HomeMy WebLinkAbout1672 - ORDINANCES - 10/19/2005 ORDINANCE NO. 1672
AN ORDINANCE OF THE CITY COUNCIL OF THE CITY OF
PALM SPRINGS ACTING AS THE LEGISLATIVE BODY OF
COMMUNITY FACILITIES DISTRICT NO. 2005-2 (ESCENA)
OF THE CITY OF PALM SPRINGS AUTHORIZING THE LEVY
OF SPECIAL TAXES WITHIN SAID DISTRICT.
THE CITY COUNCIL OF THE CITY OF PALM SPRINGS ACTING IN ITS CAPACITY AS
THE LEGISLATIVE BODY OF THE COMMUNITY FACILITIES DISTRICT NO. 2005-2
(ESCENA) OF THE CITY OF PALM SPRINGS DOES ORDAIN AS FOLLOWS:
Section 1. By the passage of this ordinance, the City Council authorizes the levy of a
special tax at the rate and formula within Community Facilities District No. 2005-2
(Escena) of the City of Palm Springs (the "District') set forth in Exhibit "l", attached hereto
and incorporated herein by this reference (the 'Rate and Method of Apportionment'). The
Rate and Method of Apportionment was approved by the City Council of the City as Exhibit
"C" to Resolution No. 21381 (the 'Resolution"), and by the qualified electors within the
District.
Section 2. The City Council or its designee is hereby further authorized to determine, by
ordinance, resolution, or by other action if permitted by then applicable law, on or before
August 1 of each year, the specific special tax to be levied on each parcel of land in the
District. The special tax to be levied shall not exceed the maximum rates set forth in the
Rate and Method of Apportionment, but the special tax may be levied at a lower rate. The
City Clerk is authorized and directed to file with the County Auditor on or before the 10th
day of August of each tax year a certified copy of such ordinance or resolution
accompanied by a list of all parcels subject to the special tax levy with the tax to be levied
on each parcel.
Section 3. Properties or entities of the state, federal or other local governments shall be
exempt from the above-referenced and approved special taxes only to the extent set forth
in the Rate and Method of Apportionment and otherwise shall be subject to the tax
consistent with the provisions of Section 53317.3 of the Act in effect as of the date of
adoption of this Ordinance.
Section 4. All of the collections of the special taxes shall be used only as provided for in
the Act and the Resolution. The special taxes shall be levied only so long as needed to
accomplish the purposes described in the Resolution.
Section 5. The special taxes shall be collected from time to time as necessary to meet
the financial obligations of the District on the secured real property tax roll in the same
manner as ordinary ad valorem taxes are collected, or other procedures as may be
adopted by the City Council. The City Manager and Director of Finance & Treasurer are
each hereby authorized and directed to provide or to cause to be provided all necessary
information to the Auditor/Tax Collector of the County of Riverside and to otherwise take all
actions necessary in order to effect proper billing and collection of the special taxes, so
Ordinance No. 1672
Page 2
that the special taxes shall be levied and collected in sufficient amounts and at times '
necessary to satisfy the financial obligations of the District in each fiscal year until the
Bonds are paid in full, the Facilities have been paid for, and provision has been made for
payment of all of the administrative costs of the District. The special taxes may be subject
to the same penalties and the same procedure, sale and lien priority in cases of
delinquency as provided for ad valorem taxes as such procedure may be modified by law
or this City Council from time to time.
Notwithstanding the foregoing, the City Manager may collect, or cause to be collected, one
or more installments of the special taxes by means of direct billing by the District of the
property owners within the District, if, in the judgment of the City Manager, or Director of
Finance & Treasurer, such means of collection will reduce the administrative burden of the
District in administering the District or where it is otherwise appropriate in the
circumstances. In such event, the special taxes shall become delinquent if not paid when
due as set forth in any such respective billing to the property owners.
Whether the special taxes are levied in the manner provided in the first or the second
preceding paragraph, the special taxes shall have the same lien priority, and be subject to
the same penalties and the same procedure and sale in cases of delinquency as provided
for ad valorem taxes. In addition, the provisions of Section 53356.1 of the Act shall apply
to delinquent special tax payments.
Section 6. As a cumulative remedy, if any amount levied as a special tax for payment of '
bond interest or principal, together with any penalties and other charges accruing under
this ordinance, are not paid when due, the City Council may, institute foreclosure
proceedings by an action brought in the superior court against the delinquent parcel, in the
manner and at the time described in the Fiscal Agent Agreement, by and between the
District and The Bank of New York Trust Company, N.A., as fiscal agent.
Section 7. This Ordinance relating to the levy of the special taxes shall take effect
immediately upon its final passage in accordance with the provisions of Section 36937(a)
of the Government Code, and the specific authorization for adoption is pursuant to the
provisions of Section 53340 of the Government Code.
Section 8. The City Clerk is hereby directed to execute and cause to be recorded in the
office of the County Recorder of the County of Riverside a notice of special tax lien in the
form required by the Act and Division 4.5 of the California Streets and Highways Code,
said recording to occur no later than fifteen days following final passage by the City
Council of this Ordinance.
Section 9. The Mayor shall sign this Ordinance and the City Clerk shall attest to the
Mayor's signature and then cause the same to be published within fifteen (15) days after
its passage at least once in a newspaper of general circulation published and circulated in
the City.
