will cause to be reserved from the total
principal amount issued a total of $10, 000 , 000 (the
"Reservation Amount" ) which shall be used exclusively to
increase and improve the supply of low and moderate income
housing within the City. Such "Reservation Amount" is not
less than the Initial Pledge Amount the Agency shall pay
from its Project Housing Fund on the date the Bonds are
issued (the "Bond Issuance Date" ) pursuant to the first
sentence of Section 2 . 1 hereof nor greater than the
Agency' s pro rata portion of the total amount of Bonds
issued based upon the respective initial pledge amount
contributions of all redevelopment agencies participating
in the Program.
1 . 3 . Acquisition of Developments . Immediately
following the issuance of the Bonds , the Authority shall
commence its efforts to identify sites containing existing
Developments within the City suitable for acquisition or
sites within the City suitable for the construction of
Developments . Where sites for construction of Developments
have been identified, the Authority shall contract with a
private developer for construction and acquisition on a
turnkey basis , i . e . , construction by the developer
according to approved plans and acquisition by the
Authority upon satisfactory completion of construction
( "turnkey Developments" ) . In connection with turnkey
Developments , the Authority shall solicit proposals from
developers and shall be responsible to insure that the
developer complies with the approved plans and
specifications during construction and that the Development
meets all applicable building code requirements . The
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Authority shall cooperate with the Agency in site selection
and shall defer to the Agency on choice of sites if more
than one site is feasible. The Authority shall not acquire
any Development that does not meet design standards and
zoning requirements approved by the City and the Agency.
No Development shall be acquired until such Development
meets the criteria set forth in the Bond Documents
(hereinafter defined) for the release of Bond proceeds to
fund such acquisition.
1.4 . Management of Developments . The Authority shall
assist in the rent-up of turnkey Developments commencing
ninety (90) days before completion and shall manage such
Development from the date of the issuance of the applicable
certificate of occupancy charging no fee therefore until
the Authority acquires such Development . Upon acquisition
of any Development, the Authority shall hold title thereto
for its own account, and shall manage the Development in
accordance with the applicable requirements of the CRL and
the HAL, including without limitation those forbidding
discrimination on any basis and the construction or
operation of the Development for profit to the Authority or
as a source of revenue to the City. The Authority shall
return surplus funds to benefit the low income population
within the Authority' s jurisdiction. The Authority agrees
that the Developments shall remain available at affordable
housing cost to persons and families of low and moderate
income for the periods of time set forth in
Section 33334 . 2 , 33334 . 3 or 33413 of the CRL, whichever is
applicable. In connection therewith, the Authority shall
record in the office of the County Recorder of Riverside
County, covenants or restrictions , satisfactory to the
Agency, which implement the applicable requirements of such
sections with respect to each Development . Such covenants
or restrictions shall run with the land and shall be
enforceable, against the Authority and any successor in
interest, by the Agency or the City.
1 . 5 . Administration of Amounts Pledged. The
Authority shall be the initial custodian and administrator
of all moneys pledged and paid to it pursuant to Section
2 . 1 hereof . The Authority shall have the sole
responsibility to invest and authorize disbursements of
such moneys, all in accordance with this Agreement and the
documents to be executed and delivered in connection with
the issuance of the Bonds (the "Bond Documents" ) . The
Authority shall hold all such moneys in trust for the
purposes described herein, independent of any lien on
assets created under the Bond Documents , and shall upon
written request provide the Agency with a statement
detailing the use or other disposition of such moneys as of
the date requested .
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SECTION 2 . DUTIES OF THE AGENCY
2 . 1 . Pledge of Project Housing Fund. To assist the
Authority in the implementation of the Program, the Agency
hereby irrevocably pledges to pay $225 , 000 (the " Initial
Pledge Amount" ) to the Authority from moneys in the Project
Housing Fund . In addition, the Agency hereby irrevocably
pledges to pay $ 2,000.00 per year for every dwelling unit
that is financed pursuant to the Program and located within
the Agency' s territorial jurisdiction (the "Annual Pledge
Amounts" ) , also to be paid from moneys in or to be
deposited in the Project Housing Fund.
