HomeMy WebLinkAboutFA - 46RESOLUTION NO. FA- 46
RESOLUTION OF THE BOARD OF DIRECTORS OF THE
CITY OF PALM SPRINGS FINANCING AUTHORITY
AUTHORIZING THE ISSUANCE OF ITS REVENUE BONDS
IN THE ORIGINAL PRINCIPAL AMOUNT OF NOT TO
EXCEED $40,000,000 IN CONNECTION WITH THE
FINANCING OF PUBLIC CAPITAL IMPROVEMENTS IN
THE CITY OF PALM SPRINGS AUTHORIZING AND
DIRECTING EXECUTION OF AN INDENTURE OF TRUST,
A LEASE AGREEMENT, AN AGENCY AGREEMENT, AND
AUTHORIZING AN OFFICIAL STATEMENT AND OTHER
OFFICIAL ACTIONS AND EXECUTION OF RELATED
DOCUMENTS
WHEREAS, the City of Palm Springs Financing Authority (the "Authority") has
been formed pursuant to a Joint Exercise of Powers Agreement dated February 1, 1991,
by and between the City of Palm Springs (the "City"), and the Redevelopment Agency of
the City of Palm Springs (the "Agency"), as amended by that Amendment to Joint Exercise
of Powers Agreement, dated as of July 5, 2011, between the City and the Agency, and
as further amended by the Second Amendment to Joint Exercise of Powers Agreement,
dated as of July 1, 2014, among the City, the Successor Agency to the Palm Springs
Community Redevelopment Agency, and the Housing Authority of the City of Palm
Springs (together, the "Joint Powers Agreement")and is authorized under said Agreement
and under the laws of the State of California to finance the acquisition and construction
of public capital improvements for the City; and
WHEREAS, the City has requested the Authority to issue its bonds for the purpose
of providing funds to enable the City to finance certain improvements of the Library and
Swim Center and such other public capital improvements as the City deems necessary
(the "2025 Project"), and
WHEREAS, to provide such financing for the 2025 Project, the Authority proposes
to issue its 2025 Lease Revenue Bonds (Public Facilities Renovation and Expansion
Project) in an aggregate principal amount of not to exceed $40,000,000 (the "Bonds")
under the provisions of Article 4 (commencing with Section 6584) of Chapter 5 of Division
7 of Title 1 of the Government Code of the State of California (the "Act"), such Bonds may
be issued in one or more series in such amounts as may be determined by the Authority
as stated herein, and which are proposed to be payable from the revenues to be derived
by the Authority from lease payments to be made by the City for the lease of certain
facilities pursuant to that certain Lease Agreement relating to the financing of the 2025
Project (the "Lease Agreement"), and the lease and sublease of the Leased Premises (as
defined below); and
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Page 2
WHEREAS, the City Council has determined that the Library and all or a portion
of Sunrise Park and improvements thereon should be the leased assets under the Lease
Agreement (the "Leased Premises"); and
WHEREAS, a portion of the proceeds of the Bonds will be deposited in the
Acquisition and Construction Fund to be established pursuant to the Indenture of Trust
which is hereinafter approved, and will be applied by the Authority and the City to the
acquisition, construction and installation of the 2025 Project pursuant to an Agency
Agreement between the Authority and the City; and
WHEREAS, the City and the Authority have previously used the Leased Premises
for financings which have been paid in full and any legal encumbrances remaining may
be removed with a form of Release of Lien and Termination Agreement (the "Termination
Agreement"), presented to this meeting; and
WHEREAS, there has also been presented to the Board a form of Continuing
Disclosure Certificate to be executed and delivered by the Authority (the "Continuing
Disclosure Certificate"), for the benefit of the owners of the Bonds and in order to assist
the purchaser of the Bonds in complying with Rule 15c2-12(b)(5) of the Securities and
Exchange Commission, as amended (the "Rule"); and
WHEREAS, the Authority intends on competitively bidding the sale of the Bonds
pursuant to the terms and conditions set forth in the proposed form of Notice of Intention
to Sell Bonds (the "Notice of Sale") and Official Notice Inviting Bids;
WHEREAS, the City Council has conducted a noticed public hearing held May 28,
2025 pursuant to Section 6586.5 of the California Government Code and published notice
was given in accordance with the terms of the Government Code; and