Section 10. The City Clerk shall certify to the passage of this Ordinance and shall cause '
the same to be published as required by law.
Ordinance No. 1672
Page 3
ADOPTED this 19th day of October 2005.
mac')—J /���-✓
Ron bden, Mayor
ATTEST:
/James Thompson, City C,ferk
e1
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS )
I, JAMES THOMPSON, City Clerk of the City of Palm Springs, hereby certify that
Ordinance No. 1672 is a full, true and correct copy, and was introduced at a regular
meeting of the Palm Springs City Council on October 5, 2005, and adopted at a regular
meeting of the City Council of the City of Palm Springs on October 19, 2005, by the
following vote:
AYES: Councilmembers Foat, Mills, Pougnet, Mayor Pro Tern McCulloch and Mayor
Oden
NOES: None
ABSENT: None
ABSTAIN: None
/'Jd`rnes Thompson, City Clerk
;City of Palm Springs, California
lr'
RATE AND METHOD OF APPORTIONMENT FOR '
COMMUNITY FACILITIES DISTRICT NO. 2005-2
(ESCENA)
OF THECITY OF PALM SPRINGS
A Special Tax shall be levied on all Assessor's Parcels in Community Facilities District No.2005-2
(Escena) of the City of Palm Springs ("CFD No. 2005-2") and collected each Fiscal Year
commencing in Fiscal Year 2005-2006,in an amount determined through the application of the Rate
and Method of Apportionment as described below. All of the real property in CFD No. 2005-2,
unless exempted by law or by the provisions hereof,shall be taxed for the purposes,to the extent and
in the manner herein provided.
A. DEFINITIONS
The terms hereinafter set forth have the following meanings:
"Acre or Acreage" means the land area of an Assessor's Parcel as shown on an Assessor's
Parcel Map, or if the land area is not shown on an Assessor's Parcel Map, the land area
shown on the applicable final map,parcel map,condominium plan,or other recorded County
parcel map. The square footage of an Assessor's Parcel is equal to the Acreage of such
parcel multiplied by 43,560.
"Act"means the Mello-Roos Community Facilities Act of 1982,being Chapter 2.5,Part 1, ,
Division 2 of Title 5 of the California Government Code.
"Administrative Expenses means the following actual or reasonably estimated costs
directly related to the administration of CFD No.2005-2:the costs of computing the Special
Taxes and preparing the annual Special Tax collection schedules (whether by the City or
designee thereof or both); the costs of collecting the Special Taxes (whether by the County
or otherwise);the costs of remitting the Special Taxes to the Trustee;the costs of the Trustee
(including its legal counsel)in the discharge of the duties required of it under the Indenture;
the costs to the City, CFD No. 2005-2 or any designee thereof of complying with arbitrage
rebate requirements; the costs to the City, CFD No. 2005-2 or any designee thereof of
complying with City, CFD No. 2005-2 or obligated persons disclosure requirements of
applicable federal and state securities laws and the Act; the costs associated with preparing
Special Tax disclosure statements and responding to public inquiries regarding the Special
Taxes;the costs of the City,CFD No.2005-2 or any designee thereof related to an appeal of
the Special Tax;the costs associated with the release of funds from any escrow account;and
the City's annual administration fees and third party expenses. Administrative Expenses
shall also include amounts estimated or advanced by the City or CFD No. 2005-2 for any
other administrative purposes of CFD No.2005-2,including attorney's fees and other costs
related to commencing and pursuing to completion any foreclosure as a result of delinquent
Special Taxes.
"Assessor's Parcel" means a lot or parcel shown in an Assessor's Parcel Map with an
assigned Assessor's Parcel number. '
CFD No.2005-2 (Escena) of the City of Pa[ni Springs
page L
"Assessor's Parcel Map" means an official map of the County Assessor of the County
designating parcels by Assessor's Parcel number.
"Assigned Special Tax" means the Special Tax for each Land Use Class of Developed
Property, as determined in accordance with Section C.L(b) below.
"Authorized Facilities" means those authorized improvements eligible under the Act and
provided by CFD No. 2005-2 under the authorized bonding program for CFD No. 2005-2.
"Backup Special Tax " means the Special Tax applicable to each Assessor's Parcel of
Developed Properly in each Zone,as determined in accordance with Section C.L(c)below.
"Bonds" means any bonds or other debt (as defined in Section 53317(d) of the Act),
whether in one or more series, issued by CFD No. 2005-2 under the Act.
"Certificate of Occupancy"means a certificate issued by the City that authorizes the actual
occupancy of a dwelling unit for habitation by one or more residents.
"CFD Administrator" means an official of the City, or designee thereof, responsible for
determining the Special Tax Requirement and providing for the levy and collection of the
Special Taxes.
"CFD No.2005-2"means Community Facilities District No.2005-2(Escena)of the City of
Palm Springs.
"City" means the City of Palm Springs, California.
"Council" means the City Council of the City, acting as the legislative body of CFD No.
2005-2.
"County" means the County of Riverside, California.
