HomeMy WebLinkAbout24826RESOLUTION NO. 24826
A RESOLUTION OF THE CITY COUNCIL OF THE CITY OF
PALM SPRINGS, CALIFORNIA, AUTHORIZING THE
EXECUTION AND DELIVERY OF A SITE AND FACILITY
LEASE, A LEASE AGREEMENT, A PROJECT LEASE
ASSIGNMENT, AN EQUIPMENT LEASE ASSIGNMENT
AND AN ESCROW AGREEMENT WITH RESPECT TO
REFINANCING THE ACQUISITION, INSTALLATION,
FINANCING, INSTALLMENT SALE PURCHASE AND
LEASING OF CERTAIN EQUIPMENT THAT
CONSTITUTES ENERGY CONSERVATION FACILITIES,
AUTHORIZING THE EXECUTION AND DELIVERY OF
AGREEMENTS AND DOCUMENTS REQUIRED IN
CONNECTION THEREWITH; AND AUTHORIZING THE
TAKING OF ALL OTHER ACTIONS NECESSARY TO THE
CONSUMMATION OF THE TRANSACTIONS
CONTEMPLATED BY THIS RESOLUTION
WHEREAS, the City of Palm Springs, California (the "City"), a municipal
corporation and charter city duly organized and existing under the laws of the State of
California, is authorized by the laws of the State of California to acquire, install, finance,
installment sale purchase and lease equipment that constitutes energy conservation
facilities and to enter into facility financing contracts and facility ground leases with
respect thereto; and
WHEREAS, the City has previously financed pursuant to a Lease Agreement,
dated as of July 1, 2013 (the "Prior Lease") (a) the acquisition and installation of certain
lighting, mechanical, utility, water and other energy conservation measures on and to
certain of the City's public buildings and other facilities (the "Project") and (b) the
demolition and replacement of the City's existing Municipal Central Plant cogeneration
system with a new 1.1 MW cogeneration plant, mechanical and electrical systems and
upgrades and related improvements (the "Equipment"); and
WHEREAS, the City has the opportunity to refinance the Prior Lease, and in that
regard, the City proposes to enter into that certain Site and Facility Lease (the "Site
Lease"), the Lease Agreement (the "Lease Agreement"), the Equipment Schedule to
and incorporating the terms of the Lease Agreement (collectively with the Lease
Agreement, the "Equipment Lease") and the Project Schedule to and incorporating the
terms of the Lease Agreement (collectively with the Lease Agreement, the "Project
Lease"), each with the City of Palm Springs Financing Authority (the "Authority"), and a
certain Escrow Agreement (the "Escrow Agreement") among the Authority, the City and
U.S. Bank, N.A., and certain assignments for the Project to Capital One Public Funding,
LLC, as Project Lease Assignee, and for the Equipment to Capital One Public Funding,
LLC, as Equipment Lease Assignee (together, the "Assignments"), the forms of each of
which has been presented to the City Council of the City at this meeting; and
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WHEREAS, in order to obtain funds to refinance the Project, the City has agreed
to lease certain real property to the Authority pursuant to the Site Lease, and the
Authority has agreed to lease such real property back to the City pursuant to the Project
Lease, in consideration for the payment of lease payments as provided by the Project
Lease; and
WHEREAS, in order to obtain funds to refinance the acquisition and installation
of the Equipment, the City has agreed to lease the Equipment from the Authority, and
the Authority has agreed to arrange for and lease the Equipment to the City, in
consideration for the payment of lease payments as provided by the Equipment Lease;
and
WHEREAS, the City is authorized pursuant to the provisions of Articles 10 and
11 of Chapter 3 of Part 1 of Division 2 of Title 5 of the California Government Code,
commencing with Section 53570 of said Code (the "Bond Law"), to refund existing
obligations of the City; and
WHEREAS, the City Council of the City determines for the best interest of the
City and for the efficient and effective administration thereof to enter into the Site Lease,
the Lease Agreement, the Project Lease, the Equipment Lease, the Escrow Agreement,
and the Assignments, and the documentation related to the refinancing of the Project
and the Equipment upon the terms and conditions therein provided;
WHEREAS, Section 5852.1 of the California Government Code requires that the
Board obtain from an underwriter, financial advisor or private lender and disclose, in a
meeting open to the public, prior to authorization of the Lease Agreement, good faith
estimates of (a) the true interest cost of the Lease Agreement, (b) the sum of all fees
and charges paid to third parties with respect to the Lease Agreement, (c) the amount of
proceeds of the Lease Agreement expected to be received net of the fees and charges
paid to third parties and any reserves or capitalized interest paid or funded with
proceeds of the Lease Agreement, and (d) the sum total of all debt service payments on
the Lease Agreement calculated to the final maturity of the Lease Agreement, plus the
fees and charges paid to third parties not paid with the proceeds of the Lease
Agreement;
WHEREAS, in compliance with Section 5852.1 of the California Government
Code, the Council has obtained from Harrell & Company Advisors, LLC, the City's
municipal advisor (the "Municipal Advisor") the required good faith estimates and such
estimates are disclosed and set forth in Exhibit A attached hereto;
NOW, THEREFORE, THE CITY COUNCIL OF THE CITY OF PALM SPRINGS,
CALIFORNIA, DOES RESOLVE, DECLARE, DETERMINE AND ORDER AS
FOLLOWS:
SECTION 1. Defined Terms. Capitalized terms that are used, but not defined, in
this Resolution shall have the same meaning as when such terms are used in the
preambles to this Resolution.