WHEREAS, Section 5852.1 of the California Government Code ("Section 5852.1 ")
provides that the Authority shall obtain from an underwriter, financial advisor, or private
lender and disclose, in a meeting open to the public prior to authorization of the issuance
of the Bonds, good faith estimates of (a) the true interest cost of the Bonds, (b) the finance
charge of the Bonds, meaning the sum of all fees and charges paid to third parties, (c)
the amount of proceeds of the Bonds received less the finance charge described above
and any reserves or capitalized interest paid or funded with proceeds of the Bonds, and
(d) the sum total of all debt service payments on the Bonds calculated to the final maturity
of the Bonds plus the fees and charges paid to third parties not paid with the proceeds of
the Bonds; and
WHEREAS, in accordance with Section 5852.1, the Authority has obtained such
good faith estimates from Harrell & Company Advisors, LLC, the Authority's and City's
municipal advisor (the "Municipal Advisor"), and such estimates are disclosed in Exhibit
A attached hereto; and
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WHEREAS, the Board of Directors of the Authority (the "Board") has duly
considered such transactions and has determined that it approves said transactions in
the public interests of the City and the Authority.
THE BOARD OF THE CITY OF PALM SPRINGS FINANCING AUTHORITY
DOES HEREBY RESOLVES, DETERMINES, AND APPROVES AS FOLLOWS:
SECTION 1. Findings and Determinations.
A. Pursuant to the Act, the Board hereby finds and determines that significant
public benefits will arise from the issuance of the Bonds to fund the Library
and Swim Center renovation costs, including demonstrable savings in
effective interest rate, bond preparation, or bond issuance costs pursuant
to Section 6586 of the Act.
B. The Board finds and determines that the above recitals are true and correct
and that the fair rental value of Leased Premises exceeds the present value
of Lease Payments to be made under the Lease Agreement.
SECTION 2. Issuance of Bonds.
The Board hereby authorizes the issuance of the Bonds for the purpose of funding
the 2025 Project under and pursuant to the Act, in the maximum original principal amount
not to exceed $40,000,000. The Bonds may be issued in one or more series.
SECTION 3. Approval of Financing Documents.
The Board hereby approves each of the following documents in substantially the
respective forms on file with the Secretary and presented at this meeting, together with
such additions thereto and changes therein as Bond Counsel shall deem necessary,
desirable, or appropriate, the execution of which by the Chairperson, the Vice
Chairperson, the Executive Director, or the Treasurer (each an "Authorized Officer") shall
be conclusive evidence of the approval of any such additions and changes:
A. that certain Indenture of Trust, by and between the Authority and U.S. Bank
Trust Company, National Association, as trustee (the "Trustee"),
establishing the terms and conditions pertaining to the issuance, sale, and
administration of the Bonds (the "Indenture of Trust");
B. the Lease Agreement, by and between the Authority and the City relating to
the lease and sublease of the Leased Premises, together with any
memorandum of such Lease Agreement to be recorded;
C. the preliminary official statement describing the City, the Authority, and the
Bonds (the "Preliminary Official Statement");
D. the Agency Agreement, by and between the Authority and the City;
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E. the Termination Agreement among the City, the Authority and the trustee
relating to the prior encumbrance; and
F. the Continuing Disclosure Certificate relating to the Bonds, attached as an
appendix to the Preliminary Official Statement.
The Authorized Officers are each, acting alone, hereby authorized and directed to
execute, and the Secretary is hereby authorized and directed to attest and affix the seal
of the Authority to, the final form of each of the foregoing documents and agreements for
and in the name and on behalf of the Authority, with such addition and changes thereto
as deemed necessary, desirable or appropriate by Bond Counsel. The Board hereby
authorizes the delivery and performance of each of the foregoing documents and
agreements.