"Developed Property" means, for each Fiscal Year, all Taxable Property, exclusive of
Taxable Public Property and Taxable Property Owner Association Property, for which the
Final Subdivision was recorded on or before January 1 of the prior Fiscal Year and a
building permit for new construction was issued after January 1,2005 and on or before May
1 of the Fiscal Year preceding the Fiscal Year for which the Special Taxes are being levied.
"Final Mapped Property"means,for each Fiscal Year,all Taxable Property,exclusive of
Developed Property, Taxable Property Owner Association Property or Taxable Public
Property, which as of January 1 of the previous Fiscal Year was located within a Final
Subdivision.
"Final Subdivision"means a subdivision of property by recordation of a final map,parcel
map, or lot line adjustment, pursuant to the Subdivision Map Act(California Government
Code Section 66410 et seq.) or recordation of a condominium plan pursuant to California
Civil Code Section 1352 that creates individual lots for which building permits may be
issued without further subdivision.
CFD No. 2005-2(Escena)of the City of Paiin Springs
Page 2
"Fiscal Year" means the period starting July 1 and ending on the following June 30.
"Indenture" means the indenture, fiscal agent agreement, resolution or other instrument
pursuant to which Bonds are issued,as modified,amended and/or supplemented from time to
time.
"Initial Maximum Special Tax" means the initial maximum Special Tax, determined in
accordance with Section C.2.(a) below, that can be levied in any Fiscal Year on any
Assessor's Parcel of Final Mapped Property and Undeveloped Property.
"Land Use Class" means any of the classes listed in Table 1 below.
"Maximum Special Tax"means the maximum Special Tax,determined in accordance with
Section C below, that can be levied in any Fiscal Year on any Assessor's Parcel.
"Non-Residential Property"means all Assessor's Parcels of Developed Property for which
a building permit permitting the construction of one or more non-residential units or
facilities has been issued by the City.
"Outstanding Bonds" mean all Bonds which are deemed to be outstanding under the
Indenture.
"Property Owner Association Property"means,for each Fiscal Year,any property within
the boundaries of CFD No. 2005-2 that was owned by a property owner association,
including any master or sub-association, as of January 1 of the prior Fiscal Year.
"Proportionately"means,for Developed Property,that the ratio of the actual Special Tax
levy to the Assigned Special Tax is equal for all Assessor's Parcels of Developed Property.
For Final Mapped Property, 'Proportionately"means that the ratio of the actual Special Tax
levy per Acre to the Initial Maximum Special Tax per Acre is equal for all Assessor's
Parcels of Final Mapped Property. For Undeveloped Property,"Proportionately"means that
the ratio of the actual Special Tax levy per Acre to the Initial Maximum Special Tax per
Acre is equal for all Assessor's Parcels of Undeveloped Property. The term
"Proportionately"may similarly be applied to other categories of Taxable Property as listed
in Section D below.
"Public Property" means, for each Fiscal Year, (i) any property within the boundaries of
CFD No.2005-2 owned by,irrevocably offered or dedicated to,or over,or through or under
which an easement for purposes of public right-of-way has been granted, to the federal
government,the State,the County,the City,or any local government or other public agency
as of January 1 of the previous Fiscal Year, provided that any property leased by a public
agency to a private entity and subject to taxation under Section 53340.1 of the Act shall be
taxed and classified according to its use; or(ii) any property within the boundaries of CFD
No. 2005-2 that was encumbered, as of January 1 of the previous Fiscal Year, by all
unmanned utility easement making impractical its utilization for other than the purpose set '
forth in the easement.
CFD No. 2005-2 (Eseena)of the City of Palm Springs
Page 3
a "Residential Floor Area" means all of the square footage of living area within the
perimeter of a residential structure, not including any carport, walkway, garage, overhang,
patio, enclosed patio, or similar area. The determination of Residential Floor Area for an
Assessor's Parcel shall be made by reference to the building permit(s) issued for such
Assessor's Parcel.
"Residential Property" means all Assessor's Parcels of Developed Property for which a
building permit permitting the construction thereon of one or more residential dwelling units
has been issued by the City.
"Single Family Attached Property"means all Assessor's Parcels of Residential Property
for which building permits have been issued for attached residential units.
"Single Family Detached Property"means all Assessor's Parcels of Residential Property
for which building permits have been issued for detached residential units.
"Special Tax" means the special tax to be levied in each Fiscal Year on each Assessor's
Parcel of Taxable Property within CFD No. 2005-2 to fund the Special Tax Requirement.
"Special Tax Requirement"means that amount required in any Fiscal Year for CFD No.
2005-2 to: (i) pay debt service on all Outstanding Bonds due in the calendar year
commencing in such Fiscal Year; (ii) pay periodic costs on the Bonds, including but not
limited to, credit enhancement and rebate payments on the Bonds due in the calendar year
commencing in such Fiscal Year; (iii)pay Administrative Expenses; (iv)pay any amounts
required to establish or replenish any reserve funds for all Outstanding Bonds; (v) pay
directly for acquisition or construction of Authorized Facilities to the extent that the
inclusion of such amount does not increase the Special Tax levy on Undeveloped Property;
(vi)pay for reasonably anticipated Special Tax delinquencies based on the delinquency rate
for the Special Tax levy in the previous Fiscal Year; less (vii)a credit for funds available to
reduce the annual Special Tax levy,as determined by the CFD Administrator pursuant to the
Indenture.