The Annual Pledge Amount specified above is the
maximum amount per unit per year that the Agency is
obligated hereunder to pay. If the Annual Pledge Amounts,
when added to the net revenues (for purposes of this
section, "net revenues" means all revenues received from
the rental of dwelling units and the operation of the
applicable Developments , less the normal, ordinary and
necessary operating and maintenance expenses of the
applicable Developments) from all dwelling units located
within the Agency' s territorial jurisdiction and financed
pursuant to the Program, exceed an amount that is 120% of
the then annual debt service on the Bonds pertaining to the
financing of such dwelling units, then the Annual Pledge
Amount shall be reduced in order that such 120% amount
shall not be exceeded from that point on, and any excess
amounts paid shall be returned to the Agency as soon as
possible after a determination is made by the Authority,
based upon information provided by the Bond Trustee, that
any such excess amount exists . If it is similarly
determined that no Annual Pledge Amount is necessary to be
paid because the net revenues are at least equal to such
120% amount, the Authority shall so notify the Agency. If
the net revenues from the applicable dwelling units,
without the assistance of any Annual Pledge Amount , are in
excess of 120% of the then annual debt service on the
related Bonds , then the Authority shall pay such excess
annually to the Agency as a reimbursement for any and all
Annual Pledge Amounts previously paid by the Agency to the
Authority until such payments are fully reimbursed .
The pledge amounts referred to herein shall be
perfected on the Bond Issuance Date and the specific uses
to which the Authority may apply such pledges shall be
fully described in the Bond Documents . Such uses may
include payment of a portion of the costs of issuing the
Bonds and the funding of certain reserve fund accounts as
may be necessary to support the payment of debt service on
the Bonds ; provided, however, that any such use must be for
the purpose of satisfying the duties of the Authority as
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r
set forth in Section 1 hereof to provide low and moderate
income housing within the City. The obligation of the
Agency to pay the amounts specified herein constitutes an
indebtedness of the Agency incurred in carrying out the
Project and a pledging of tax increments from the Project
Housing Fund to repay such indebtedness under the
provisions of Section 16 of Article XVI of the California
Constitution and Sections 33670-33678 of the California
Health and Safety Code; it is a special obligation of the
Agency limited exclusively to funds available within or to
be deposited in the Project Housing Fund, and is
subordinate to existing pledges of tax increments from the
Project, including the Project Housing Fund, to repay bonds
or other indebtedness incurred by the Agency in carrying
out the Project . The obligation of the Agency hereunder is
not a debt of the City or payable out of any other funds of
the Agency.
2 . 2 . Time of Payment . The Agency shall pay the
Initial Pledge Amount by no later than one (1) business day
prior to the Bond Issuance Date . The Agency shall pay the
Annual Pledge Amounts each year during the term of this
Agreement on May 1.
2 . 3 . Approval of Developments . The Authority shall
use its best efforts to present to the Agency for approval
plans to acquire at least one specific Development per year
during the first five (5) years of the term of this
Agreement . All agreements concerning the acquisition of
Developments (including turnkey contracts) shall be
conditioned upon approval by the Agency. The Agency shall
approve for acquisition any such Development unless the
Agency can show good and reasonable cause (including but
not limited to incompatibility with zoning or land use
restrictions or inability to provide needed off-site
improvements) why such Development should not be so
acquired. If by the date which is five (5) years after the
Bond Issuance Date (the "Redemption Date" ) the Agency has
not approved Developments which aggregate in acquisition
cost the Reservation Amount set forth in Section 1 . 2
hereof, the Bonds will be redeemed in an amount
approximately equal to the difference in the cost of
Developments that have been so approved and such
Reservation Amount . If on the Redemption Date the cost of
Developments so approved is less than the Initial Pledge
Amount , then the Agency shall be entitled to a return of
any portion of the Initial Pledge Amount that has not been
expended for use pursuant to the Program, plus any interest
earned thereon.
2 . 4 . Timely Responses . The Agency shall render its
decisions on matters referred to it by the Authority under
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this Agreement within three (3) working days after the next
regular meeting of its Board following the referral by the
Authority of the question, provided that the Authority has
submitted any such question for consideration to the Agency
at least five (5) working days prior to the Agency Board
meeting at which the question will be considered. The
Agency agrees that it shall not discriminate on the basis
of race, religion, creed, color, national origin, sex or
age in making any decisions or approvals in accordance with
this Agreement .