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Resolution No. 24826
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SECTION 2. Findings and Determinations. The City finds and determines that
the above recitals are true and correct and that the fair rental value of the Project and
the Equipment exceeds the present value of Lease Payments to be made under the
Lease Agreement.
SECTION 3. Approval of Financing Agreements. The form, terms and provisions
of the Site Lease, the Lease Agreement, the Project Lease, the Equipment Lease, the
Escrow Agreement, and the Assignments (collectively, the "Financing Agreements") are
hereby approved in substantially the forms presented at this meeting, with such
insertions, omissions and changes as shall be approved by the Mayor, the City
Manager or other authorized official of the City executing the same, the execution of
such Financing Agreements being conclusive evidence of such approval. The Mayor
and the City Manager are each hereby authorized and any such authorized official is
hereby directed to execute, and the City Clerk of the City is hereby authorized and
directed to attest, each of the Financing Agreements and to deliver each of the
Financing Agreements to the respective parties thereto. The combined cost of the
refinancing under the Project Lease and the Equipment Lease, respectively, shall not
exceed $16,000,000 and shall represent interest at a rate not to exceed 3.05% per
annum with respect to the Project Lease and 2.25% per annum with respect to the
Equipment Lease.
SECTION 4. Other Actions Authorized. The officers and employees of the City
shall take all action necessary or reasonably required by the parties to the Financing
Agreements to carry out, give effect to and consummate the transactions contemplated
thereby (including any tax certificate and agreement, as contemplated in the Lease
Agreement) and to take all action necessary in conformity therewith, including, without
limitation, the execution and delivery of any closing and other documents required to be
delivered in connection with the Financing Agreements.
SECTION 5. No General Liability. Nothing contained in this Resolution, any of
the Financing Agreements or any other instrument shall be construed with respect to
the City as incurring a pecuniary liability or charge upon the general credit of the City or
against its taxing power, nor shall the breach of any agreement contained in this
Resolution, any of the Financing Agreements or any other instrument or document
executed in connection therewith impose any pecuniary liability upon the City or any
charge upon its general credit or against its taxing power, except to the extent that the
lease payments under the Project Lease and the Equipment Lease are payable by the
City as provided therein.
SECTION 6. Appointment of Authorized City Representatives. The Mayor and
the City Manager of the City are each hereby designated to act as authorized
representatives of the City for purposes of the Financing Agreements until such time as
the City Council of the City shall designate any other or different authorized
representative for purposes of the Financing Agreements.
SECTION 7. Severability. If any section, paragraph, clause or provision of this
Resolution shall for any reason be held to be invalid or unenforceable, the invalidity or
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unenforceability of such section, paragraph, clause or provision shall not affect any of
the remaining provisions of this Resolution.
SECTION 8. Repealer. All bylaws, orders and resolutions or parts thereof,
inconsistent herewith, are hereby repealed to the extent only of such inconsistency.
This repealer shall not be construed as reviving any bylaw, order, resolution or
ordinance or part thereof.
SECTION 9. Effective Date. This Resolution shall be effective immediately upon
its approval and adoption.
ADOPTED this 12th day of November, 2020
David H. Ready, Es .
City Manager
ATTEST:
Jthony City Cler�Kp,
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Resolution No. 24826
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CERTIFICATION
STATE OF CALIFORNIA )
COUNTY OF RIVERSIDE ) ss.