"State" means the State of California.
"Taxable Property"means all of the Assessor's Parcels within the boundaries of CFD No.
2005-2 that are not exempt from the Special Tax pursuant to law or Section E below.
"Taxable Property Owner Association Property" means, for each Fiscal Year, all
Assessor's Parcels of Property Owner Association Property that are not exempt from the
Special Tax pursuant to Section E below.
"Taxable Public Property" means, for each Fiscal Year, all Assessor's Parcels of Public
Property that are not exempt from the Special Tax pursuant to Section E below.
"Trustee" means the trustee or fiscal agent under the Indenture.
CFD No.2005-2(Escena)of the City of Pain,springs
Page 4
"Undeveloped Property" means, for each Fiscal Year, all Taxable Property not classified
as Developed Property, Final Mapped Property, Taxable Property Owner Association
Property or Taxable Public Property.
"Zone" means Zone 1 or Zone 2, as applicable.
"Zone 1"means all property currently within CFD No.2005-2 which is not located in Zone
2.
"Zone 2"means the land area geographically identified as Lots 44 through 50 in Tract Map
No. 32233-1 recorded with the County on May 23, 2005 as Document No. 2005-0409493.
Zone 2 may be subject to amendment from tune-to-time or modification pursuant to a final
map or precise site plan for such property at the sole discretion of the CFD Administrator
provided that such amendment or modification will not reduce the amount of Maximum
Special Tax below the amount required to equal at least 1.1 times the maximum annual debt
service on all Outstanding Bonds,plus the Administrative Expenses.
B. ASSIGNMENT TO LAND USE CLASSES
Each Fiscal Year,all Taxable Property within CFD No. 2005-2 shall be assigned to a Zone
and further classified as Developed Property,Final Mapped Property,Undeveloped Property,
Taxable Property Owner Association Property, or Taxable Public Property, and shall be
subject to Special Taxes in accordance with this Rate and Method of Apportionment ,
determined pursuant to Sections C and D below.
C. MAXIMUM SPECIAL TAX RATE
Residential Property shall be assigned to Land Use Classes 1 through 9 as listed in Table 1
below based on the type of use and the Residential Floor Area for each unit. Non-
Residential Property shall be assigned to Land Use Class 10. With respect to Residential
Property, the Residential Floor Area shall be determined from the most recent building
permit issued prior to the issuance of a Certificate of Occupancy for such Assessor's Parcel.
1. Developed Property
(a) Maximum Special Tax
The Maximum Special Tax for each Assessor's Parcel classified as
Developed Property shall be the greater of (i) the amount derived by
application of the Assigned, Special Tax or (ii) the'amount derived by
application of the Backup Special Tax.
(b) Assigned Special Tax
The Fiscal Year 2005-2006 Assigned Special Tax for each Land Use Class is
shown below in Table 1. ,
CFD No. 2005-2 (Escena) of the City of Palm Springs
Page 5
TABLE 1
Fiscal Year 2005-2006
Assigned Special Taxes for Developed Property
Land Use Residential Assigned
Class Description
F1oorArea Special Tax
1 Single Family Detached Property More than 3,200 sq. ft. $2,450 per unit
2 Single Family Detached Property 2,801 —3,200 sq. ft. $2,150 per unit
3 Single Family Detached Property 2,501 —2,800 sq. ft. $1,950 per unit
4 Single Family Detached Property 2,201 —2,500 sq. ft. $1,800 per unit
5 Single Family Detached Property Less than 2,201 sq. ft. $1,650 per unit
6 Single Family Attached Property More than 1,600 sq. ft. $1,450 per unit
7 Single Family Attached Property 1,401 — 1,600 sq. ft. $1,050 per unit
8 Single Family Attached Property 1,201 — 1,400 sq. ft. $850 per unit
9 Single Family Attached Property Less than 1,201 sq. ft. $550 per unit
10 Non-Residential Property NA $11,662 per Acre
(c) Backup Special Tax
The Fiscal Year 2005-2006 Backup Special Tax attributable to a Final
Subdivision in Zone 1 or Zone 2 will equal the applicable Backup Special
Tax for such Zone,identified in Table 2 below,multiplied by the Acreage of
all Taxable Property, exclusive of any Taxable Property Owner Association
Property and Taxable Public Property,therein. The Backup Special Tax for
each Assessor's Parcel of Residential Property shall be computed by dividing
the Backup Special Tax attributable to the applicable Final Subdivision by
the number of Assessor's Parcels for which building permits for residential
construction have or may be issued(i.e.,the number of residential lots). The
Backup Special Tax for each Assessor's Parcel of Non-Residential Property
in Zone I or Zone 2 shall equal the applicable Backup Special Tax for such
Zone, identified in Table 2 below, multiplied by the Acreage of such
Assessor's Parcel.
TABLE 2
Fiscal Year 2005-2006
Backup Special Tax for Developed Property
Special Tax Classification, ". ;Backup Special Tax
Zone 1 $12,277 per Acre
Zone 2 $16,907 per Acre
CFD No.2005-2(Escena)of the City of Palin Springs
Page 6
If a Final Subdivision includes Assessor's Parcels of Taxable Property for '
which building permits for both residential and non-residential construction
may be issued, exclusive of Taxable Property Owner Association Property
and Taxable Public Property, then the Backup Special Tax for each
Assessor's Parcel of Residential Property shall be computed exclusive of the
Acreage and Assessor's Parcels of property for which building permits for
non-residential construction may be issued.