SECTION 4. Sale of Bonds via Competitive Sale.
The Board hereby authorizes the sale of the Bonds through generally accepted
electronic means to the highest bidder, after advertising for bids by publication of notice
of sale pursuant to Government Code Section 53692; provided, however, that if no bids
are received or if the Board determines that the bids received are not satisfactory as to
price or responsibility of the bidders, the Board may reject all bids received, if any, and
readvertise the sale of the Bonds. The Bonds shall be offered at competitive sale in
accordance with the Official Notice Inviting Bids (the "Notice Inviting Bids") in substantially
the form on file with the Secretary and presented at this meeting together with any
additions thereto or changes therein approved by an Authorized Officer, the distribution
thereof to be conclusive evidence of such approval. The Board hereby delegates to the
Authorized Officers the authority to accept an offer from an underwriter to purchase the
Bonds from the Authority pursuant to the Notice Inviting Bids; provided, however, that
Bonds shall be awarded to an underwriter only if the principal amount of the Bonds does
not to exceed $40,000,000 and; the true interest cost does not exceed 6.0%. Each
Authorized Officer is authorized to determine the day on which the Bonds are to be priced
in order to attempt to produce the lowest borrowing cost and may reject any terms of the
sale if determined not to be in the best interest of the Authority.
SECTION 5. Official Statement; Continuing Disclosure.
The Board hereby approves the preparation of, and hereby authorizes the
Executive Director or the Treasurer to deem final within the meaning of Rule 15c2-12 of
the Securities and Exchange Commission except for permitted omissions, a preliminary
form of Official Statement of the Bonds. The Executive Director and the Treasurer are
each, acting alone, hereby authorized to execute the final Official Statement in the name
and on behalf of the Authority, including any modifications resulting from additions thereto
and changes therein as Bond Counsel shall deem necessary, desirable, or appropriate,
with the execution of the final Official Statement by an Authorized Officer to be conclusive
evidence of the approval of any such additions and changes. The Executive Director or
the Treasurer are each, acting alone, further authorized to sign on behalf of the Authority
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the Continuing Disclosure Certificate with respect to the financing, in such form as may
be approved by Bond Counsel.
SECTION 6. Notice of Sale.
The Executive Director is hereby authorized and directed to publish a Notice of
Sale pursuant to Government Code Section 53692 in The Bond Buyer at least 5 days
prior to the date bids are to be received. The Executive Director in cooperation with Harrell
& Company Advisors, LLC, the City's municipal advisor, shall cause an official notice
inviting bids to be circulated among prospective bidders.
SECTION 7. Appointment of Professionals.
A. Municipal Advisor. Harrell & Company Advisors, LLC. is hereby
appointed to serve as the municipal advisor to the Authority in connection with the
issuance of the Bonds.
B. Bond and Disclosure Counsel. Best Best & Krieger LLP is hereby appointed
to serve as Bond and Disclosure Counsel to the Authority in connection with the issuance
of the Bonds.
C. Trustee. U.S. Bank Trust Company, National Association is hereby
selected as the Trustee under the Indenture of Trust.
SECTION 8. Official Actions.
The Authorized Officers, the Secretary, and any and all other officers of the
Authority are hereby authorized and directed, for and in the name and on behalf of the
Authority, to do any and all things and take any and all actions, including obtaining title
insurance for the Leased Premises, obtaining a rating on the Bonds, and including
execution and delivery of any and all assignments, certificates, requisitions, agreements,
notices, consents, instruments of conveyance, warrants and other documents, which
they, or any of them, may deem necessary or advisable in connection with the issuance
and sale of the Bonds.
SECTION 9. Effective Date.
This Resolution shall take effect from and after the date of its passage and
adoption.
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ADOPTED THIS 28TH DAY OF MAY 2025.