2 . 5 . Installation of Off-Site Improvements . The
Agency may in its sole discretion construct or cause to be
constructed such off-site improvements and provide such
tenant relocation assistance as may be required in
connection with any Development located in the City.
Alternatively, the Authority may perform such improvements
and relocation pursuant to a reimbursement agreement with
the Agency. In either case, the necessity for off-site
improvements and/or relocation assistance is to be outlined
by the Authority in its original request for approval of
any Development to be submitted to the Agency pursuant
hereto .
SECTION 3 . AGENCY REPRESENTATIONS
3 . 1 . The Agency is a public body, corporate and
politic, duly organized and existing under the laws of the
State of California .
3 . 2 . The Agency has full legal right , power and
authority under the laws of the State to enter into this
Agreement and to perform its obligations hereunder .
3 . 3 . The execution of this Agreement has been duly
authorized by the Agency, has been duly executed and
delivered by the Agency and constitutes a valid and binding
obligation of the Agency enforceable in accordance with its
terms , except as limited by bankruptcy, insolvency,
reorganization, moratorium and other similar laws affecting
the rights of creditors generally.
3 . 4 . The execution and delivery of this Agreement
does not violate any law, rule, regulation or ordinance, or
any other order, judgment or decree of any court, and does
not conflict with, or constitute a breach of, or a default
under the CRL, or under the terms and conditions of any
agreement , instrument or commitment to which the Agency is
a party or by which the Agency or any of its property is
bound.
3 . 5 . There is no action, suit, proceeding, inquiry or
investigation pending or threatened against the Agency
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seeking to prohibit , restrain or enjoin the pledge of the
Project Housing Fund to the Authority or the expenditure of
the pledged monies by the Authority for any of the
Developments .
3 . 6 . The Agency has determined that the issuance of
the Bonds and the expenditure of the pledged monies on the
Developments will increase and improve the supply of low
and moderate income housing within the territorial
jurisdiction of the Agency.
3 . 7 . The Agency will not further pledge or encumber
the Project Housing Fund, so long as the Agency is
obligated to make payments to the Authority hereunder,
without the prior written consent of the Authority or its
successor, if any. The Authority shall not unreasonably
withhold any such consent so long as the original pledges
to the Authority hereunder are not impaired.
3 . 8 . The Agency covenants and agrees that it will
diligently carry out and continue to completion in a sound
and economical manner, with all practicable dispatch, its
Redevelopment Plan (as hereinafter defined) in accordance
with the CRL and the Redevelopment Plan. The Redevelopment
Plan may be amended as provided in the CRL, but amendments
affecting the deposit of tax increments into the Project
Housing Fund may be made only if they will not
substantially impair the Agency' s ability to pay to the
Authority the amounts pledged hereunder .
3 . 9 . The Agency covenants that, during the term of
this Agreement , it will not make any findings under Section
33334 . 2 that would impair the Agency' s ability to make the
annual payment to the Authority described herein.
3 . 10 . The total amount of tax increment revenues
expected to be deposited into the Project Housing Fund for
the fiscal year 1988-89 is approximately $ 250,000.00
SECTION 4 . ADDITIONAL AGREEMENTS
4 . 1 . The parties agree that the expenditure by the
Authority of the funds pledged hereunder by the Agency are
for the purposes described in Sections 33334 . 2 and 33334 .3
of the CRL . The parties also agree that these funds are
needed by the Authority to off-set the cost of financing the
acquisition of the Developments because of the need to
eliminate non-asset Bonds from the financing and the need to
cover any gap between the net revenues generated by the
Developments and the debt service on the Bonds .
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1
4 .2 . The Agency agrees to execute such further
documents as may be required by the Authority to secure the
pledge of funds from the Project Housing Fund.
4 . 3 . The parties agree that the Agency and the City
shall have no liability for any debt whether it be created
by the issuance of the Bonds or the operation of any of the
Developments within the City except as specifically set
forth herein. The Authority agrees to undertake the
liability for the repayment of principal , premium, if any,
and interest on the Bonds and the operation of the
Developments when acquired.