Notwithstanding the foregoing, if all or any portion of the Final
Subdivision(s) described in the preceding paragraphs is subsequently
changed or modified by recordation of a lot line adjustment or similar
instrument, and only if the CFD Administrator determines that such change
or modification results in a decrease in the number of Assessor's Parcels of
Taxable Property for which building permits for residential construction have
or may be issued within such Final Subdivision,then the Backup Special Tax
for each Assessor's Parcel of Developed Property that is part of the lot line
adjustment or similar instrument for such Final Subdivision shall be a rate
per Acre as calculated below. The Backup Special Tax previously
determined for an Assessor's Parcel of Developed Property that is not part of
the lot line adjustment or similar instrument for such Final Subdivision shall
not be recalculated.
1. Determine the total Backup Special Tax anticipated to apply to '
the changed or modified portion of the Final Subdivision area
prior to the change or modification.
2. The result of paragraph I above shall be divided by the Acreage
of Taxable Property which is ultimately expected to exist in such
changed or modified portion of the Final Subdivision area, as
reasonably determined by the CFD Administrator.
3. The result of paragraph 2 above shall be the Backup Special Tax
per Acre which shall be applicable to Assessor's Parcels of
Developed Property in such changed or modified portion of the
Final Subdivision area for all remaining Fiscal Years in which the
Special Tax may be levied.
i
CFD No.2005-2(Escena) of the City of Paini Springs
Page 7
Furthermore, all Assessors' Parcels within CFD No. 2005-2 will be relieved
simultaneously and permanently from the obligation to pay and disclose the
Backup Special Tax if the CFD Administrator determines that(i)the annual
debt service required for the Outstanding Bonds, when compared to the
Assigned Special Taxes that may be levied against all Assessors' Parcels of
Developed Property in CFD No.2005-2 result in 110%debt service coverage
(i.e., the Assigned Special Taxes that may be levied against all Developed
Property in CFD No. 2005-2 in each remaining Fiscal Year based on then
existing development in CFD No. 2005-2 is at least equal to the sum of(a)
the Administrative Expenses and (b) 1.10 times maximum annual debt
service in each remaining Fiscal Year on the Outstanding Bonds),and(ii)all
authorized Bonds have already been issued or the Council has covenanted
that it will not issue any additional Bonds (except refunding bonds) to be
supported by the Special Tax in CFD No. 2005-2.
(d) Increase in the Assigned Special Tax and Backup Special Tax
The Fiscal Year 2005-2006 Assigned Special Tax, identified in Table 1
above, and Backup Special Tax, identified in Table 2 above, shall not be
subject to change and shall therefore remain the same in every Fiscal Year.
(e) Multiple Land Use Classes
B In some instances an Assessor's Parcel of Developed Property may contain
more than one Land Use Class. The Maximum Special Tax levied on an
Assessor's Parcel shall be the sum of the Maximurn Special Tax for all Land
Use Classes located on that Assessor's Parcel. The CFD Administrator's
allocation to each type of property shall be final.
2. Final Mapped Property, Undeveloped Property, Taxable Property Owner
Association Property, and Taxable Public Property
(a) Initial Maximum Special Tax
The Fiscal Year 2005-2006 Initial Maximum Special Tax for Final Mapped
Property and Undeveloped Property in Zone 1 or Zone 2 shall be$11,662 per
Acre, and shall not be subject to change and shall therefore remain the same
in every Fiscal Year.
(b) Maximum Special Tax
The Fiscal Year 2005-2006 Maximum Special Tax for Final Mapped
Property, Undeveloped Property, Taxable Property Owner Association
Property,and Taxable Public Property in Zone 1 or Zone 2 shall be$16,907
per Acre, and shall not be subject to change and shall therefore remain the
same in every Fiscal Year.
CFD No.2005-2(Eseena)of the City of Palm Springs
Page 8
D. METHOD OF APPORTIONMENT OF THE SPECIAL TAX '
Commencing with Fiscal Year 2005-2006 and for each following Fiscal Year,the Council
shall determine the Special Tax Requirement and shall levy the Special Tax until the total
Special Tax levy equals the Special Tax Requirement subject to the Maximum Special Tax.