ATTEST:
ALL -
Brenda ree, MMC, CERA
City Clerk
colt Stiles, City Manager
CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS)
I, BRENDA PREE, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. FA- 45 is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on the 28th day of May, by the
following vote:
AYES: Councilmembers Ready, Garner, Bernstein, Mayor Pro Tern Soto, and
Mayor deHarte
NOES: None
ABSENT: None
ABSTAIN: None
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of the
City of Palm Springs, California, this day of June 2025.
AL�L'
Brenda Pree, MMC, CERA
City Clerk
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Resolution No. FA-46
Page 7
EXHIBIT A
GOOD FAITH ESTIMATES
The good faith estimates set forth herein are provided with respect to the Bonds in
accordance with California Government Code Section 5852.1. Such good faith estimates
have been provided to the Authority by the Municipal Advisor in consultation with the
Underwriter.
Principal Amount. The Municipal Advisor has informed the Authority that, based
on the financing plan and current market conditions, its good faith estimate of the
aggregate principal amount of the Bonds to be sold is $38,210,000 (the "Estimated
Principal Amount").
True Interest Cost of the Bonds. The Municipal Advisor has informed the Authority
that, assuming that the Estimated Principal Amount of the Bonds is sold, and based on
market interest rates prevailing at the time of preparation of such estimate, its good faith
estimate of the true interest cost of the Bonds, which means the rate necessary to
discount the amounts payable on the respective principal and interest payment dates to
the purchase price received for the Bonds, is 4.65%.
Finance Charge of the Bonds. The Municipal Advisor has informed the Authority
that, assuming that the Estimated Principal Amount of Bonds is sold, and based on market
interest rates prevailing at the time of preparation of such estimate, its good faith estimate
of the finance charge for the Bonds, which means the sum of all fees and charges paid
to third parties (or costs associated with the Bonds), is $567,000.
Amount of Proceeds to be Received. The Municipal Advisor has informed the
Authority that, assuming that the Estimated Principal Amount of the Bonds is sold, and
based on market interest rates prevailing at the time of preparation of such estimate, its
good faith estimate of the amount of proceeds expected to be received by the Authority
for the sale of the Bonds, less the finance charge of the Bonds, as estimated above, and
any reserve fund paid or funded with proceeds of the Bonds $37,000,000,
Total Payment Amount. The Municipal Advisor has informed the Authority that,
assuming that the Estimated Principal Amount of the Bonds is sold, and based on market
interest rates prevailing at the time of preparation of such estimate, its good faith estimate
of the total payment amount, which means the sum total of all payments the Authority will
make to pay debt service on the Bonds, plus the finance charge for the Bonds, as
described above, together with the sum of annual ongoing costs to administer the bonds
not paid with proceeds of the bonds, calculated to the final maturity of the Bonds, is
$76,966,000.
The foregoing estimates constitute good faith estimates only. The actual principal
amount of the Bonds issued and sold, the true interest cost thereof, the finance charges
thereof, the amount of proceeds received therefrom and total payment amount with
respect thereto may differ from such good faith estimates due to (a) the actual date of the
Resolution No. FA-46
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sale of the Bonds being different than the date assumed for purposes of such estimates,
(b) the actual principal amount of Bonds sold being different from the Estimated Principal
Amount, (c) the actual amortization of the Bonds being different than the amortization
assumed for purposes of such estimates, (d) the actual market interest rates at the time
of sale of the Bonds being different than those estimated for purposes of such estimates,
(e) other market conditions, or alterations in the financing plan or finance charges, or a
combination of such factors. The actual date of sale of the Bonds and the actual principal
amount of Bonds sold will be determined by the Authority based on the timing of the need
for proceeds of the Bonds and other factors. The actual interest rates borne by the Bonds
will depend on market interest rates at the time of sale thereof. The actual amortization
of the Bonds will also depend, in part, on market interest rates at the time of sale thereof.
Market interest rates are affected by economic and other factors beyond the control of
the Authority.
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