4 . 4 . The parties agree that this Agreement shall
continue in full force and effect until the earlier of the
following events occurs :
1 . The Agency ceases to receive tax increments to
fund its Project Housing Fund;
2 . Release from the lien of any indenture given
by the Authority in connection with the Bonds of all deeds
of trust relating to Developments financed with the proceeds
of the Bonds and located within the City;
3 . Termination of the public ownership of the
Developments ;
4 . Five (5) years after the Bond Issuance Date if
no proceeds of the Bonds have been used to increase and
improve the supply of low-income housing located within the
jurisdiction of the Agency;
provided, however, that the Authority' s obligations to
reimburse the Agency from excess net revenues as set forth
in Section 2 . 1 and to return to the Agency any unexpended
portion of the Initial Pledge Amount as set forth in
Section 2 . 3 shall survive any such termination until
satisfied;
4 . 5 . The parties agree that this Agreement shall be
amended only in writing approved by the parties , but that
amendments of form generated by the exigencies of the
underlying Bond transaction may be made by the respective
executive directors of the Agency and the Authority. The
parties further agree that this Agreement shall be
interpreted so as to effect the purposes of the underlying
Bond issue and the Bond Documents .
4 . 6 . The Authority represents and warrants to the
Agency and the City that it is authorized under all
applicable laws , including Article XXXIV of the California
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Constitution, to acquire and manage the Developments within
the City.
4 . 7. The Authority shall indemnify the Agency and the
City for any claim made against it or any judgment rendered
against it stemming from the Bond issue or the acquisition
or operation of the Developments . The Agency agrees to
indemnify the Authority only for such damage direct or
consequential resulting from any failure to make the
payments or perform the duties of the Agency described
herein.
4 . 8 . The parties agree that the rights and obligations
of this Agreement cannot be assigned or otherwise
transferred except by operation of law to a successor public
agency.
4 . 9 . The parties agree that whenever possible each
provision of this Agreement shall be interpreted in such a
manner as to be effective and valid under applicable law.
If any provision of this Agreement is prohibited by or
invalid under any applicable law such provision shall be
effective only to the minimal extent of such prohibition or
invalidity, without invalidating the remainder of such
provision or the remaining provisions of this Agreement or
the application of this Agreement to other parties or
circumstances .
4 . 10 . The Authority acknowledges that this Agreement
creates no direct or indirect relationship between the
Agency and the owners from time to time of the Bonds . In
that regard, the Authority shall indemnify and hold the
Agency harmless from any and all claims of such Bondowners
or of others arising out of the issuance of the Bonds .
4 . 11 . All notices or other communications required or
permitted to be given by this Agreement or the Bond
Documents shall be in writing and shall be considered as
properly given if delivered personally or by messenger or
mailed within the United States by first-class United States
mail, postage prepaid, or by prepaid telegram and addressed
to the addresses of the parties as respectively set forth
below.
If to the Authority: Housing Authority of
the County of Riverside
5555 Arlington Avenue
Riverside, CA 92504
Attention : Executive Director
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If to the Agency: Redevelopment Agency of
the City of Palm Springs
P.O. Box 1786
Palm Springs , CA 92263-1786
Attention: Executive Director
4 . 12 . The parties agree that no member of the staff of
either party or any of its commissioners or advisory
commissioners, if any, shall have any interest in this
Agreement, in the Bond Documents, in the Bond issue, in any
Development, in any contract to be let in accordance
therewith or any subcontract or any real property within
one-half mile of the location of any proposed Development as
such locations become known. If any such interest is
present now or subsequently arises the interest holder shall
make written notice to the Agency or the Authority,
respectively, of such interest and such interest holder
shall be thereafter precluded from participating in any
decision-making with regard to the implementation of this
Agreement or the Bond issue.
IN WITNESS WHEREOF, the parties have caused this
Agreement to be executed on their behalf by duly authorized
representatives , all as of the date first-above written.
HOUSING AUTHORITY OF THE
COUNTY OF RIVERSIDE
By:/ � ��
Its : Executive Director
REDEVELOPMENT AGENCY OF
r°r�� ' w k 4AUomeey
THE CITY OF PALM SPRINGS
�y1c< 1 dat
.H'JJ�S I
By:
�� Norman King
Its : Exect)tivp Director
ATTEST���-�
�_Asst. Secretary
APPROVED BY THE CRA BY
RES 558, 9-8-88
3035r/NM
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