The Special Tax shall be levied each Fiscal Year as follows:
First: The Special Tax shall be levied on each Assessor's Parcel of Developed Property in
Zone I and Zone 2 in an amount equal to 100% of the applicable Assigned Special Tax;
Second: If additional monies are needed to satisfy the Special Tax Requirement after the
first step has been completed, the Special Tax shall be levied Proportionately on each
Assessor's Parcel of Final Mapped Property in Zone 1 at up to 100%of the Initial Maximum
Special Tax for Final Mapped Property;
Third: If additional monies are needed to satisfy the Special Tax Requirement after the
second step has been completed, the Special Tax shall be levied Proportionately on each
Assessor's Parcel of Undeveloped Property in Zone 1 at up to 100%of the Initial Maximum
Special Tax for Undeveloped Property;
Fourth: If additional monies are needed to satisfy the Special Tax Requirement after the
third step has been completed, the Special Tax shall be levied Proportionately on each
Assessor's Parcel of Final Mapped Property in Zone 2 at up to 100%of the Initial Maximum '
Special Tax for Final Mapped Property;
Fifth: If additional monies are needed to satisfy the Special Tax Requirement after the fourth
step has been completed,the Special Tax shall be levied Proportionately on each Assessor's
Parcel of Undeveloped Property in Zone 2 at up to 100% of the Initial Maximum Special
Tax for Undeveloped Property;
Sixth: If additional monies are needed to satisfy the Special Tax Requirement after the fifth
step has been completed,then the levy of the Special Tax on each Assessor's Parcel of Final
Mapped Property and Undeveloped Property in Zone 1 and Zone 2 shall be increased in
equal percentages from the Initial Maximum Special Tax up to 100% of the Maximum
Special Tax for Final Mapped Property and Undeveloped Property;
Seventh: If additional monies are needed to satisfy the Special Tax Requirement after the
sixth step has been completed,then the levy of the Special Tax on each Assessor's Parcel of
Developed Property in Zone 1 and Zone 2 whose Maximum Special Tax is determined
through the application of the Backup Special Tax shall be increased in equal percentages
from the Assigned Special Tax up to the Maximum Special Tax for each such Assessor's
Parcel;
Eighth: If additional monies are needed to satisfy the Special Tax Requirement after the
seventh step has been completed, then the Special Tax shall be levied Proportionately on
each Assessor's Parcel of Taxable Public Property and Taxable Property Owner Association
Property at up to the 100% of Maximum Special Tax for Taxable Public Property and
Taxable Property Owner Association Property.
CFD No.2005-2(Escena)of the City of Palm Springs
Page 9
e Notwithstanding the above the Council may, in any Fiscal year, levy Proportionately less
than 100% of the Assigned Special Tax in step one (above), when (i) the Council is no
longer required to levy the Special Tax pursuant to steps two through eight above in order to
meet the Special Tax Requirement, ii)all authorized Bonds have already been issued or the
Council has covenanted that it will not issue any additional Bonds(except refunding bonds)
to be supported by the Special Tax,and(iii)all Authorized Facilities have been constructed
and/or acquired.
Further notwithstanding the above, under no circumstances will the Special Tax levied
against any Assessor's Parcel of Residential Property for which a Certificate of Occupancy
has been issued be increased by more than ten percent as a consequence of delinquency or
default by the owner of any other Assessor's Parcel within CFD No. 2005-2.
E. EXEMPTIONS
No Special Tax shall be levied on up to 59.9 Acres of Public Property and Properly Owner
Association Property in Zone 1 and up to 15.3 Acres of Public Property and Property Owner
Association Property in Zone 2. Tax-exempt status will be assigned by the CFD
Administrator in the chronological order in which property becomes Public Property and/or
Property Owner Association Property. However, should an Assessor's Parcel no longer be
classified as Public Property or Property Owner Association Property,its tax-exempt status
will be revoked.
Public Property or Property Owner Association Property that is not exempt from the Special
Tax under this section shall be subject to the levy of the Special Tax and shall be taxed
Proportionately as part of the eighth step in Section D.
F. APPEALS AND INTERPRETATIONS
Any landowner or resident who feels that the amount of the Special Tax levied on their
Assessor's Parcel is in error may submit a written appeal to CFD No. 2005-2. The CFD
Administrator shall review the appeal and if the CFD Administrator concurs, the amount of
the Special Tax levied shall be appropriately modified.
The Council may interpret this Rate and Method of Apportionment for purposes of clarifying
any ambiguity and make determinations relative to the annual administration of the Special
Tax and any landowner or resident appeals. Any decision of the Council shall be final and
binding as to all persons.
G. MANNER OF COLLECTION
The Special Tax shall be collected in the same manner and at the same time as ordinary ad
valorem property taxes; provided, however, that CFD No. 2005-2 may directly bill the
Special Tax, may collect Special Taxes at a different time or in a different manner if
necessary to meet its financial obligations,and may covenant to foreclose and may actually
foreclose on delinquent Assessor's Parcels as permitted by the Act.
CFD No. 2005-2(Escena)of the City of Pahn Springs
Page 10
H. PREPAYMENT OF SPECIAL TAX '
The following additional definitions apply to this Section H:
"Buildout" means, for CFD No. 2005-2, that all expected building permits have been
issued.
"CFD Public Facilities"means either$14,887,048 in 2005 dollars,which shall increase by
the Construction Inflation Index on July 1,2006,and on each July 1 thereafter,or such lower
number as(i)determined by the CFD Administrator as sufficient to provide the Authorized
Facilities, or (ii) determined by the Council concurrently with a covenant that it will not
issue any more Bonds(except refunding bonds)to be supported by the Special Taxes levied
under this Rate and Method of Apportionment as described in Section D.
"Construction Inflation Index" means the annual percentage change in the Engineering
News Record Building Cost Index for the City of Los Angeles,measured as of the calendar
year which ends in the previous Fiscal Year. In the event this index ceases to be published,
the Construction Inflation Index shall be another index as determined by the CFD
Administrator that is reasonably comparable to the Engineering News Record Building Cost
hrdex for the City of Los Angeles.