CITY OF PALM SPRINGS)
I, ANTHONY J. MEJIA, City Clerk of the City of Palm Springs, hereby certify that
Resolution No. 24826 is a full, true and correct copy, and was duly adopted at a regular
meeting of the City Council of the City of Palm Springs on November 12, 2020, by the
following vote:
AYES: Councilmembers Garner, Middleton, Woods, Mayor Pro Tern Holstege,
and Mayor Kors
NOES: None
ABSENT: None
ABSTAIN: None
IN WITNESS WHEREOF, I have hereunto set my hand and affixed the official seal of
the City of Palm Springs, California, this i4i+- day of /Jove,n�be,.- , Zo zo
ony J. erk
City of Palm rings, California
55575.70003\33361758.3
EXHIBIT A
GOOD FAITH ESTIMATES
The good faith estimates set forth herein are provided with respect to the Lease
Agreement in accordance with California Government Code Section 5852.1. Such good
faith estimates have been provided to the City by the Municipal Advisor.
Principal Amount. The Municipal Advisor has informed the City that, based on the
City's financing plan and current market conditions, its good faith estimate of the
aggregate principal amount of the Lease Agreement to be sold is $15,853,500, (the
"Estimated Principal Amount").
True Interest Cost of the Lease Agreement. The Municipal Advisor has informed
the City that, assuming that the Estimated Principal Amount of the Lease Agreement is
sold, and based on market interest rates prevailing at the time of preparation of such
estimate, their good faith estimate of the true interest cost of the Lease Agreement,
which means the rate necessary to discount the amounts payable on the respective
principal and interest payment dates to the purchase price received for the Lease
Agreement, is 2.92%.
Finance Charge of the Lease Agreement. The Municipal Advisor has informed
the City that, assuming that the Estimated Principal Amount of the Lease Agreement is
sold, and based on market interest rates prevailing at the time of preparation of such
estimate, their good faith estimate of the finance charge for the Lease Agreement,
which means the sum of all fees and charges paid to third parties (or costs associated
with the Lease Agreement), is $56,000.
Amount of Proceeds to be Received. The Municipal Advisor has informed the
City that, assuming that the Estimated Principal Amount of the Lease Agreement is
sold, and based on market interest rates prevailing at the time of preparation of such
estimate, their good faith estimate of the amount of proceeds expected to be received
by the City for sale of the Lease Agreement, less the finance charge of the Lease
Agreement, as estimated above, and any reserves or capitalized interest paid or funded
with proceeds of the Lease Agreement, is $15,797,500.
Total Payment Amount. The Municipal Advisor has informed the City that,
assuming that the Estimated Principal Amount of the Lease Agreement is sold, and
based on market interest rates prevailing at the time of preparation of such estimate,
their good faith estimate of the total payment amount, which means the sum total of all
payments the City will make to pay debt service on the Lease Agreement, plus the
finance charge for the Lease Agreement, as described above, not paid with the
proceeds of the Lease Agreement, calculated to the final maturity of the Lease
Agreement, is $19,453,000.
The foregoing estimates constitute good faith estimates only as of November 12,
2020, and are based on market conditions prevailing at the time of preparation of such
estimates. The actual principal amount of the Lease Agreement issued and sold, the
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true interest cost thereof, the finance charges thereof, the amount of proceeds received
therefrom and total payment amount with respect thereto may differ from such good
faith estimates due to (a) the actual date of the sale of the Lease Agreement being
different than the date assumed for purposes of such estimates, (b) the actual principal
amount of Lease Agreement sold being different from the Estimated Principal Amount,
(c) the actual amortization of the Lease Agreement being different than the amortization
assumed for purposes of such estimates, (d) the actual market interest rates at the time
of sale of the Lease Agreement being different than those estimated for purposes of
such estimates, (e) other market conditions, or (f) alterations in the City's financing plan,
or a combination of such factors. The actual date of sale of the Lease Agreement and
the actual principal amount of the Lease Agreement sold will be determined by the City
based on the timing of the need for proceeds of the Lease Agreement and other factors.
The actual interest rates borne by the Lease Agreement will depend on market interest
rates at the time of sale thereof. The actual amortization of the Lease Agreement will
also depend, in part, on market interest rates at the time of sale thereof. Market interest
rates are affected by economic, national, international and other factors beyond the
control of the City, or the Municipal Advisor.
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