"Future Facilities Costs" means the CFD Public Facilities minus (i) public facility costs
previously paid from the Improvement Fund, (ii) moneys currently on deposit in the ,
hmprovement Fund, and (iii) moneys currently on deposit in an escrow fund that are
expected to be available to finance the cost of CFD Public Facilities.
"Improvement Fund" means an account specifically identified in the Indenture to hold
funds which are currently available for expenditure to acquire or construct CFD Public
Facilities eligible under the Act.
"Previously Issued Bonds" means, for any Fiscal Year, all Outstanding Bonds that are
deemed to be outstanding under the Indenture after the first interest and/or principal payment
date following the current Fiscal Year.
1. Prepayment in Full
The obligation of an Assessor's Parcel to pay the Special Tax may be prepaid and
permanently satisfied as described herein;provided that a prepayment may be made
only for Assessor's Parcels of Developed Property,or an Assessor's Parcel of Final
Mapped Property or Undeveloped Property for which a building permit has been
issued, and only if there are no delinquent Special Taxes with respect to such
Assessor's Parcel at the time of prepayment. An owner of an Assessor's Parcel
intending to prepay the Special Tax obligation shall provide the CFD Administrator
with written notice of intent to prepay. Within 30 days of receipt of such written
notice,the CFD Administrator shall notify such owner of the prepayment amount for
such Assessor's Parcel. The CFD Administrator may charge a reasonable fee for '
providing this service. Prepayment must be made not less than 45 days prior to the
CFD No. 2005-2(Eseena)of the City of Palm Springs
Page 11
next occurring date that notice of redemption of Bonds from the proceeds of such
prepayment may be given by the Trustee pursuant to the Indenture.
The Special Tax Prepayment Amount (defined below) shall be calculated as
summarized below (capitalized terms as defined below):
Bond Redemption Amount
plus Redemption Premium
plus Future Facilities Amount
plus Defeasance Amount
plus Administrative Fees and Expenses
less Resen,n Fund Credit
less Capitalized Interest Credit
Total: equals Prepayment Amount
As of the proposed date of prepayment,the Special Tax Prepayment Amount shall be
calculated as follows:
Paragraph No.:
1. Confirm that no Special Tax delinquencies apply to such Assessor's Parcel.
2. For Assessor's Parcels of Developed Property, compute the Assigned Special Tax
and Backup Special Tax. For Assessor's Parcels of Final Mapped Property and
Undeveloped Property for which a building permit has been issued, compute the
Assigned Special Tax and Backup Special Tax for that Assessor's Parcel as though it
was already designated as Developed Property, based upon the building permit
which has already been issued for that Assessor's Parcel.
3. (a) Divide the Assigned Special Tax computed pursuant to paragraph 2 by the total
estimated Assigned Special Taxes for the entire CFD No. 2005-2 based on the
Developed Property Special Taxes which could be levied in the current Fiscal Year
on all expected development through Buildout of CFD No. 2005-2, excluding any
Assessor's Parcels which have been prepaid, and
(b) Divide the Backup Special Tax computed pursuant to paragraph 2 by the total
estimated Backup Special Taxes at Buildout for the entire CFD No. 2005-2,
excluding any Assessor's Parcels which have been prepaid.
4. Multiply the larger quotient computed pursuant to paragraph 3(a) or 3(b) by the
Previously Issued Bonds to compute the amount of Previously Issued Bonds to be
retired and prepaid(the "Bond Redemption Amount").
5. Multiply the Bond Redemption Amount computed pursuant to paragraph 4 by the
applicable redemption premium (e.g., the redemption price-100%), if any, on the
Previously Issued Bonds to be redeemed(tire "Redemption Premium").
6. Compute the current Future Facilities Costs.
CFD No.2005-2(Fseena)of the City ofPahn Springs
Page 12
7. Multiply the larger quotient computed pursuant to paragraph 3(a) or 3(b) by the
amount determined pursuant to paragraph 6 to compute the amount of Future
Facilities Costs to be prepaid(the "Future Facilities Amount").
8. Compute the amount needed to pay interest on the Bond Redemption Amount from
the first bond interest and/or principal payment date following the current Fiscal
Year until the earliest redemption date for the Previously Issued Bonds.
9. Determine the Special Tax levied on the Assessor's Parcel in the current Fiscal Year
which has not yet been paid.
10. Compute the minimum amount the CFD Administrator reasonably expects to derive
from the reinvestment of the Special Tax Prepayment Amount less the Future
Facilities Amount and the Administrative Fees and Expenses (defined below) from
the date of prepayment until the redemption date for the Previously Issued Bonds to
be redeemed with the prepayment.
11. Add the amounts computed pursuant to paragraphs 8 and 9 and subtract the amount
computed pursuant to paragraph 10 (the "Defeasance Amount").
12. The administrative fees and expenses of CFD No. 2005-2 are as calculated by the
CFD Administrator and include the costs of computation of the prepayment,the costs '
to invest the prepayment proceeds, the costs of redeeming Bonds, and the costs of
recording any notices to evidence the prepayment and the redemption (the
"Administrative Fees and Expenses").
13. The reserve fund credit(the"Reserve Fund Credit")shall equal the lesser of. (a)the
expected reduction in the reserve requirement(as defined in the Indenture), if any,
associated with the redemption of Previously Issued Bonds as a result of the
prepayment, or(b) the amount derived by subtracting the new reserve requirement
(as defined in the Indenture) in effect after the redemption of Previously Issued
Bonds as a result of the prepayment from the balance in the reserve fund on the
prepayment date, but in no event shall such amount be less than zero. No Reserve
Fund Credit shall be granted if the amount then on deposit in the reserve fund for the
Previously Issued Bonds is below 100%of the reserve requirement(as defined in the
Indenture).
14. If any capitalized interest for the Previously Issued Bonds will not have been
expended as of the date immediately following the first interest and/or principal
payment following the current Fiscal Year, a capitalized interest credit shall be
calculated by multiplying the larger quotient computed pursuant to paragraph 3(a)or
3(b) by the expected balance in the capitalized interest fund or account under the
Indenture after such first interest and/orprincipal payment(the"Capitalized Interest
Credit").
CFD No.2005-2(Escena)of the City of Palm Springs
Page 13
15. The Special Tax prepayment is equal to the sum of the amounts computed pursuant
to paragraphs 4, 5, 7, 11 and 12, less the amounts computed pursuant to paragraphs
13 and 14 (the "Prepaymentilnwitnt").
From the Prepayment Amount, the amounts computed pursuant to paragraphs 4, 5, 11, 13
and 14 shall be deposited into the appropriate fund as established under the Indenture and be
used to retire Bonds or make debt service payments. The amount computed pursuant to
paragraph 7 shall be deposited into the Improvement Fund. The amount computed pursuant
to paragraph 12 shall be retained by CFD No. 2005-2.
The Special Tax Prepayment Amount may be insufficient to redeem a full$5,000 increment
of Bonds. In such cases, the increment above $5,000 or integral multiple thereof will be
retained in the appropriate fiord established under the Indenture to be used with the next
prepayment of Bonds or to make debt service payments.
As a result of the payment of the current Fiscal Year's Special Tax levy as determined under
paragraph 9(above),die CFD Administrator shall remove the current Fiscal Year's Special
Tax levy for such Assessor's Parcel from the County tax rolls. With respect to any
Assessor's Parcel that is prepaid, the Council shall cause a suitable notice to be recorded in
compliance with the Act,to indicate the prepayment of the Special Tax and the release of the
Special Tax lien on such Assessor's Parcel, and the obligation of such Assessor's Parcel to
pay the Special Tax shall cease.
Not,.vithstanding the foregoing, no Special Tax prepayment shall be allowed unless, at the
time of such proposed prepayment, the amount of Maximum Special Taxes that may be
levied on Taxable Property within CFD No. 2005-2 (after excluding 59.9 Acres of Public
Property and Property Owner Association Property in Zone 1 and 15.3 Acres of Public
Property and Property Owner Association Property in Zone 2 as set forth in Section E)both
prior to and after the proposed prepayment is at least equal to the sum of (i) the
Administrative Expenses and (ii) 1.10 times maximum annual debt service, in each
remaining Fiscal Year on the Outstanding Bonds.
2. Prepayment in Part
The Special Tax on an Assessor's Parcel of Developed Property, or an Assessor's Parcel of
Final Mapped Property or Undeveloped Property for which a building permit has been
issued, may be partially prepaid. The amount of the prepayment shall be calculated as in
Section H.1; except that a partial prepayment shall be calculated according to the following
formula:
PP= [(PE—A) x F] +A
These terms have the following meaning:
PP= the partial prepayment.
PE= the Special Tax Prepayment Amount calculated according to Section H.1.
F= the percentage,expressed as a decimal,by which the owner of the Assessor's Parcel
is partially prepaying the Special Tax.
CFD No. 2005-2(Escena)of the City ofPalne Springs
Page 14
A= the Administrative Fees and Expenses calculated according to Section H.1. '
The owner of any Assessor's Parcel who desires such prepayment shall notify the CFD
Administrator of such owner's intent to partially prepay the Special Tax and the percentage
by which the Special Tax shall be prepaid. The CFD Administrator shall provide the owner
with a statement of the amount required for the partial prepayment of the Special Tax for an
Assessor's Parcel within 30 days of the request and may charge a reasonable fee for
providing this service. With respect to any Assessor's Parcel that is partially prepaid, the
Council shall(i)distribute the funds remitted to it according to Section H.1,and(ii)indicate
in the records of CFD No.2005-2 that there has been a partial prepayment of the Special Tax
and that a portion of the Special Tax with respect to such Assessor's Parcel, equal to the
outstanding percentage(1.00-F)of the remaining Maximum Special Tax,shall continue to
be levied on such Assessor's Parcel pursuant to Section D.
I. TERM OF SPECIAL TAX
The Special Tax shall be levied for a period not to exceed forty-five years commencing with
Fiscal Year 2005-2006,provided however that the Special Tax will cease to be levied in an
earlier Fiscal Year if the CFD Administrator has determined(i)that all required interest and
principal payments on the CFD No. 2005-2 Bonds have been paid; and(ii) all Authorized
Facilities have been acquired and all reimbursements to the developer have been paid.
CFD No. 2005-2(Eseena)of the City of Palm Springs
Page 15